Global Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
Global Wealth Management reports 76 clients. They include 31 high-net-worth individuals, 30 individual clients, and 5 pension and profit-sharing plans. Of its assets, 89.2% ($219M across 193 accounts) are managed with discretion; $26.4M across 11 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 39% | 8% |
| High-net-worth individuals | 41% | 65% |
| Pension and profit-sharing plans | 7% | 11% |
| Charitable organizations | 5% | 7% |
| State or municipal government entities | Fewer than 5 | 0% |
| Other client typesOther investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses; Other | 8% | 9% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 30 | $20.2M | 8.2% | $672K |
| High-net-worth individuals | 31 | $160M | 65.2% | $5.17M |
| Pension and profit-sharing plans | 5 | $27.3M | 11.1% | $5.47M |
| Charitable organizations | Fewer than 5 | $16.5M | 6.7% | $4.13M |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | Fewer than 5 | $7.56M | 3.1% | $2.52M |
| Insurance companies | Fewer than 5 | $13.8M | 5.6% | $6.91M |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $153K | 0.1% | $153K |
| Other | Fewer than 5 | $0 | 0.0% | — |
| Total | 76 | $246M | 100% | — |
- Clients
- 30
- Regulatory AUM
- $20.2M
- AUM share
- 8.2%
- Avg. per client
- $672K
- Clients
- 31
- Regulatory AUM
- $160M
- AUM share
- 65.2%
- Avg. per client
- $5.17M
- Clients
- 5
- Regulatory AUM
- $27.3M
- AUM share
- 11.1%
- Avg. per client
- $5.47M
- Clients
- Fewer than 5
- Regulatory AUM
- $16.5M
- AUM share
- 6.7%
- Avg. per client
- $4.13M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $7.56M
- AUM share
- 3.1%
- Avg. per client
- $2.52M
- Clients
- Fewer than 5
- Regulatory AUM
- $13.8M
- AUM share
- 5.6%
- Avg. per client
- $6.91M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $153K
- AUM share
- 0.1%
- Avg. per client
- $153K
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 76
- Regulatory AUM
- $246M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Global Wealth Management charges 0.50%–1.00% a year for its Investment Management Services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Advanced Financial Planning Consultation Services
- Negotiated fee, retainer-based or hourly, set out in a written contract with the client; no rate is stated.
- Pension Plan Consulting Services
- Annual fee on plan assets: 1.00% on the first $3.0 million, 0.75% on the next $3.0 million, 0.60% on the next $4.0 million, and 0.50% flat on all assets above $10.0 million.
Martin Tuchman Revocable Trust owns 75% or more of Global Wealth Management. The leadership team of Global Wealth Management includes President Sripat Pandey. It has 3 employees.
Leadership
Sripat PandeyMember/President
Ram KolluriMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Global Wealth Management, LLC
Martin Tuchman Revocable Trust
Control person · since October 2017
William Geoghan
Trustee - martin tuchman revocable trust · since October 2017
Martin Tuchman
Trustee - martin tuchman revocable trust · since October 2017
Edward Graham
Trustee - martin tuchman revocable trust · Control person · since April 2025
- Owns 10% to 25% of Global Wealth Management, LLC
Ram Kolluri
since January 2017
- Owns 5% to 10% of Global Wealth Management, LLC
Sripat Pandey
Control person · since October 2017
Global Wealth Management’s regulatory assets fell from $286M (May 2021) to $246M (February 2026); clients fell from 388 to 76 and employees from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $246M | 76 | 3 | 1 |
| May 2025 | $231M | 83 | 3 | 1 |
| March 2024 | $235M | 94 | 3 | 1 |
| May 2023 | $248M | 117 | 3 | 1 |
| March 2022 | $288M | 301 | 4 | 1 |
| May 2021 | $286M | 388 | 4 | 1 |
Besides its headquarters, Global Wealth Management has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 4420 Route 27, Suite B, KingstonHQ
Contact and registration details
- Legal name
- Global Wealth Management, LLC
- Headquarters
- 4420 Route 27, Suite B, Kingston, NJ 08528
- Website
- globalwealthllc.com
- Phone
- 609-452-2929
- SEC file
- 801-71368
- Structure
- New Jersey LLC
- Fiscal year end
- December
Global Wealth Management uses Charles Schwab ($232M, 94%) and Interactive Brokers ($13.8M, 6%) as custodians for its separately managed accounts. Global Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · New York, NY · $232M94%
- Interactive BrokersInteractive Brokers Corp. · Greenwich, CT · $13.8M6%
At year end, Global Wealth Management’s separately managed accounts were mostly in funds (89%). Its reported 13F holdings for the quarter ended 30 June 2026 total $196M across 47 positions; the largest are J P Morgan Exchange Traded F (13.0%), Schwab Strategic TR (12.0%) and Vanguard BD Index Fds (11.4%).
What the accounts hold
- Stocks5%
- Exchange-traded equities4%
- Non-exchange-traded equities1%
- Funds89%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash3%
- Other1%
- Derivatives1%
Reported 13F holdings
- $196M
- Reported 13F value
- 47
- Positions
- 78.4%
- In the 10 largest
- +7.1%
- Value vs. prior quarter
- J P Morgan Exchange Traded F · Ultra Sht Muncpl13.0%
- Schwab Strategic TR · US Brd Mkt ETF12.0%
- Vanguard BD Index Fds · Vanguard Ultra11.4%
- Schwab Strategic TR · US Dividend EQ10.2%
- iShares TR · Core S&P500 ETF8.9%
- Vanguard Specialized Funds · Div App ETF6.2%
- iShares TR · Core S&P Scp ETF5.5%
- Vanguard Index Fds · Total Stk Mkt4.2%
- iShares TR · Core S&P Mcp ETF3.7%
- Vanguard Malvern Fds · Strm Infproidx3.4%
Together, the ten largest are 78.4% of reported value.
How many clients does Global Wealth Management have?
Global Wealth Management has 76 clients and manages $246 million for them, as of February 2026. They include 31 high-net-worth individuals, 30 individual clients, and 5 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 February 2026
What services does Global Wealth Management offer?
Global Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Global Wealth Management charge?
Global Wealth Management charges 0.50%–1.00% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.
Source: FORM ADV, PART 2A - GWM - FEBRUARY 27, 2026, filed 27 February 2026
Which custodians does Global Wealth Management use?
Global Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (New York, NY), with $232M and Interactive Brokers Corp. (Greenwich, CT), with $13.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 February 2026
How many financial advisors does Global Wealth Management have?
Global Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Global Wealth Management invest in?
At the end of its last fiscal year, Global Wealth Management’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 3% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Global Wealth Management?
Global Wealth Management’s direct owners are Ram Kolluri (10% to 25%), Sripat Pandey (5% to 10%) and Martin Tuchman Revocable Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 February 2026
How does Global Wealth Management get paid?
Global Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Global Wealth Management registered with the SEC?
Yes, Global Wealth Management has been registered with the SEC as an investment adviser since 23 April 2010. Its CRD number is 153677 and its SEC file number is 801-71368.
Source: Form ADV Part 1A, Item 1, filed 27 February 2026; IAPD firm record
How do I contact Global Wealth Management?
Global Wealth Management’s main office is at 4420 Route 27, Suite B, Kingston, NJ 08528. Its phone number is 609-452-2929. Its website is globalwealthllc.com.