Robert Guerra has been Managing Member and Chief Compliance Officer of Guerra Pan Advisors since March 2021, is a control person of the firm and directly owns 75% or more of it. Robert Guerra holds a Degree in International Relations from New York University.
Guerra Pan Advisors, LLC is a firm with $210M under management, 85 clients and 1 adviser in one office, as of its February 2026 filing.
Robert T. Guerra works at Guerra Pan Advisors. He spent 13 years at Merrill Lynch as a First Vice-President, Senior Financial Advisor and Portfolio Manager. He started his financial career at Prudential Securities in 2001, and earlier spent much of the 1990s as a Lighting Designer and technician in the film, television, and theatre industry.
Robert Guerra’s longest registration was 12 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2006–2019). Before joining Guerra Pan Advisors in 2021, Robert Guerra was registered through Alden Capital and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Guerra Pan Advisors, LLCCurrent– present · 5 yearsMontclair, NJ · Adviser representative · Firm CRD 313489
- Alden Capital– · 2 yearsMontclair, NJ · Adviser representative · Firm CRD 293551
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 12 yearsNew York, NY · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Robert Guerra is registered as an investment adviser representative in 2 states. The first approvals date from August 2021; the most recent is New Jersey, in January 2022.
- New JerseySince 18 January 2022
- New YorkSince 15 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 1 June 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 November 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 October 2001 |
| Series 7 | General Securities Representative Examination | 29 August 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Robert Thomas Guerra
- CRD
- 4419498
- Firm
- Guerra Pan Advisors · CRD 313489
- Role
- Managing Member and Chief Compliance Officer
- Office
- Montclair, NJ
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- guerrapanadvisors.com
Where does Robert Guerra work?
Robert Guerra has been Managing Member and Chief Compliance Officer of Guerra Pan Advisors, LLC since March 2021, and is a control person of the firm.
Is Robert Guerra a financial advisor?
Yes. Robert Guerra has a current investment-adviser registration in New Jersey and New York, through Guerra Pan Advisors since August 2021.
How many years of experience does Robert Guerra have?
Robert Guerra has 25 years in the financial industry, since August 2001, across 3 adviser firms.
What exams has Robert Guerra passed?
Robert Guerra has passed 4 licensing exams: the Series 7, Series 65, Series 63 and Series 66. The earliest, the Series 7, was passed in August 2001. FINRA credited Robert Guerra with the SIE, which began in October 2018.
Where did Robert Guerra work before Guerra Pan Advisors?
Before Guerra Pan Advisors, Robert Guerra was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2006 to July 2019.
Where is Robert Guerra based?
Robert Guerra’s registered office is in Montclair, NJ.
Is Robert Guerra registered with FINRA?
No. Robert Guerra has no current broker registration.
How can I verify Robert Guerra’s record?
Search CRD 4419498 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Robert Guerra’s full registration record.