Clients
Gregory J. Schwartz & serves 1,737 clients, 637 of them high-net-worth individuals. The average client has about $6 million with the firm, and high-net-worth clients hold 14% of its $10.5 billion in assets.
- Individuals765 clients6%
- High-net-worth individuals637 clients14%
- Pension and profit-sharing plans193 clients75%
- Corporations and other businesses83 clients4%
- OtherCharitable organizations, State or municipal government entities1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 765 | $598,499,467 | 5.7% | $782K |
| High-net-worth individuals | 637 | $1,451,644,703 | 13.8% | $2.28M |
| Pension and profit-sharing plans | 193 | $7,864,975,586 | 75.0% | $40.8M |
| Charitable organizations | 57 | $103,564,909 | 1.0% | $1.82M |
| State or municipal government entities | 2 | $19,500,000 | 0.2% | $9.75M |
| Corporations and other businesses | 83 | $451,274,902 | 4.3% | $5.44M |
| Total | 1,737 | $10,489,459,567 | 100% | $6.04M |
- Clients
- 765
- Regulatory AUM
- $598,499,467
- Share
- 5.7%
- Avg. per client
- $782K
- Clients
- 637
- Regulatory AUM
- $1,451,644,703
- Share
- 13.8%
- Avg. per client
- $2.28M
- Clients
- 193
- Regulatory AUM
- $7,864,975,586
- Share
- 75.0%
- Avg. per client
- $40.8M
- Clients
- 57
- Regulatory AUM
- $103,564,909
- Share
- 1.0%
- Avg. per client
- $1.82M
- Clients
- 2
- Regulatory AUM
- $19,500,000
- Share
- 0.2%
- Avg. per client
- $9.75M
- Clients
- 83
- Regulatory AUM
- $451,274,902
- Share
- 4.3%
- Avg. per client
- $5.44M
Total
- Clients
- 1,737
- Regulatory AUM
- $10,489,459,567
- Share
- 100%
- Avg. per client
- $6.04M
What it does
Gregory J. Schwartz & provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters and educational seminars. It is paid through a percentage of assets, hourly charges and fixed fees.
Gregory J. Schwartz & provided financial planning to 2,000 clients last fiscal year and advises no private funds.
1.7% of assets ($180.6M across 18 accounts) are managed with discretion; $10.31B across 1,719 accounts are not. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks5%
- Funds93%
- Bonds1%
- Cash1%
Custodians
Gregory J. Schwartz &’s client accounts are held mainly at Fidelity, with 35% of managed assets, and RBC Capital Markets, with 23%. Gregory J. Schwartz & has custody of client assets.
- RBC Capital MarketsRBC Capital Markets, LLC · Minneapolis, MN · $2.40B23%
- FidelityFidelity Management Trust Company · Covington, KY · $3.70B35%
- EmpowerEmpower · Denver, CO · $1.60B15%
- All other custodians$2.79B27%
Ownership and leadership
- Owns 10% to 25% of Gregory J. Schwartz & Co., Inc.
Gregory John JR Schwartz
Control person · since May 2000
- Owns 10% to 25% of Gregory J. Schwartz & Co., Inc.
Edward Augustine Schwartz
Control person · since August 2001
- Owns 10% to 25% of Gregory J. Schwartz & Co., Inc.
Walter George Schwartz
Control person · since August 2001
- Owns 10% to 25% of Gregory J. Schwartz & Co., Inc.
Joseph Emmet Schwartz
Control person · since March 1992
- Owns 10% to 25% of Gregory J. Schwartz & Co., Inc.
Peter Francis Schwartz
Control person · since August 2001
Leadership
- Gregory John JR SchwartzVice-President
- Walter George SchwartzVice-President
- Edward Augustine SchwartzPresident/CEO
- Peter Francis SchwartzVice-President
- Laura Lea PowersCFO, CCO, FINOP
- Gregory John SchwartzChairman of the Board
- Joseph Emmet SchwartzTreasurer/Secretary
Staff
- 30 employees
- 23 in advisory functions
- 23 state-registered reps
- 28 broker-dealer reps
- 9 insurance agents
- 1 soliciting firm
Fees
Gregory J. Schwartz & is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees).
Gregory J. Schwartz &’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Gregory J. Schwartz & has 1 office, with 2 listed addresses across 2 states.
Florida · 1 listed address
- 4040 Gulf Shore BLVD N, Naples
Michigan · 1 listed address
- 3707 W. Maple RD, Ste 201, Bloomfield HillsHQ
Other business names
Gregory J. Schwartz & has reported 1 other business name to the SEC.
- Schwartz & Co.
Registration details
- Legal name
- Gregory J. Schwartz & Co., Inc.
- Headquarters
- 3707 W. Maple RD, Ste 201, Bloomfield Hills, MI 48301
- Phone
- 248-644-2701
- Website
- Not reported
- SEC file
- 801-62856
- Structure
- Michigan corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Gregory J. Schwartz & have?
Gregory J. Schwartz & has 1,737 clients and manages $10.5 billion for them, as of March 2026. They include 765 other individuals, 637 high-net-worth individuals and 193 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Gregory J. Schwartz & offer?
Gregory J. Schwartz & provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Gregory J. Schwartz & use?
Gregory J. Schwartz &’s separately managed account assets are held at Fidelity Management Trust Company (Covington, KY), with $3,700,000,000, RBC Capital Markets, LLC (Minneapolis, MN), with $2,398,409,077 and Empower (Denver, CO), with $1,600,000,000. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Gregory J. Schwartz & have?
Gregory J. Schwartz & has 23 investment adviser representatives registered with state securities authorities, out of 30 employees, and 23 perform investment advisory functions. 28 are registered representatives of a broker-dealer and 9 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gregory J. Schwartz & invest in?
At the end of its last fiscal year, Gregory J. Schwartz &’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities, 1% U.S. government and agency bonds and 1% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gregory J. Schwartz &?
Gregory J. Schwartz &’s direct owners are Gregory John JR Schwartz, Edward Augustine Schwartz, Walter George Schwartz, Joseph Emmet Schwartz and Peter Francis Schwartz, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Gregory J. Schwartz & get paid?
Gregory J. Schwartz & is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file