Ronica Sethi has been an investment adviser representative at Global Wealth Management since October 2021, and is not listed among the firm’s executive officers or direct owners. Ronica Sethi holds an MBA from NYU Stern School of Business.
Global Wealth Management, LLC is a Kingston, NJ firm with $246M under management, 76 clients and 3 advisers in one office, as of its February 2026 filing.
Ronica Sethi recently joined Global Wealth Management after over 20 years of experience in various relationship management roles. She was Vice President for Consultant Sales at JP Morgan Investment Management. She has owned and operated a business in the Princeton area.
Ronica Sethi’s longest registration is the current one, 4 years at Global Wealth Management since 2021.
- Satva Advisors LLCAlso current– present · 1 yearPrinceton, NJ · Adviser representative · Firm CRD 334053
- – present · 4 yearsKingston, NJ · Adviser representative · Firm CRD 153677
Investment adviser representative registrations
Ronica Sethi is registered as an investment adviser representative in New Jersey, since October 2021.
- New JerseySince 26 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 July 2021 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7380657
- Firm
- Global Wealth Management · CRD 153677
- Office
- 4420 ROUTE 27, SUITE B, Kingston, NJ 08528
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- globalwealthllc.com
Where does Ronica Sethi work?
Ronica Sethi is an investment adviser representative registered through Global Wealth Management, LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Ronica Sethi a financial advisor?
Yes. Ronica Sethi has a current investment-adviser registration in New Jersey, through Global Wealth Management since October 2021.
How many years of experience does Ronica Sethi have?
Ronica Sethi has 4 years in the financial industry, since October 2021, across 2 adviser firms.
What exams has Ronica Sethi passed?
Ronica Sethi passed the Series 65 in July 2021.
Where is Ronica Sethi based?
Ronica Sethi’s registered office is in Kingston, NJ.
Is Ronica Sethi registered with FINRA?
No. Ronica Sethi has no current broker registration.
How can I verify Ronica Sethi’s record?
Search CRD 7380657 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronica Sethi’s full registration record.
