{"url":"https://nivawealth.com/firms/hall-retirement-planning-services-289847","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/289847","regulatoryAum":245979415,"crd":"289847","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5821183","suffix":null,"lastName":"HALL","firstName":"SPENCER","middleName":"STANTON"},{"crd":"7355098","suffix":null,"lastName":"McLaughlin","firstName":"Austin","middleName":"Perrone"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-16","regulatoryAum":116124654,"clients":208,"employees":4,"offices":1},{"filedOn":"2022-02-09","regulatoryAum":153751610,"clients":215,"employees":5,"offices":1},{"filedOn":"2023-05-30","regulatoryAum":147934185,"clients":227,"employees":5,"offices":1},{"filedOn":"2024-01-30","regulatoryAum":176235252,"clients":230,"employees":5,"offices":1},{"filedOn":"2025-02-18","regulatoryAum":196619523,"clients":241,"employees":6,"offices":1},{"filedOn":"2026-03-05","regulatoryAum":245979415,"clients":248,"employees":6,"offices":1}],"secFileNumber":"801-120012","legalName":"Hall Retirement Planning Services, LLC","displayName":"Hall Retirement Planning Services","slug":"hall-retirement-planning-services-289847","website":"https://seriousretirement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/retirementplanningservices/","founded":"1985","organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4533 Papermill DR, Suite 101","city":"Knoxville","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37909"},"tradeNames":[],"registration":{"secApproved":"6 May 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":905353.4193548387,"staff":{"employees":6,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":245979415,"discretionary":245979415,"discretionaryAccounts":510,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":133,"regulatoryAum":48146772},{"label":"High-net-worth individuals","clients":115,"regulatoryAum":176380876},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":21451767}],"feePrograms":[{"role":"other","program":"Financial Planning Services","summary":"Financial planning fees are fixed or charged at a maximum of $500 an hour for advisory time and $100 an hour for clerical time; waived for asset management clients who sign up.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014663","versionId":1014663,"submittedOn":"2026-03-05","documentName":"2026-03-05 RETIREMENT PLANNING SERVICES FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:52:59.27194+00:00","documents":[{"name":"2026-03-05 RETIREMENT PLANNING SERVICES FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014663","versionId":1014663,"submittedOn":"2026-03-05"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":226307060}],"custodyNote":"Hall Retirement Planning Services has custody of $28.8M in client assets for 38 clients.","otherCustodians":[],"leadership":[{"name":"Spencer Hall","title":"President, Chief Compliance Officer, Member","crd":"5821183"}],"ownership":[{"label":"Spencer Hall","detail":"President, chief compliance officer, member in the 75% or more ownership band and a control person, since July 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"4533 Papermill DR, Suite 101","city":"Knoxville","headquarters":true}]}],"brochureServices":["insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"865-220-9311","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"5 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/289847/PDF/289847.pdf","brochureDate":"5 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014663","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Hall Retirement Planning Services have?","answer":"Hall Retirement Planning Services has 248 clients and manages $246 million for them, as of March 2026. They include 133 individual clients and 115 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Hall Retirement Planning Services offer?","answer":"Hall Retirement Planning Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Hall Retirement Planning Services use?","answer":"Hall Retirement Planning Services’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $226M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Hall Retirement Planning Services have?","answer":"Hall Retirement Planning Services has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Hall Retirement Planning Services invest in?","answer":"At the end of its last fiscal year, Hall Retirement Planning Services’ separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Hall Retirement Planning Services?","answer":"Hall Retirement Planning Services’ direct owner is Spencer Hall (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Hall Retirement Planning Services get paid?","answer":"Hall Retirement Planning Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Hall Retirement Planning Services?","answer":"Hall Retirement Planning Services’ main office is at 4533 Papermill DR, Suite 101, Knoxville, TN 37909. Its phone number is 865-220-9311. Its website is seriousretirement.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}