Goldstein Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, insurance, tax planning, and tax preparation. Financial planning was provided to 251–500 clients last fiscal year.
Goldstein Advisors reports 1,070 clients. They include 735 individual clients, 334 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 100.0% ($1.08B across 4,070 accounts) are managed with discretion. It advised 22 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 69% | 24% |
| High-net-worth individuals | 31% | 75% |
| Pension and profit-sharing plans | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 735 | $261M | 24.2% | $356K |
| High-net-worth individuals | 334 | $806M | 74.7% | $2.41M |
| Pension and profit-sharing plans | Fewer than 5 | $11.5M | 1.1% | $11.5M |
| Total | 1,070 | $1.08B | 100% | — |
- Clients
- 735
- Regulatory AUM
- $261M
- AUM share
- 24.2%
- Avg. per client
- $356K
- Clients
- 334
- Regulatory AUM
- $806M
- AUM share
- 74.7%
- Avg. per client
- $2.41M
- Clients
- Fewer than 5
- Regulatory AUM
- $11.5M
- AUM share
- 1.1%
- Avg. per client
- $11.5M
Total
- Clients
- 1,070
- Regulatory AUM
- $1.08B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 22
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Goldstein Advisors charges 0.70%–1.35% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- A fixed fee for financial planning generally ranges from $1,000 to $10,000 a year, negotiable depending on the complexity and scope of the plan.
- Tax Preparation and Consulting
- Tax preparation and consulting are generally billed at $300 an hour, with minimum charges that vary by type of return, under a separate agreement.
Bluespring Wealth Partners, LLC owns 75% or more of Goldstein Advisors and is in turn owned by Kestra Financial, Inc. (75% or more). The leadership team of Goldstein Advisors includes Chief Compliance Officer Andrew Peters. It has 19 employees, 10 of them in advisory roles.
Leadership
- Andrew PetersChief Compliance Officer, Partner & Financial Planner
- Jon GoldsteinPartner & Financial Planner
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Jonathan Gausewitz
- Jon David Goldstein
- Bailey Edward Greene
- Joseph James Greene
- Adam Riely Hanewall
- Kyle David Kerkenbush
- Taylor Dean Knutson
- Ethan Paul Neuens
- Adam Ryan Peters
- Andrew T Peters
- Lisa A Spadoni
- Jack Francis Van Dyke
Staff
- 19 employees
- 10 in advisory functions
- 10 state-registered reps
- 1 broker-dealer rep
- 2 insurance agents
- Owns 75% or more of Goldstein Advisors, LLC
Bluespring Wealth Partners, LLC
Control person · since December 2022
- Owns 75% or more of Bluespring Wealth Partners, LLC
Kestra Financial, Inc.
Control person · since April 2017
- Owns 75% or more of Goldstein Advisors, LLC
Kestra Advisor Services Holdings B, Inc.
Control person · since June 2014
- Owns 75% or more of Kestra Advisor Services Holdings B, Inc.
Kestra Advisor Services Holdings A, Inc.
Control person · since June 2014
- Owns 75% or more of Kestra Advisor Services Holdings A, Inc.
Kingfisher Holding B, Inc.
Control person · since June 2014
- Owns 75% or more of Kingfisher Holding B, Inc.
Kingfisher Holding A, Inc.
Control person · since June 2019
- Owns 75% or more of Kingfisher Holding A, Inc.
Kingfisher Topco Holding L.P
Control person · since June 2019
- Owns 75% or more of Kingfisher Topco Holding L.P
Kingfisher Topco Holdings GP, LLC
Control person · since February 2025
- Owns 25% to 50% of Kingfisher Topco Holding L.P
Ohcp VI Enzo Aggregator, L.P.
Control person · since February 2025
- Owns 25% to 50% of Kingfisher Topco Holding L.P
T-IX Kraken Co-Invest, LP
Control person · since February 2025
Goldstein Advisors’ regulatory assets grew 1.7× from $635M (March 2023) to $1.08B (July 2026); clients rose from 969 to 1,070 and employees from 17 to 19.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $1.08B | 1,070 | 19 | 1 |
| April 2025 | $943M | 1,136 | 19 | 1 |
| July 2024 | $782M | 1,034 | 19 | 2 |
| March 2023 | $635M | 969 | 17 | 2 |
Besides its headquarters, Goldstein Advisors has 0 offices, with 1 listed address in Wisconsin.
