Guerra Pan Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, insurance, and philanthropic planning.
Guerra Pan Advisors reports 85 clients. They include 48 high-net-worth individuals and 37 individual clients. Of its assets, 100.0% ($210M across 298 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 44% | 7% |
| High-net-worth individuals | 56% | 93% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 37 | $15.6M | 7.4% | $423K |
| High-net-worth individuals | 48 | $195M | 92.6% | $4.06M |
| Total | 85 | $210M | 100% | $2.48M |
- Clients
- 37
- Regulatory AUM
- $15.6M
- AUM share
- 7.4%
- Avg. per client
- $423K
- Clients
- 48
- Regulatory AUM
- $195M
- AUM share
- 92.6%
- Avg. per client
- $4.06M
Total
- Clients
- 85
- Regulatory AUM
- $210M
- AUM share
- 100%
- Avg. per client
- $2.48M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Guerra Pan Advisors charges 0.50%–1.25% a year for its Wealth management. The fee is billed in arrears and is negotiable.
Fee details and sources
Robert Guerra owns 75% or more of Guerra Pan Advisors. The leadership team of Guerra Pan Advisors includes Chief Compliance Officer Robert Guerra. It has 2 employees, 1 of them in advisory roles.
Leadership
- Robert GuerraManaging Member and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Guerra Pan Advisors, LLC
Robert Guerra
Control person · since March 2021
Guerra Pan Advisors’ regulatory assets grew Infinity× from $0 (June 2021) to $210M (February 2026); employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $210M | 85 | 2 | 1 |
| March 2025 | $183M | 86 | 1 | 1 |
| March 2024 | $159M | 85 | 2 | 2 |
| March 2023 | $125M | 79 | 2 | 2 |
| May 2022 | $127M | 72 | 2 | 2 |
| June 2021 | $0 | 0 | 2 | 1 |
Besides its headquarters, Guerra Pan Advisors has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Guerra Pan Advisors, LLC
- Headquarters
- Not reported
- Website
- guerrapanadvisors.com
- Phone
- 917-599-9596
- SEC file
- 801-120767
- Founded
- 2019
- Structure
- Delaware LLC
- Fiscal year end
- December
Guerra Pan Advisors uses Charles Schwab ($210M) as custodian for its separately managed accounts. Guerra Pan Advisors has custody of $25.9M in client assets for 73 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $210M100%
At year end, Guerra Pan Advisors’ separately managed accounts were mostly in stocks (63%) and funds (24%).
What the accounts hold
- Stocks63%
- Funds24%
- Cash13%
How many clients does Guerra Pan Advisors have?
Guerra Pan Advisors has 85 clients and manages $210 million for them, as of February 2026. They include 48 high-net-worth individuals and 37 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does Guerra Pan Advisors offer?
Guerra Pan Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, insurance, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Guerra Pan Advisors charge?
Guerra Pan Advisors charges 0.50%–1.25% a year for its Wealth management. The fee is billed in arrears and is negotiable.
Source: GUERRA PAN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 10 February 2026
Which custodians does Guerra Pan Advisors use?
Guerra Pan Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $210M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does Guerra Pan Advisors have?
Guerra Pan Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Guerra Pan Advisors invest in?
At the end of its last fiscal year, Guerra Pan Advisors’ separately managed accounts held 63% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs) and 13% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Guerra Pan Advisors?
Guerra Pan Advisors’ direct owner is Robert Guerra (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does Guerra Pan Advisors get paid?
Guerra Pan Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Guerra Pan Advisors registered with the SEC?
Yes, Guerra Pan Advisors has been registered with the SEC as an investment adviser since 14 April 2021. Its CRD number is 313489 and its SEC file number is 801-120767.
Source: Form ADV Part 1A, Item 1, filed 10 February 2026; IAPD firm record
How do I contact Guerra Pan Advisors?
Its phone number is 917-599-9596. Its website is guerrapanadvisors.com.