Christine Cruz has been an investment adviser representative at Hallett Investments since November 2019, and is not listed among the firm’s executive officers or direct owners.
Hallett Investments, LLC is a Port Angeles, WA firm with $158M under management, 307 clients and 5 advisers across 5 offices, as of its March 2026 filing.
Christine Cruz’s longest registration is the current one, 8 years at Sloy, Dahl & Holst, LLC since 2018.
- Sloy, Dahl & Holst, LLCAlso current– present · 8 yearsVancouver, WA · Adviser representative · Firm CRD 110102
Investment adviser representative registrations
Christine Cruz is registered as an investment adviser representative in 2 states. The first approvals date from August 2018; the most recent is Washington, in July 2023.
- OregonSince 31 August 2018
- WashingtonSince 18 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Christine Marie Cruz
- CRD
- 6949264
- Firm
- Hallett Investments · CRD 306187
- Office
- 1220 MAIN STREET, SUITE 400, Vancouver, WA 98660
- Registration
- Investment adviser registration
- In the industry since
- August 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Christine Cruz work?
Christine Cruz is an investment adviser representative registered through Hallett Investments, LLC since November 2019, and is not listed among the firm’s executive officers or direct owners.
Is Christine Cruz a financial advisor?
Yes. Christine Cruz has a current investment-adviser registration in Oregon and Washington, through Hallett Investments since November 2019.
How many years of experience does Christine Cruz have?
Christine Cruz has 8 years in the financial industry, since August 2018, across 2 adviser firms.
What exams has Christine Cruz passed?
Christine Cruz passed the Series 65 in August 2018.
Where is Christine Cruz based?
Christine Cruz’s registered office is in Vancouver, WA.
Is Christine Cruz registered with FINRA?
No. Christine Cruz has no current broker registration.
How can I verify Christine Cruz’s record?
Search CRD 6949264 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christine Cruz’s full registration record.
