Harborview Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Harborview Asset Management reports 15 clients. They include 15 high-net-worth individuals. Of its assets, 100.0% ($125M across 32 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | 1% |
| High-net-worth individuals | 100% | 99% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $1.82M | 1.5% | — |
| High-net-worth individuals | 15 | $123M | 98.5% | $8.19M |
| Total | 15 | $125M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $1.82M
- AUM share
- 1.5%
- Avg. per client
- —
- Clients
- 15
- Regulatory AUM
- $123M
- AUM share
- 98.5%
- Avg. per client
- $8.19M
Total
- Clients
- 15
- Regulatory AUM
- $125M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Harborview Asset Management charges up to 0.70% a year for its Investment management fee. The fee is billed in arrears and is negotiable.
Fee details and sources
Craig Davis owns 75% or more of Harborview Asset Management. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Harborview Asset Management LLC
Craig Davis
Control person · since August 2024
Harborview Asset Management’s regulatory assets grew from $108M (January 2025) to $125M (March 2026); clients rose from 6 to 15 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $125M | 15 | 2 | 2 |
| Jan 2025January 2025 | $108M | 6 | 2 | 2 |
Besides its headquarters, Harborview Asset Management has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Washington · 1 listed address
- 7201 Pioneer Way, Ste B202, Gig HarborHQ
Contact and registration details
- Legal name
- Harborview Asset Management LLC
- Headquarters
- 7201 Pioneer Way, Ste B202, Gig Harbor, WA 98335
- Website
- Not reported
- Phone
- 253-432-1001
- SEC file
- 801-131191
- Structure
- Washington LLC
- Fiscal year end
- December
Harborview Asset Management’s named custodian for separately managed accounts is Charles Schwab ($124M). Harborview Asset Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $124M100%
At year end, Harborview Asset Management’s separately managed accounts were largely in bonds (46%) and stocks (27%).
What the accounts hold
- Stocks27%
- Funds27%
- Bonds46%
- Cash1%
How many clients does Harborview Asset Management have?
Harborview Asset Management has 15 clients and manages $125 million for them, as of March 2026. They include 15 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does Harborview Asset Management offer?
Harborview Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Harborview Asset Management charge?
Harborview Asset Management charges up to 0.70% a year for its Investment management fee. The fee is billed in arrears and is negotiable.
Source: HARBORVIEW ASSET MANAGEMENT ADV PART 2A FEB 2026, filed 5 March 2026
Which custodians does Harborview Asset Management use?
Harborview Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $124M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does Harborview Asset Management have?
Harborview Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Harborview Asset Management invest in?
At the end of its last fiscal year, Harborview Asset Management’s separately managed accounts held 46% state and local bonds, 27% exchange-traded equities, 27% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Harborview Asset Management?
Harborview Asset Management’s direct owner is Craig Davis (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does Harborview Asset Management get paid?
Harborview Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Harborview Asset Management?
Harborview Asset Management’s main office is at 7201 Pioneer Way, Ste B202, Gig Harbor, WA 98335. Its phone number is 253-432-1001.