Global Imc provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers. The firm advises 2 private funds.
Global Imc reports 9 clients. They include 5 charitable organizations, 3 pooled investment vehicles and 1 investment company. Of its assets, 100.0% ($790M across 9 accounts) are managed with discretion. Of its clients, 11% are outside the U.S. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 11% | 17% |
| Pooled investment vehicles | 33% | 63% |
| Charitable organizations | 56% | 20% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 1 | $135M | 17.1% | $135M |
| Pooled investment vehicles | 3 | $498M | 63.0% | $166M |
| Charitable organizations | 5 | $157M | 19.9% | $31.4M |
| Total | 9 | $790M | 100% | $87.8M |
- Clients
- 1
- Regulatory AUM
- $135M
- AUM share
- 17.1%
- Avg. per client
- $135M
- Clients
- 3
- Regulatory AUM
- $498M
- AUM share
- 63.0%
- Avg. per client
- $166M
- Clients
- 5
- Regulatory AUM
- $157M
- AUM share
- 19.9%
- Avg. per client
- $31.4M
Total
- Clients
- 9
- Regulatory AUM
- $790M
- AUM share
- 100%
- Avg. per client
- $87.8M
- Clients outside the U.S.
- 11%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 2
Global Imc is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
The Informed Momentum Company LLC owns 50% to 75% of Global Imc. Derek Gaertner is CEO; the leadership team includes President Joshua Moss and Chief Compliance Officer Iris Kelly. It has 22 employees, 13 of them in advisory roles.
Leadership
- Derek GaertnerChief Executive Officer, Chief Operating Officer, Class A Common Unit Holder
- Joshua MossVice President, Class B Common Unit Holder
- Travis PrenticePresident, Managing Director, Class B Common Unit Holder
- Iris KellyChief Compliance Officer
- Frank HurstManaging Director, Class A Common Unit Holder
Staff
- 22 employees
- 13 in advisory functions
- Owns 50% to 75% of Global Imc LLC
The Informed Momentum Company LLC
Control person · since May 2014
- Owns 25% to 50% of Global Imc LLC
CR Financial Holdings, Inc.
Control person · since January 2014
- Owns 75% or more of CR Financial Holdings, Inc.
Byron Roth
Control person · since January 2000
- Owns 10% to 25% of Global Imc LLC
Travis Prentice
Control person · since January 2025
- Owns 10% to 25% of Global Imc LLC
Frank Hurst
Control person · since May 2014
- Owns 10% to 25% of Global Imc LLC
Northern Lights Midco, LLC
Control person · since July 2014
- Owns 75% or more of Northern Lights Midco, LLC
Aurora Trust
Control person · since November 2014
- Owns 50% to 75% of Aurora Trust
Pacific Current Group
Control person · since November 2014
- Owns 25% to 50% of Aurora Trust
Northern Lights Capital Partners, LLC
Control person · since November 2014
Aurora Investment Management Pty Limited
Trustee · Control person · since November 2014
Global Imc’s regulatory assets fell from $1.48B (March 2021) to $790M (September 2026); clients fell from 13 to 9 and employees rose from 19 to 22.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $790M | 9 | 22 | 2 |
| March 2025 | $1.42B | 11 | 20 | 2 |
| March 2024 | $1.36B | 14 | 21 | 2 |
| March 2023 | $1.5B | 13 | 23 | 2 |
| March 2022 | $2.03B | 13 | 23 | 1 |
| March 2021 | $1.48B | 13 | 19 | 1 |
Besides its headquarters, Global Imc has 1 office, with 2 listed addresses in California and Washington.
California · 1 listed address
- 215 Highway 101, Suite 216, Solana BeachHQ
Washington · 1 listed address
- 601 W. Main Avenue, Suite 802, Spokane
Other business names
Global Imc has reported 1 other business name to the SEC.
- The Informed Momentum Company LLC
Contact and registration details
- Legal name
- Global Imc LLC
- Headquarters
- 215 Highway 101, Suite 216, Solana Beach, CA 92075
- Website
- Not reported
- Phone
- 760-479-5080
- SEC file
- 801-79753
- Structure
- Delaware LLC
- Fiscal year end
- December
Global Imc uses The Northern Trust ($157M) as custodian for its separately managed accounts. Global Imc has custody of $493M in client assets for 2 clients.
- The Northern TrustThe Northern Trust Company · Chicago, IL · $157M100%
At year end, Global Imc’s separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $34.8M across 11 positions; the largest are Tower Semiconductor Ltd (12.4%), Enerflex Ltd (11.4%) and Ituran Location And Control Ltd (10.7%).
What the accounts hold
- Stocks95%
- Cash5%
Reported 13F holdings
- $34.8M
- Reported 13F value
- 11
- Positions
- 99.8%
- In the 10 largest
- −26.1%
- Value vs. prior quarter
- Tower Semiconductor Ltd12.4%
- Enerflex Ltd11.4%
- Ituran Location And Control Ltd10.7%
- Mda Space Ltd10.7%
- Enlight Renewable Energy Ltd10.6%
- Ermenegildo Zegna NV9.8%
- Lithium Argentina AG9.2%
- Hudbay Minerals Inc.9.0%
- Camtek Ltd/israel9.0%
- Frontline PLC6.9%
Together, the ten largest are 99.8% of reported value.
How many clients does Global Imc have?
Global Imc has 9 clients and manages $790 million for them, as of September 2026. They include 5 charitable organizations, 3 pooled investment vehicles and 1 investment company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026
What services does Global Imc offer?
Global Imc provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Global Imc use?
Global Imc’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $157M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026
How many financial advisors does Global Imc have?
Global Imc has 0 investment adviser representatives registered with state securities authorities, out of 22 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Global Imc invest in?
At the end of its last fiscal year, Global Imc’s separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Global Imc?
Global Imc is owned through a chain of holding companies by Byron Roth, Pacific Current Group and Northern Lights Capital Partners, LLC. Its direct owners are the Informed Momentum Company LLC (50% to 75%), Travis Prentice (10% to 25%), Frank Hurst (10% to 25%), Northern Lights Midco, LLC (10% to 25%) and CR Financial Holdings, Inc. (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 1 September 2026
How does Global Imc get paid?
Global Imc is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Global Imc?
Global Imc’s main office is at 215 Highway 101, Suite 216, Solana Beach, CA 92075. Its phone number is 760-479-5080.