{"url":"https://nivawealth.com/firms/greenshields-capital-284814","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284814","regulatoryAum":192479530,"crd":"284814","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2309361","suffix":null,"lastName":"BERRY","firstName":"EDWARD","middleName":null},{"crd":"2192651","suffix":null,"lastName":"GREENSHIELDS","firstName":"BRENT","middleName":"ALEX"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-14","regulatoryAum":167610244,"clients":154,"employees":2,"offices":1},{"filedOn":"2023-04-18","regulatoryAum":145117573,"clients":152,"employees":2,"offices":1},{"filedOn":"2024-02-28","regulatoryAum":158240079,"clients":147,"employees":2,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":177482041,"clients":145,"employees":2,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":192479530,"clients":140,"employees":2,"offices":1}],"secFileNumber":"801-121739","legalName":"Greenshields Capital LLC","displayName":"Greenshields Capital","slug":"greenshields-capital-284814","website":"https://greenshieldscapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/greenshields-capital/","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"840 Apollo St., Suite 314","city":"El Segundo","state":"CA","stateName":"California","country":"United States","postalCode":"90245"},"tradeNames":["Greenshields Plan Advisory"],"registration":{"secApproved":"18 August 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RI","smaAssets":130727052},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":59940228}],"custodyNote":"Greenshields Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brent Greenshields","title":"Chief Compliance Officer","crd":"2192651"}],"ownership":[{"label":"The Greenshields Trust","detail":"Owner in the 75% or more ownership band and a control person, since July 2016."},{"label":"Brent Greenshields","detail":"Indirect owner: trustee of The Greenshields Trust and a control person, since July 2016.","parent":"The Greenshields Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"840 Apollo St., Suite 314","city":"El Segundo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-775-2136","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":94},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Private Placements"}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284814/PDF/284814.pdf","brochureDate":"17 March 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They include 71 high-net-worth individuals, 64 individual clients and 5 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Greenshields Capital offer?","answer":"Greenshields Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Greenshields Capital charge?","answer":"Greenshields Capital charges up to 2.75% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Greenshields Capital use?","answer":"Greenshields Capital’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $131M and Charles Schwab & Co., Inc. (Westlake, TX), with $59.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Greenshields Capital have?","answer":"Greenshields Capital has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Greenshields Capital invest in?","answer":"At the end of its last fiscal year, Greenshields Capital’s separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 2% cash and equivalents and 1% other. The 1% other category is described as: Private Placements.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Greenshields Capital?","answer":"Greenshields Capital’s direct owner is the Greenshields Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Greenshields Capital get paid?","answer":"Greenshields Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Greenshields Capital?","answer":"Greenshields Capital’s main office is at 840 Apollo St., Suite 314, El Segundo, CA 90245. Its phone number is 310-775-2136. Its website is greenshieldscapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}