Greenshields Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Greenshields Capital reports 140 clients. They include 71 high-net-worth individuals, 64 individual clients and 5 other investment advisers. Of its assets, 100.0% ($192M across 330 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 21% |
| High-net-worth individuals | 51% | 78% |
| Other investment advisers | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 64 | $40.3M | 21.0% | $630K |
| High-net-worth individuals | 71 | $150M | 78.1% | $2.12M |
| Other investment advisers | 5 | $1.8M | 0.9% | $360K |
| Total | 140 | $192M | 100% | $1.37M |
- Clients
- 64
- Regulatory AUM
- $40.3M
- AUM share
- 21.0%
- Avg. per client
- $630K
- Clients
- 71
- Regulatory AUM
- $150M
- AUM share
- 78.1%
- Avg. per client
- $2.12M
- Clients
- 5
- Regulatory AUM
- $1.8M
- AUM share
- 0.9%
- Avg. per client
- $360K
Total
- Clients
- 140
- Regulatory AUM
- $192M
- AUM share
- 100%
- Avg. per client
- $1.37M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Greenshields Capital charges up to 2.75% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- ERISA 3(21) and 3(38) Plan Services
- For plan sponsors, an annual fee of 0.01% to 0.15% for 3(21) services and 0.03% to 0.35% for 3(38) services, charged quarterly on plan assets.
The Greenshields Trust owns 75% or more of Greenshields Capital. The leadership team of Greenshields Capital includes Chief Compliance Officer Brent Greenshields. It has 2 employees.
Leadership
- Brent GreenshieldsChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Greenshields Capital LLC
The Greenshields Trust
Control person · since July 2016
Brent Greenshields
Trustee · Control person · since July 2016
Greenshields Capital’s regulatory assets grew from $168M (July 2022) to $192M (March 2026); clients fell from 154 to 140 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $192M | 140 | 2 | 1 |
| March 2025 | $177M | 145 | 2 | 1 |
| February 2024 | $158M | 147 | 2 | 1 |
| April 2023 | $145M | 152 | 2 | 1 |
| July 2022 | $168M | 154 | 2 | 1 |
Besides its headquarters, Greenshields Capital has 0 offices, with 1 listed address in California.
California · 1 listed address
- 840 Apollo St., Suite 314, El SegundoHQ
Other business names
Greenshields Capital has reported 1 other business name to the SEC.
- Greenshields Plan Advisory
Contact and registration details
- Legal name
- Greenshields Capital LLC
- Headquarters
- 840 Apollo St., Suite 314, El Segundo, CA 90245
- Website
- greenshieldscapital.com
- Phone
- 310-775-2136
- @greenshields-capital
- SEC file
- 801-121739
- Structure
- California LLC
- Fiscal year end
- December
Greenshields Capital uses Fidelity ($131M, 69%) and Charles Schwab ($59.9M, 31%) as custodians for its separately managed accounts. Greenshields Capital does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $131M69%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $59.9M31%
At year end, Greenshields Capital’s separately managed accounts were mostly in funds (94%).
What the accounts hold
- Stocks3%
- Funds94%
- Cash2%
- Other1%
- Private placements1%
How many clients does Greenshields Capital have?
Greenshields Capital has 140 clients and manages $192 million for them, as of March 2026. They include 71 high-net-worth individuals, 64 individual clients and 5 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Greenshields Capital offer?
Greenshields Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Greenshields Capital charge?
Greenshields Capital charges up to 2.75% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.
Which custodians does Greenshields Capital use?
Greenshields Capital’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $131M and Charles Schwab & Co., Inc. (Westlake, TX), with $59.9M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Greenshields Capital have?
Greenshields Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Greenshields Capital invest in?
At the end of its last fiscal year, Greenshields Capital’s separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 2% cash and equivalents and 1% other. The 1% other category is described as: Private Placements.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Greenshields Capital?
Greenshields Capital’s direct owner is the Greenshields Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Greenshields Capital get paid?
Greenshields Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Greenshields Capital?
Greenshields Capital’s main office is at 840 Apollo St., Suite 314, El Segundo, CA 90245. Its phone number is 310-775-2136. Its website is greenshieldscapital.com.