Goldenx reports 9 other investment advisers. Of its assets, 100.0% ($1.32B across 285 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Other investment advisers | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Other investment advisers | 9 | $1.32B | 100.0% | $146M |
| Total | 9 | $1.32B | 100% | $146M |
- Clients
- 9
- Regulatory AUM
- $1.32B
- AUM share
- 100.0%
- Avg. per client
- $146M
Total
- Clients
- 9
- Regulatory AUM
- $1.32B
- AUM share
- 100%
- Avg. per client
- $146M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Goldenx is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Eric Golden owns 50% to 75% of Goldenx. Eric Golden is CEO; the leadership team includes Chief Operating Officer Ramzi Faris and Chief Compliance Officer Matthew Villa. It has 11 employees, 5 of them in advisory roles.
Staff
- 11 employees
- 5 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Goldenx Company
Eric Golden
Control person · since April 2022
- Owns 10% to 25% of Goldenx Company
Positive Sum Capital LP
since August 2022
- Owns 25% to 50% of Positive Sum Capital LP
Grey Street Ventures LLC
Control person · since October 2020
Positive Sum Advisors LLC
General partner · Control person · since October 2020
- Owns 75% or more of Positive Sum Advisors LLC
Patrick O'Shaughnessy
Control person · since July 2002
- Owns 10% to 25% of Goldenx Company
Positive Sum Capital II - QP LP
since September 2024
- Owns 25% to 50% of Positive Sum Capital II - QP LP
Grey Street Ventures III LLC
Control person · since May 2022
- Owns 25% to 50% of Positive Sum Capital II - QP LP
The Washington University
Control person · since May 2022
Goldenx’s regulatory assets grew 2.7× from $483M (June 2025) to $1.32B (March 2026); clients rose from 6 to 9 and employees from 9 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.32B | 9 | 11 | 1 |
| Jun 2025June 2025 | $483M | 6 | 9 | 1 |
Besides its headquarters, Goldenx has 0 offices, with 1 listed address in 1 state.
Massachusetts · 1 listed address
- 237 Lexington Street, Suite 207, WoburnHQ
Contact and registration details
- Legal name
- Goldenx Company
- Headquarters
- 237 Lexington Street, Suite 207, Woburn, MA 01801
- Website
- canopycapital.com
- Phone
- 781-222-3972
- @canopy-capital-group
- SEC file
- 801-133980
- Structure
- Delaware corporation
- Fiscal year end
- December
Goldenx’s named custodians for separately managed accounts are Charles Schwab ($770M, 58%) and Fidelity ($546M, 42%). Goldenx does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $546M42%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $770M58%
At year end, Goldenx’s separately managed accounts were mostly in bonds (99%).
What the accounts hold
- Bonds99%
- State and local bonds86%
- U.S. government and agency bonds9%
- Investment grade corporate bonds4%
- Cash1%
How many clients does Goldenx have?
Goldenx has 9 clients and manages $1.32 billion for them, as of March 2026. They include 9 other investment advisers.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 March 2026
Which custodians does Goldenx use?
Goldenx’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $770M and National Financial Services LLC (Boston, MA), with $546M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 March 2026
How many financial advisors does Goldenx have?
Goldenx has 3 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Goldenx invest in?
At the end of its last fiscal year, Goldenx’s separately managed accounts held 86% state and local bonds, 9% U.S. government and agency bonds, 4% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Goldenx?
Goldenx is owned through a chain of holding companies by Grey Street Ventures LLC, Patrick O'Shaughnessy, Grey Street Ventures III LLC and The Washington University. Its direct owners are Eric Golden (50% to 75%), Positive Sum Capital LP (10% to 25%) and Positive Sum Capital II - QP LP (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 March 2026
How does Goldenx get paid?
Goldenx is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Goldenx?
Goldenx’s main office is at 237 Lexington Street, Suite 207, Woburn, MA 01801. Its phone number is 781-222-3972. Its website is canopycapital.com.