Wisconsin · 1 listed address
- 1241 John Q Hammons DR, Suite 302, MadisonHQ
Contact and registration details
- Legal name
- Goldstein Advisors, LLC
- Headquarters
- 1241 John Q Hammons DR, Suite 302, Madison, WI 53717
- Website
- goldsteinadvisors.com
- Phone
- 608-831-3230
- SEC file
- 801-126612
- Structure
- Delaware LLC
- Fiscal year end
- December
Goldstein Advisors uses Charles Schwab ($1.08B) as custodian for its separately managed accounts. Goldstein Advisors has custody of $600M in client assets for 1,989 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.08B100%
At year end, Goldstein Advisors’ separately managed accounts were mostly in funds (88%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.09B across 261 positions; the largest are iShares TR (18.7%), Goldman Sachs ETF TR (8.1%) and Blackrock ETF Trust (6.6%).
What the accounts hold
- Stocks9%
- Funds88%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash1%
Reported 13F holdings
- $1.09B
- Reported 13F value
- 261
- Positions
- 59.4%
- In the 10 largest
- +21.6%
- Value vs. prior quarter
- iShares TR · Core S&P Ttl Stk18.7%
- Goldman Sachs ETF TR · Activebeta US LG8.1%
- Blackrock ETF Trust · Isha IN Ctry ETF6.6%
- J P Morgan Exchange Traded F · Active Growth6.3%
- Victory Portfolios II · Shs FR CA FL ETF5.1%
- Victory Portfolios II · Core Plus BD ETF3.6%
- Litman Gregory Fds TR · Imgp Dbi Man ETF3.0%
- Pimco ETF TR · Active BD ETF2.7%
- The Alger ETF Trust · AI Enablers Adop2.7%
- Blackrock ETF Trust · Isha US Them ETF2.6%
Together, the ten largest are 59.4% of reported value.
How many clients does Goldstein Advisors have?
Goldstein Advisors has 1,070 clients and manages $1.08 billion for them, as of July 2026. They include 735 individual clients, 334 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 July 2026
What services does Goldstein Advisors offer?
Goldstein Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, insurance, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Goldstein Advisors charge?
Goldstein Advisors charges 0.70%–1.35% a year for its Portfolio Management Services. The fee is billed in advance and is negotiable.
Source: GOLDSTEIN ADVISORS, LLC ADV BROCHURE, filed 12 February 2026
Which custodians does Goldstein Advisors use?
Goldstein Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.08B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 July 2026
How many financial advisors does Goldstein Advisors have?
Goldstein Advisors has 10 investment adviser representatives registered with state securities authorities, out of 19 employees, and 10 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Goldstein Advisors invest in?
At the end of its last fiscal year, Goldstein Advisors’ separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Goldstein Advisors?
Goldstein Advisors is owned through a chain of holding companies by Kestra Financial, Inc., Ohcp VI Enzo Aggregator, L.P., Kingfisher Topco Holdings GP, LLC and T-IX Kraken Co-Invest, LP. Its direct owners are Bluespring Wealth Partners, LLC (75% or more) and Kestra Advisor Services Holdings B, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 July 2026
How does Goldstein Advisors get paid?
Goldstein Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Goldstein Advisors registered with the SEC?
Yes, Goldstein Advisors has been registered with the SEC as an investment adviser since 26 September 2022. Its CRD number is 323125 and its SEC file number is 801-126612.
Source: Form ADV Part 1A, Item 1, filed 22 July 2026; IAPD firm record
How do I contact Goldstein Advisors?
Goldstein Advisors’ main office is at 1241 John Q Hammons DR, Suite 302, Madison, WI 53717. Its phone number is 608-831-3230. Its website is goldsteinadvisors.com.