Niva WealthLet’s talk

Goldberg Lindsay &

SEC-registered adviser since 2006New York, NYCRD 141029

$11.9B
AUM
17
Clients
See fees
Fee
28
Advisory staff

From Form ADV filed 5 August 2026 · data retrieved 15 October 2026SEC record

Goldberg Lindsay & is an investment adviser headquartered in New York, New York, and registered with the SEC since 2006. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management and performance-based fees. GL MH LP owns 75% or more of Goldberg Lindsay &, and Alan Goldberg is its CEO.

Clients

Goldberg Lindsay & serves 17 clients. The average client has about $701 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles17 clients100%
Show client breakdown
Pooled investment vehicles
Clients
17
Regulatory AUM
$11,909,436,598
Share
100.0%
Avg. per client
$700.6M

Total

Clients
17
Regulatory AUM
$11,909,436,598
Share
100%
Avg. per client
$700.6M

What it does

Goldberg Lindsay & provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.

Goldberg Lindsay & provided financial planning to 0 clients last fiscal year and advises 33 private funds.

100.0% of assets ($11.91B across 33 accounts) are managed with discretion. 6% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Goldberg Lindsay & has custody of client assets.

Managed account assets by custodian
  • All other custodians$11.91B100%

Ownership and leadership

GL MH LP owns 75% or more of Goldberg Lindsay &, and Alan Goldberg is its CEO.

Who owns the firm
Goldberg Lindsay & Co. LLC· the adviser

  • GL MH LP

    Control person · since July 2026

    Owns 75% or more of Goldberg Lindsay & Co. LLC

Leadership

  • Alan Goldberg
    Co-Chief Executive Officer
  • James Triedman
    Co-Chief Executive Officer
  • Ephraim Mernick
    Chief Operating Officer
  • James Pickel JR
    Chief Compliance Officer
  • Michael Dees
    Managing Partner
  • Robert Lindsay
    Co-Founder and Chairman Emeritus

Staff

  • 55 employees
  • 28 in advisory functions

Fees

Goldberg Lindsay & is paid through a percentage of assets under management and performance-based fees.

Goldberg Lindsay &’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Goldberg Lindsay & has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 630 Fifth Avenue, 30th Floor, New YorkHQ

Other business names

Goldberg Lindsay & has reported 1 other business name to the SEC.

  • Lindsay Goldberg

Registration details

Legal name
Goldberg Lindsay & Co. LLC
Headquarters
630 Fifth Avenue, 30th Floor, New York, NY 10111
Phone
212-651-1100
Website
Not reported
SEC file
801-67008
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Goldberg Lindsay & have?

Goldberg Lindsay & has 17 clients and manages $11.9 billion for them, as of August 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026

What services does Goldberg Lindsay & offer?

Goldberg Lindsay & provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Goldberg Lindsay & have?

Goldberg Lindsay & has 0 investment adviser representatives registered with state securities authorities, out of 55 employees, and 28 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Goldberg Lindsay &?

Goldberg Lindsay & is owned through a chain of holding companies by Alan Goldberg and the Aeg-II Trust. Its direct owner is GL MH LP (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 5 August 2026

How does Goldberg Lindsay & get paid?

Goldberg Lindsay & is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 5 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 141029.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

Download source data (JSON)How this directory is compiledReport a correction

This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Goldberg Lindsay & Co. LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.