Hall Retirement Planning Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Hall Retirement Planning Services reports 248 clients. They include 133 individual clients and 115 high-net-worth individuals. Of its assets, 100.0% ($246M across 510 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 20% |
| High-net-worth individuals | 46% | 72% |
| Charitable organizations | Fewer than 5 | 9% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 133 | $48.1M | 19.6% | $362K |
| High-net-worth individuals | 115 | $176M | 71.7% | $1.53M |
| Charitable organizations | Fewer than 5 | $21.5M | 8.7% | — |
| Total | 248 | $246M | 100% | — |
- Clients
- 133
- Regulatory AUM
- $48.1M
- AUM share
- 19.6%
- Avg. per client
- $362K
- Clients
- 115
- Regulatory AUM
- $176M
- AUM share
- 71.7%
- Avg. per client
- $1.53M
- Clients
- Fewer than 5
- Regulatory AUM
- $21.5M
- AUM share
- 8.7%
- Avg. per client
- —
Total
- Clients
- 248
- Regulatory AUM
- $246M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Hall Retirement Planning Services is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning fees are fixed or charged at a maximum of $500 an hour for advisory time and $100 an hour for clerical time; waived for asset management clients who sign up.
Spencer Hall owns 75% or more of Hall Retirement Planning Services. The leadership team of Hall Retirement Planning Services includes President Spencer Hall. It has 6 employees, 2 of them in advisory roles.
Leadership
Spencer HallPresident, Chief Compliance Officer, Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Hall Retirement Planning Services, LLC
Spencer Hall
Control person · since July 2017
Hall Retirement Planning Services’ regulatory assets grew 2.1× from $116M (June 2021) to $246M (March 2026); clients rose from 208 to 248 and employees from 4 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $246M | 248 | 6 | 1 |
| February 2025 | $197M | 241 | 6 | 1 |
| January 2024 | $176M | 230 | 5 | 1 |
| May 2023 | $148M | 227 | 5 | 1 |
| February 2022 | $154M | 215 | 5 | 1 |
| June 2021 | $116M | 208 | 4 | 1 |
Besides its headquarters, Hall Retirement Planning Services has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 4533 Papermill DR, Suite 101, KnoxvilleHQ
Contact and registration details
- Legal name
- Hall Retirement Planning Services, LLC
- Headquarters
- 4533 Papermill DR, Suite 101, Knoxville, TN 37909
- Website
- seriousretirement.com
- Phone
- 865-220-9311
- @retirementplanningservices
- SEC file
- 801-120012
- Founded
- 1985
- Structure
- Tennessee LLC
- Fiscal year end
- December
Hall Retirement Planning Services uses Fidelity ($226M) as custodian for its separately managed accounts. Hall Retirement Planning Services has custody of $28.8M in client assets for 38 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $226M100%
At year end, Hall Retirement Planning Services’ separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Hall Retirement Planning Services have?
Hall Retirement Planning Services has 248 clients and manages $246 million for them, as of March 2026. They include 133 individual clients and 115 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does Hall Retirement Planning Services offer?
Hall Retirement Planning Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Hall Retirement Planning Services use?
Hall Retirement Planning Services’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $226M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does Hall Retirement Planning Services have?
Hall Retirement Planning Services has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Hall Retirement Planning Services invest in?
At the end of its last fiscal year, Hall Retirement Planning Services’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Hall Retirement Planning Services?
Hall Retirement Planning Services’ direct owner is Spencer Hall (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does Hall Retirement Planning Services get paid?
Hall Retirement Planning Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Hall Retirement Planning Services?
Hall Retirement Planning Services’ main office is at 4533 Papermill DR, Suite 101, Knoxville, TN 37909. Its phone number is 865-220-9311. Its website is seriousretirement.com.