{"url":"https://nivawealth.com/firms/goldenx-326730","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/326730","regulatoryAum":1316714227,"crd":"326730","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7899895","suffix":null,"lastName":"Bush","firstName":"Kevin","middleName":"Beckwith"},{"crd":"4444389","suffix":null,"lastName":"DEAN","firstName":"TREVOR","middleName":"HARRISON"},{"crd":"7745099","suffix":null,"lastName":"GOLDEN","firstName":"ERIC","middleName":"JASON"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-26","regulatoryAum":482936979,"clients":6,"employees":9,"offices":1},{"filedOn":"2026-03-28","regulatoryAum":1316714227,"clients":9,"employees":11,"offices":1}],"secFileNumber":"801-133980","legalName":"Goldenx Company","displayName":"Goldenx","slug":"goldenx-326730","website":"https://canopycapital.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/canopy-capital-group","xUrl":"https://x.com/canopycapital","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"237 Lexington Street, Suite 207","city":"Woburn","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01801"},"tradeNames":[],"registration":{"secApproved":"28 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1316714227,"discretionary":1316714227,"discretionaryAccounts":285,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Other investment advisers","clients":9,"regulatoryAum":1316714227}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":546493575},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":770220652}],"custodyNote":"Goldenx does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Eric Golden","title":"Chief Executive Officer","crd":"7745099"},{"name":"Ramzi Faris","title":"Chief Operating Officer","crd":"6070218"},{"name":"Matthew Villa","title":"Chief Compliance Officer","crd":"2481457"}],"ownership":[{"label":"Eric Golden","detail":"Chief executive officer in the 50% to 75% ownership band and a control person, since April 2022."},{"label":"Positive Sum Capital LP","detail":"Shareholder in the 10% to 25% ownership band, since August 2022."},{"label":"Positive Sum Capital II - QP LP","detail":"Shareholder in the 10% to 25% ownership band, since September 2024."},{"label":"Positive Sum Advisors LLC","detail":"Indirect owner: general partner of Positive Sum Capital LP and a control person, since October 2020. Also general partner of Positive Sum Capital II - QP LP and a control person, since May 2022.","parent":"Positive Sum Capital LP"},{"label":"Grey Street Ventures LLC","detail":"Indirect owner: a limited partner of Positive Sum Capital LP in the 25% to 50% band and a control person, since October 2020.","parent":"Positive Sum Capital LP"},{"label":"Patrick O'Shaughnessy","detail":"Indirect owner: a member of Positive Sum Advisors LLC in the 75% or more band and a control person, since July 2002.","parent":"Positive Sum Advisors LLC"},{"label":"Grey Street Ventures III LLC","detail":"Indirect owner: a limited partner of Positive Sum Capital II - QP LP in the 25% to 50% band and a control person, since May 2022.","parent":"Positive Sum Capital II - QP LP"},{"label":"The Washington University","detail":"Indirect owner: a general partner of Positive Sum Capital II - QP LP in the 25% to 50% band and a control person, since May 2022.","parent":"Positive Sum Capital II - QP LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"237 Lexington Street, Suite 207","city":"Woburn","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"781-222-3972","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Other"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":86},{"label":"Investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"28 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/326730/PDF/326730.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Goldenx have?","answer":"Goldenx has 9 clients and manages $1.32 billion for them, as of March 2026. They include 9 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Goldenx use?","answer":"Goldenx’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $770M and National Financial Services LLC (Boston, MA), with $546M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Goldenx have?","answer":"Goldenx has 3 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Goldenx invest in?","answer":"At the end of its last fiscal year, Goldenx’s separately managed accounts held 86% state and local bonds, 9% U.S. government and agency bonds, 4% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Goldenx?","answer":"Goldenx is owned through a chain of holding companies by Grey Street Ventures LLC, Patrick O'Shaughnessy, Grey Street Ventures III LLC and The Washington University. Its direct owners are Eric Golden (50% to 75%), Positive Sum Capital LP (10% to 25%) and Positive Sum Capital II - QP LP (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 28 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Goldenx get paid?","answer":"Goldenx is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Goldenx?","answer":"Goldenx’s main office is at 237 Lexington Street, Suite 207, Woburn, MA 01801. Its phone number is 781-222-3972. Its website is canopycapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 28 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}