Richard Baird has been CIO of Harborview Asset Management since August 2024, is a control person of the firm and directly owns under 5% of it.
Harborview Asset Management LLC is a Gig Harbor, WA firm with $125M under management, 15 clients and 2 advisers across 2 offices, as of its March 2026 filing.
Richard Baird’s longest registration was 7 years at Yellowstone Partners (2010–2017). Before joining Harborview Asset Management in 2024, Richard Baird was registered through Drive Wealth Advisers and Holly Street Wealth Advisors.
- – present · 2 yearsSt. George, UT · Adviser representative · Firm CRD 332767
- Drive Wealth Advisers– · 7 yearsSt. George, UT · Adviser representative · Firm CRD 174728
- Holly Street Wealth Advisors– · under a yearSt. George, UT · Adviser representative · Firm CRD 167343
- Yellowstone Partners– · 7 yearsPark City, UT · Adviser representative · Firm CRD 137236
- Wind River Advisors, L.L.C.– · 1 yearIdaho Falls, ID · Adviser representative · Firm CRD 135808
- Contango Capital Advisors– · under a yearBerkeley, CA · Adviser representative · Firm CRD 131308
Investment adviser representative registrations
Richard Baird is registered as an investment adviser representative in Utah, since October 2024.
- UtahSince 8 October 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 November 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Richard Kent Baird
- CRD
- 725907
- Firm
- Harborview Asset Management · CRD 332767
- Role
- CIO
- Office
- St. George, UT
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Baird work?
Richard Baird has been CIO of Harborview Asset Management LLC since August 2024, and is a control person of the firm.
Is Richard Baird a financial advisor?
Yes. Richard Baird has a current investment-adviser registration in Utah, through Harborview Asset Management since October 2024.
How many years of experience does Richard Baird have?
Richard Baird has 18 years in the financial industry, since January 2008, across 6 adviser firms.
What exams has Richard Baird passed?
Richard Baird passed the Series 65 in November 1996.
Where did Richard Baird work before Harborview Asset Management?
Before Harborview Asset Management, Richard Baird was registered through Holly Street Wealth Advisors, April 2017 to September 2017; Yellowstone Partners, August 2010 to October 2017; Wind River Advisors, L.L.C., March 2008 to December 2009; Contango Capital Advisors, July 2004 to May 2005.
Where is Richard Baird based?
Richard Baird’s registered office is in St. George, UT.
Is Richard Baird registered with FINRA?
No. Richard Baird has no current broker registration.
How can I verify Richard Baird’s record?
Search CRD 725907 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Baird’s full registration record.