Goodwin Investment Advisory provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and tax planning. Financial planning was provided to 26–50 clients last fiscal year.
Goodwin Investment Advisory reports 402 clients. They include 279 individual clients, 118 high-net-worth individuals, and 5 pension and profit-sharing plans. Of its assets, 98.6% ($391M across 398 accounts) are managed with discretion; $5.68M across 5 accounts are not. Of its clients, 1% are outside the U.S. It advised 35 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 35% |
| High-net-worth individuals | 29% | 63% |
| Pension and profit-sharing plans | 1% | 1% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 279 | $140M | 35.3% | $503K |
| High-net-worth individuals | 118 | $249M | 62.8% | $2.11M |
| Pension and profit-sharing plans | 5 | $5.68M | 1.4% | $1.14M |
| Charitable organizations | Fewer than 5 | $1.57M | 0.4% | — |
| Total | 402 | $397M | 100% | — |
- Clients
- 279
- Regulatory AUM
- $140M
- AUM share
- 35.3%
- Avg. per client
- $503K
- Clients
- 118
- Regulatory AUM
- $249M
- AUM share
- 62.8%
- Avg. per client
- $2.11M
- Clients
- 5
- Regulatory AUM
- $5.68M
- AUM share
- 1.4%
- Avg. per client
- $1.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.57M
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 402
- Regulatory AUM
- $397M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 35
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Goodwin Investment Advisory charges 0.50%–1.50% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $7,500 annual minimum and requires an account of at least $10,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.50% |
| $500K–$3M | 1.00% |
| $3M–$5M | 0.75% |
| $5M and above | 0.50% |
Fee details and sources
Other fees
- Financial Consulting
- Financial consulting is billed at an hourly fee of $375.
Timothy Goodwin owns 50% to 75% of Goodwin Investment Advisory. The leadership team of Goodwin Investment Advisory includes President Timothy Goodwin and Chief Compliance Officer Herman Hugo. It has 13 employees, 6 of them in advisory roles.
Leadership
- Timothy GoodwinOwner/President
- Herman HugoPartial Owner, Chief Compliance Officer
- Joseph BeckfordPartial Owner
- Sharon BrewerPartial Owner
- Raymond BrownPartial Owner
- Tara BruePartial Owner
- Maureen GoodwinOwner
- Joanna HowardPartial Owner
- Christy PeacockPartial Owner
- Justin PitcockPartial Owner
- Coby SullivanPartial Owner
- Christy TregoPartial Owner
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- Joseph M Beckford IV
- Raymond Brown
- Veronica Estrada Dibble
- Timothy John Goodwin
- Herman Pieter Malan Hugo
- Justin Pitcock
- Coby Robert Sullivan
- Reid Trego
Staff
- 13 employees
- 6 in advisory functions
- 6 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of Goodwin Investment Advisory, LLC
Timothy Goodwin
Control person · since March 2004
- Owns 10% to 25% of Goodwin Investment Advisory, LLC
Maureen Goodwin
since January 2014
- Owns 5% to 10% of Goodwin Investment Advisory, LLC
Joseph Beckford
since March 2025
Goodwin Investment Advisory’s regulatory assets grew 2.6× from $150M (April 2021) to $397M (March 2026); clients rose from 305 to 402 and employees from 9 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $397M | 402 | 13 | 1 |
| April 2025 | $344M | 363 | 12 | 1 |
| March 2024 | $266M | 347 | 13 | 1 |
| July 2023 | $197M | 392 | 13 | 1 |
| June 2022 | $204M | 389 | 14 | 2 |
| April 2021 | $150M | 305 | 9 | 1 |
Besides its headquarters, Goodwin Investment Advisory has 0 offices, with 1 listed address in Georgia.
Georgia · 1 listed address
- 238 River Park N DR., WoodstockHQ
Contact and registration details
- Legal name
- Goodwin Investment Advisory, LLC
- Headquarters
- 238 River Park N DR., Woodstock, GA 30188
- Phone
- 678-741-2370
- @goodwin-investment-advisory
- SEC file
- 801-117942
- Founded
- 2004
- Structure
- Georgia LLC
- Fiscal year end
- December
Goodwin Investment Advisory uses Fidelity ($389M) as custodian for its separately managed accounts. Goodwin Investment Advisory has custody of $33.8M in client assets for 79 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $389M100%
At year end, Goodwin Investment Advisory’s separately managed accounts were mostly in stocks (61%) and funds (36%). Its reported 13F holdings for the quarter ended 30 June 2026 total $49.7M across 28 positions; the largest are Fidelity Merrimack Str TR (28.9%), Fidelity Covington Trust (14.1%) and iShares TR (10.1%).
What the accounts hold
- Stocks61%
- Funds36%
- Cash3%
Reported 13F holdings
- $49.7M
- Reported 13F value
- 28
- Positions
- 80.9%
- In the 10 largest
- −40.9%
- Value vs. prior quarter
- Fidelity Merrimack Str TR · Total BD ETF28.9%
- Fidelity Covington Trust · Vlu Factor ETF14.1%
- iShares TR · Esg Awr MSCI USA10.1%
- Vanguard Index Fds · S&P 500 ETF Shs7.9%
- Invesco Exchange Traded FD T · S&P 500 Top 504.2%
- iShares TR · Core S&P500 ETF3.9%
- Bank OF NY Mellon Corp.3.3%
- Vanguard Index Fds · Growth ETF3.2%
- Invesco Exchange Traded FD T · S&P 100 Eql Wigh2.8%
- Fidelity Comwlth TR · Nasdaq Compsit2.5%
Together, the ten largest are 80.9% of reported value.
How many clients does Goodwin Investment Advisory have?
Goodwin Investment Advisory has 402 clients and manages $397 million for them, as of March 2026. They include 279 individual clients, 118 high-net-worth individuals, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Goodwin Investment Advisory offer?
Goodwin Investment Advisory provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Goodwin Investment Advisory charge?
Goodwin Investment Advisory charges 0.50%–1.50% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $7,500 annual minimum and requires an account of at least $10,000.
Source: ADV PART 2A, filed 30 March 2026
Which custodians does Goodwin Investment Advisory use?
Goodwin Investment Advisory’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $389M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Goodwin Investment Advisory have?
Goodwin Investment Advisory has 6 investment adviser representatives registered with state securities authorities, out of 13 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Goodwin Investment Advisory invest in?
At the end of its last fiscal year, Goodwin Investment Advisory’s separately managed accounts held 61% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Goodwin Investment Advisory have a minimum investment?
Yes, Goodwin Investment Advisory’s minimum account size for its Investment Management is $10K. It charges a $7.5K annual minimum fee.
Source: ADV PART 2A, filed 30 March 2026
Who owns Goodwin Investment Advisory?
Goodwin Investment Advisory’s direct owners are Timothy Goodwin (50% to 75%), Maureen Goodwin (10% to 25%) and Joseph Beckford (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Goodwin Investment Advisory get paid?
Goodwin Investment Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Goodwin Investment Advisory?
Goodwin Investment Advisory’s main office is at 238 River Park N DR., Woodstock, GA 30188. Its phone number is 678-741-2370. Its website is goodwininvestmentadvisory.com.