Hallett Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Hallett Investments reports 307 clients. They include 243 individual clients, 50 high-net-worth individuals and 12 charitable organizations. Of its assets, 100.0% ($158M across 780 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 42% |
| High-net-worth individuals | 16% | 53% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 4% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 243 | $65.6M | 41.6% | $270K |
| High-net-worth individuals | 50 | $84.3M | 53.4% | $1.69M |
| Pension and profit-sharing plans | Fewer than 5 | $1.32M | 0.8% | $661K |
| Charitable organizations | 12 | $6.63M | 4.2% | $553K |
| Total | 307 | $158M | 100% | — |
- Clients
- 243
- Regulatory AUM
- $65.6M
- AUM share
- 41.6%
- Avg. per client
- $270K
- Clients
- 50
- Regulatory AUM
- $84.3M
- AUM share
- 53.4%
- Avg. per client
- $1.69M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.32M
- AUM share
- 0.8%
- Avg. per client
- $661K
- Clients
- 12
- Regulatory AUM
- $6.63M
- AUM share
- 4.2%
- Avg. per client
- $553K
Total
- Clients
- 307
- Regulatory AUM
- $158M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Hallett Investments charges up to 1.00% a year for its Portfolio Management Services. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Expert Witness Services
- Expert witness consulting is billed at $350 an hour or $2,500 per diem, in addition to travel and related expenses.
- Financial Planning and Consulting
- Financial planning and modular consulting are billed hourly at $350, which the brochure says is non-negotiable.
- Pension Consulting Services
- Pension consulting to employee benefit plans; customized plan services are negotiated with the plan sponsor case by case.
Holst Holdings, Inc owns 75% or more of Hallett Investments and is in turn owned by James Holst (75% or more). The leadership team of Hallett Investments includes Chief Operating Officer James Holst. It has 5 employees.
Leadership
James HolstChief Operating Officer/ Chief Compliance Officer- James HallettFounding Principal
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 5 in advisory functions
- 5 state-registered reps
- 1 insurance agent
- Owns 75% or more of Hallett Investments, LLC
Holst Holdings, Inc
Control person · since October 2019
- Owns 75% or more of Holst Holdings, Inc
James Holst
Control person · since December 2018
Hallett Investments’ regulatory assets grew from $115M (May 2021) to $158M (March 2026); clients rose from 253 to 307 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $158M | 307 | 5 | 5 |
| February 2025 | $145M | 290 | 5 | 5 |
| March 2024 | $130M | 275 | 6 | 5 |
| March 2023 | $111M | 254 | 6 | 3 |
| April 2022 | $125M | 252 | 6 | 3 |
| May 2021 | $115M | 253 | 5 | 3 |
Besides its headquarters, Hallett Investments has 4 offices (2 private residences, listed without an address), with 3 listed addresses in Oregon and Washington.
Washington · 2 listed addresses
- 1506 East First Street, Port AngelesHQ
- 1220 Main Street, Vancouver
Oregon · 1 listed address
- 829 NW 19th Avenue, Portland
Other business names
Hallett Investments has reported 1 other business name to the SEC.
- Hallet Advisors
Contact and registration details
- Legal name
- Hallett Investments, LLC
- Headquarters
- 1506 East First Street, Port Angeles, WA 98362
- Website
- hallettadvisors.us
- Phone
- 360-457-6000
- @hallett-advisors
- SEC file
- 801-117651
- Structure
- Washington LLC
- Fiscal year end
- December
Hallett Investments uses Charles Schwab ($77M, 52%) and SEI Private Trust ($72M, 48%) as custodians for its separately managed accounts. Hallett Investments has custody of $158M in client assets for 307 clients.
- SEI Private TrustSEI Private Trust Company · Oaks, PA · $72M48%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $77M52%
At year end, Hallett Investments’ separately managed accounts were mostly in funds (53%) and stocks (43%).
What the accounts hold
- Stocks43%
- Exchange-traded equities38%
- Non-exchange-traded equities5%
- Funds53%
- Registered funds47%
- Pooled vehicles6%
- Bonds4%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
How many clients does Hallett Investments have?
Hallett Investments has 307 clients and manages $158 million for them, as of March 2026. They include 243 individual clients, 50 high-net-worth individuals and 12 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026
What services does Hallett Investments offer?
Hallett Investments provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Hallett Investments charge?
Hallett Investments charges up to 1.00% a year for its Portfolio Management Services. The fee is billed in advance or in arrears and is negotiable.
Source: HALLETT INVESTMENTS, LLC DISCLOSURE BROCHURE, filed 9 March 2026
Which custodians does Hallett Investments use?
Hallett Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $77M and SEI Private Trust Company (Oaks, PA), with $72M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026
How many financial advisors does Hallett Investments have?
Hallett Investments has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hallett Investments invest in?
At the end of its last fiscal year, Hallett Investments’ separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities, 6% pooled vehicles (private funds and similar), 5% non-exchange-traded equities, 2% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hallett Investments?
Hallett Investments is owned through a holding company by James Holst. Its direct owner is Holst Holdings, Inc (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 9 March 2026
How does Hallett Investments get paid?
Hallett Investments is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hallett Investments?
Hallett Investments’ main office is at 1506 East First Street, Port Angeles, WA 98362. Its phone number is 360-457-6000. Its website is hallettadvisors.us.