Harvest Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, educational seminars, estate planning, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Harvest Financial Advisors reports 442 clients. They include 421 individual clients and 21 high-net-worth individuals. Of its assets, 96.4% ($647M across 1,382 accounts) are managed with discretion; $23.8M across 16 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 95% | 72% |
| High-net-worth individuals | 5% | 28% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 421 | $481M | 71.7% | $1.14M |
| High-net-worth individuals | 21 | $190M | 28.3% | $9.04M |
| Total | 442 | $671M | 100% | $1.52M |
- Clients
- 421
- Regulatory AUM
- $481M
- AUM share
- 71.7%
- Avg. per client
- $1.14M
- Clients
- 21
- Regulatory AUM
- $190M
- AUM share
- 28.3%
- Avg. per client
- $9.04M
Total
- Clients
- 442
- Regulatory AUM
- $671M
- AUM share
- 100%
- Avg. per client
- $1.52M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Harvest Financial Advisors charges 0.50%–1.00% a year for its Fee Schedule. The fee is billed in advance, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Isolated consulting
- Consulting on an isolated area of concern is billed quarterly as an annual fee that is a percentage of each account's market value; no rate is stated.
Marc Henn owns 75% or more of Harvest Financial Advisors. The leadership team of Harvest Financial Advisors includes Chief Operating Officer Paul Burgdorf. It has 9 employees, 5 of them in advisory roles.
Leadership
- Paul BurgdorfChief Operating Officer
- Marc HennCEO/Chief
Investment adviser representatives
9 representatives listed in the SEC register as of 9 October 2026.
- Paul E. Burgdorf MR.
- Gaye Clarke Lampert
- Monica Lynn Dwyer
- Marc Erle Henn
- Benjamin Francis Hunter
- Bruce Mason
- Ryan D Motsinger
- Matthew Mark Savoti
- Joy Michelle Schlie
Staff
- 9 employees
- 5 in advisory functions
- 8 state-registered reps
- Owns 75% or more of Harvest Financial Advisors, LLC
Marc Henn
Control person · since June 2007
- Owns 25% to 50% of Harvest Financial Advisors, LLC
Paul Burgdorf
Control person · since January 2022
Harvest Financial Advisors’ regulatory assets grew 2.1× from $322M (June 2021) to $671M (July 2026); clients rose from 277 to 442 and employees from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $671M | 442 | 9 | 1 |
| April 2025 | $583M | 418 | 9 | 1 |
| April 2024 | $469M | 380 | 10 | 1 |
| April 2023 | $406M | 403 | 10 | 1 |
| April 2022 | $401M | 339 | 6 | 1 |
| June 2021 | $322M | 277 | 6 | 1 |
Besides its headquarters, Harvest Financial Advisors has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 8840 Cincinnati-Dayton Road, West ChesterHQ
Contact and registration details
- Legal name
- Harvest Financial Advisors, LLC
- Headquarters
- 8840 Cincinnati-Dayton Road, West Chester, OH 45069
- Website
- harvestadvisors.com
- Phone
- 513-779-3030
- SEC file
- 801-68507
- Structure
- Ohio LLC
- Fiscal year end
- December
Harvest Financial Advisors has custody of $29.2M in client assets for 54 clients.
At year end, Harvest Financial Advisors’ separately managed accounts were mostly in stocks (68%) and bonds (17%).
What the accounts hold
- Stocks68%
- Bonds17%
- Investment grade corporate bonds10%
- U.S. government and agency bonds6%
- State and local bonds1%
- Cash7%
- Other8%
- Open-end equity and bond mutual funds8%
How many clients does Harvest Financial Advisors have?
Harvest Financial Advisors has 442 clients and manages $671 million for them, as of July 2026. They include 421 individual clients and 21 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026
What services does Harvest Financial Advisors offer?
Harvest Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, educational seminars, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Harvest Financial Advisors charge?
Harvest Financial Advisors charges 0.50%–1.00% a year for its Fee Schedule. The fee is billed in advance, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000.
How many financial advisors does Harvest Financial Advisors have?
Harvest Financial Advisors has 8 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Harvest Financial Advisors invest in?
At the end of its last fiscal year, Harvest Financial Advisors’ separately managed accounts held 68% exchange-traded equities, 10% investment grade corporate bonds, 8% other, 7% cash and equivalents, 6% U.S. government and agency bonds and 1% state and local bonds. The 8% other category is described as: Open-End Equity and Bond Mutual Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Harvest Financial Advisors have a minimum investment?
Yes, Harvest Financial Advisors’ minimum account size for its Fee Schedule is $500K. It charges a $5K annual minimum fee.
Who owns Harvest Financial Advisors?
Harvest Financial Advisors’ direct owners are Paul Burgdorf (25% to 50%) and Marc Henn (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 July 2026
How does Harvest Financial Advisors get paid?
Harvest Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Harvest Financial Advisors?
Harvest Financial Advisors’ main office is at 8840 Cincinnati-Dayton Road, West Chester, OH 45069. Its phone number is 513-779-3030. Its website is harvestadvisors.com.