{"url":"https://nivawealth.com/firms/goodwin-investment-advisory-131193","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/131193","regulatoryAum":397007100,"crd":"131193","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5899681","suffix":"IV","lastName":"BECKFORD","firstName":"JOSEPH","middleName":"M"},{"crd":"7604484","suffix":null,"lastName":"Brown","firstName":"Raymond","middleName":null},{"crd":"5147843","suffix":null,"lastName":"DIBBLE","firstName":"VERONICA","middleName":"ESTRADA"},{"crd":"4743635","suffix":null,"lastName":"GOODWIN","firstName":"TIMOTHY","middleName":"JOHN"},{"crd":"8065378","suffix":null,"lastName":"HUGO","firstName":"HERMAN","middleName":"Pieter 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Investment Advisory, LLC","displayName":"Goodwin Investment Advisory","slug":"goodwin-investment-advisory-131193","website":"https://goodwininvestmentadvisory.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/131193/ec2b485b11478974-r1.webp","tone":"light","width":832,"height":200,"sourceUrl":"https://www.goodwininvestment.com/","sourceLabel":"Goodwin Investment Advisory, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/goodwin-investment-advisory/","founded":"2004","organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"238 River Park N DR.","city":"Woodstock","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30188"},"tradeNames":[],"registration":{"secApproved":"16 January 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They include 279 individual clients, 118 high-net-worth individuals, and 5 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Goodwin Investment Advisory offer?","answer":"Goodwin Investment Advisory provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Goodwin Investment Advisory charge?","answer":"Goodwin Investment Advisory charges 0.50%–1.50% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable, has a $7,500 annual minimum and requires an account of at least $10,000.","source":"ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Goodwin Investment Advisory use?","answer":"Goodwin Investment Advisory’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $389M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goodwin Investment Advisory have?","answer":"Goodwin Investment Advisory has 6 investment adviser representatives registered with state securities authorities, out of 13 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goodwin Investment Advisory invest in?","answer":"At the end of its last fiscal year, Goodwin Investment Advisory’s separately managed accounts held 61% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs) and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Goodwin Investment Advisory have a minimum investment?","answer":"Yes, Goodwin Investment Advisory’s minimum account size for its Investment Management is $10K. It charges a $7.5K annual minimum fee.","source":"ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Goodwin Investment Advisory?","answer":"Goodwin Investment Advisory’s direct owners are Timothy Goodwin (50% to 75%), Maureen Goodwin (10% to 25%) and Joseph Beckford (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goodwin Investment Advisory get paid?","answer":"Goodwin Investment Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Goodwin Investment Advisory?","answer":"Goodwin Investment Advisory’s main office is at 238 River Park N DR., Woodstock, GA 30188. Its phone number is 678-741-2370. Its website is goodwininvestmentadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/goodwin-investment-advisory-131193/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-19","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1803294/000142050626001870/0001420506-26-001870-index.html","totalValue":49656155,"positionCount":28,"top10Share":0.8088936406775756,"top10":[{"issuer":"FIDELITY MERRIMACK STR TR","titleOfClass":"TOTAL BD ETF","cusip":"316188309","value":14328148,"shares":315244,"shareType":"SH","priorValue":12991543,"priorShares":284777},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"VLU FACTOR ETF","cusip":"316092782","value":6994495,"shares":89747,"shareType":"SH","priorValue":5523197,"priorShares":79585},{"issuer":"ISHARES TR","titleOfClass":"ESG AWR MSCI 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}