{"url":"https://nivawealth.com/firms/harvest-financial-advisors-145552","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/145552","regulatoryAum":671021752,"crd":"145552","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5868892","suffix":"MR.","lastName":"BURGDORF","firstName":"PAUL","middleName":"E."},{"crd":"1243816","suffix":null,"lastName":"CLARKE LAMPERT","firstName":"GAYE","middleName":null},{"crd":"4941189","suffix":null,"lastName":"DWYER","firstName":"MONICA","middleName":"LYNN"},{"crd":"2120816","suffix":null,"lastName":"HENN","firstName":"MARC","middleName":"ERLE"},{"crd":"7399822","suffix":null,"lastName":"Hunter","firstName":"Benjamin","middleName":"Francis"},{"crd":"4525261","suffix":null,"lastName":"MASON","firstName":"BRUCE","middleName":null},{"crd":"7171072","suffix":null,"lastName":"Motsinger","firstName":"Ryan","middleName":"D"},{"crd":"5758985","suffix":null,"lastName":"SAVOTI","firstName":"MATTHEW","middleName":"MARK"},{"crd":"2820814","suffix":null,"lastName":"SCHLIE","firstName":"JOY","middleName":"MICHELLE"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-02","regulatoryAum":322451802,"clients":277,"employees":6,"offices":1},{"filedOn":"2022-04-05","regulatoryAum":401118636,"clients":339,"employees":6,"offices":1},{"filedOn":"2023-04-27","regulatoryAum":406328724,"clients":403,"employees":10,"offices":1},{"filedOn":"2024-04-18","regulatoryAum":468510940,"clients":380,"employees":10,"offices":1},{"filedOn":"2025-04-01","regulatoryAum":582622483,"clients":418,"employees":9,"offices":1},{"filedOn":"2026-07-06","regulatoryAum":671021752,"clients":442,"employees":9,"offices":1}],"secFileNumber":"801-68507","legalName":"Harvest Financial Advisors, LLC","displayName":"Harvest Financial Advisors","slug":"harvest-financial-advisors-145552","website":"https://harvestadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/145552/09ba97514357259a-r1.webp","tone":"light","width":512,"height":200,"sourceUrl":"https://www.harvestadvisors.com/","sourceLabel":"Harvest Financial Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8840 Cincinnati-Dayton Road","city":"West Chester","state":"OH","stateName":"Ohio","country":"United States","postalCode":"45069"},"tradeNames":[],"registration":{"secApproved":"16 November 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1518148.7601809956,"staff":{"employees":9,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":671021752,"discretionary":647197841,"discretionaryAccounts":1382,"nonDiscretionary":23823911,"nonDiscretionaryAccounts":16,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":421,"regulatoryAum":481163450},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":189858302}],"feePrograms":[{"role":"main","program":"Fee Schedule","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050810","versionId":1050810,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-07-06","documentName":"FORM ADV   3-31-2026","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":"annual","fee_minimum_annual":5000},{"role":"other","program":"Isolated consulting","summary":"Consulting on an isolated area of concern is billed quarterly as an annual fee that is a percentage of each account's market value; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050810","versionId":1050810,"submittedOn":"2026-07-06","documentName":"FORM ADV   3-31-2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:42:37.055065+00:00","documents":[{"name":"FORM ADV   3-31-2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050810","versionId":1050810,"submittedOn":"2026-07-06"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1039161","versionId":1039161,"submittedOn":null}]},"custodians":[],"custodyNote":"Harvest Financial Advisors has custody of $29.2M in client assets for 54 clients.","otherCustodians":[],"leadership":[{"name":"Paul Burgdorf","title":"Chief Operating Officer","crd":"5868892"},{"name":"Marc Henn","title":"CEO/Chief","crd":"2120816"}],"ownership":[{"label":"Paul Burgdorf","detail":"Chief operating officer in the 25% to 50% ownership band and a control person, since January 2022."},{"label":"Marc Henn","detail":"Ceo/chief in the 75% or more ownership band and a control person, since June 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"8840 Cincinnati-Dayton Road","city":"West Chester","headquarters":true}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"513-779-3030","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":68},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":10},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":8,"detail":"Open-End Equity and Bond Mutual Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"6 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/145552/PDF/145552.pdf","brochureDate":"6 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050810","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Harvest Financial Advisors have?","answer":"Harvest Financial Advisors has 442 clients and manages $671 million for them, as of July 2026. They include 421 individual clients and 21 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Harvest Financial Advisors offer?","answer":"Harvest Financial Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, publishing newsletters, educational seminars, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Harvest Financial Advisors charge?","answer":"Harvest Financial Advisors charges 0.50%–1.00% a year for its Fee Schedule. The fee is billed in advance, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000.","source":"FORM ADV   3-31-2026, filed 6 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Harvest Financial Advisors have?","answer":"Harvest Financial Advisors has 8 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Harvest Financial Advisors invest in?","answer":"At the end of its last fiscal year, Harvest Financial Advisors’ separately managed accounts held 68% exchange-traded equities, 10% investment grade corporate bonds, 8% other, 7% cash and equivalents, 6% U.S. government and agency bonds and 1% state and local bonds. The 8% other category is described as: Open-End Equity and Bond Mutual Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Harvest Financial Advisors have a minimum investment?","answer":"Yes, Harvest Financial Advisors’ minimum account size for its Fee Schedule is $500K. It charges a $5K annual minimum fee.","source":"FORM ADV   3-31-2026, filed 6 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Harvest Financial Advisors?","answer":"Harvest Financial Advisors’ direct owners are Paul Burgdorf (25% to 50%) and Marc Henn (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Harvest Financial Advisors get paid?","answer":"Harvest Financial Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Harvest Financial Advisors?","answer":"Harvest Financial Advisors’ main office is at 8840 Cincinnati-Dayton Road, West Chester, OH 45069. Its phone number is 513-779-3030. Its website is harvestadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}