Guardsman Private Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Guardsman Private Capital Management reports 37 clients. They include 25 high-net-worth individuals, 7 corporations and other businesses, and 5 charitable organizations. Of its assets, 100.0% ($208M across 101 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | <1% |
| High-net-worth individuals | 68% | 49% |
| Charitable organizations | 14% | 37% |
| Corporations and other businesses | 19% | 14% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $3.7K | 0.0% | — |
| High-net-worth individuals | 25 | $101M | 48.5% | $4.04M |
| Charitable organizations | 5 | $77.2M | 37.1% | $15.4M |
| Corporations and other businesses | 7 | $29.8M | 14.4% | $4.26M |
| Total | 37 | $208M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $3.7K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 25
- Regulatory AUM
- $101M
- AUM share
- 48.5%
- Avg. per client
- $4.04M
- Clients
- 5
- Regulatory AUM
- $77.2M
- AUM share
- 37.1%
- Avg. per client
- $15.4M
- Clients
- 7
- Regulatory AUM
- $29.8M
- AUM share
- 14.4%
- Avg. per client
- $4.26M
Total
- Clients
- 37
- Regulatory AUM
- $208M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Guardsman Private Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Jeffrey McCurdy owns 75% or more of Guardsman Private Capital Management. The leadership team of Guardsman Private Capital Management includes President Jeffrey McCurdy. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Guardsman Private Capital Management, Inc.
Jeffrey McCurdy
Control person · since May 2014
Guardsman Private Capital Management’s regulatory assets grew from $141M (March 2021) to $208M (March 2026); clients rose from 21 to 37 and employees from 1 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $208M | 37 | 3 | 1 |
| Mar 2025March 2025 | $162M | 33 | 2 | 1 |
| Mar 2024March 2024 | $148M | 34 | 2 | 1 |
| Mar 2023March 2023 | $131M | 43 | 2 | 1 |
| Mar 2022March 2022 | $141M | 52 | 2 | 1 |
| Mar 2021March 2021 | $141M | 21 | 1 | 1 |
Besides its headquarters, Guardsman Private Capital Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 1221 S. Tamiami Trail, SarasotaHQ
Other business names
Guardsman Private Capital Management has reported 1 other business name to the SEC.
- Guardsman
Contact and registration details
- Legal name
- Guardsman Private Capital Management, Inc.
- Headquarters
- 1221 S. Tamiami Trail, Sarasota, FL 34239
- Website
- Not reported
- Phone
- 941-349-9200
- SEC file
- 801-106675
- Structure
- Florida corporation
- Fiscal year end
- December
Guardsman Private Capital Management’s named custodian for separately managed accounts is Charles Schwab ($203M). Guardsman Private Capital Management has custody of $33.5M for 10 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $203M100%
At year end, Guardsman Private Capital Management’s separately managed accounts were mostly in funds (63%) and bonds (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $143M across 44 positions; the largest are Vanguard Index Fds (33.2%), Vanguard Scottsdale Fds (9.8%) and iShares TR (9.5%).
What the accounts hold
- Stocks8%
- Funds63%
- Bonds21%
- Cash5%
- Other3%
- Annuities3%
How many clients does Guardsman Private Capital Management have?
Guardsman Private Capital Management has 37 clients and manages $208 million for them, as of March 2026. They include 25 high-net-worth individuals, 7 corporations and other businesses, and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Guardsman Private Capital Management offer?
Guardsman Private Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Guardsman Private Capital Management use?
Guardsman Private Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $203M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Guardsman Private Capital Management have?
Guardsman Private Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Guardsman Private Capital Management invest in?
At the end of its last fiscal year, Guardsman Private Capital Management’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 21% U.S. government and agency bonds, 8% exchange-traded equities, 5% cash and equivalents and 3% other. The 3% other category is described as: Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Guardsman Private Capital Management?
Guardsman Private Capital Management’s direct owner is Jeffrey McCurdy (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Guardsman Private Capital Management get paid?
Guardsman Private Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Guardsman Private Capital Management?
Guardsman Private Capital Management’s main office is at 1221 S. Tamiami Trail, Sarasota, FL 34239. Its phone number is 941-349-9200.