{"url":"https://nivawealth.com/firms/global-imc-170870","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170870","regulatoryAum":790024088,"crd":"170870","history":[{"filedOn":"2021-03-29","regulatoryAum":1481803128,"clients":13,"employees":19,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":2034377859,"clients":13,"employees":23,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":1498331736,"clients":13,"employees":23,"offices":2},{"filedOn":"2024-03-29","regulatoryAum":1360799887,"clients":14,"employees":21,"offices":2},{"filedOn":"2025-03-28","regulatoryAum":1415154721,"clients":11,"employees":20,"offices":2},{"filedOn":"2026-09-01","regulatoryAum":790024088,"clients":9,"employees":22,"offices":2}],"secFileNumber":"801-79753","legalName":"Global Imc LLC","displayName":"Global Imc","slug":"global-imc-170870","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"215 Highway 101, Suite 216","city":"Solana Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92075"},"tradeNames":["The Informed Momentum Company LLC"],"registration":{"secApproved":"23 May 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":22,"advisory":13,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":790024088,"discretionary":790024088,"discretionaryAccounts":9,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":11,"nonAumClients":9},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":135212062},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":497880646},{"label":"Charitable organizations","clients":5,"regulatoryAum":156931380}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":156931380}],"custodyNote":"Global Imc has custody of $493M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Derek Gaertner","title":"Chief Executive Officer, Chief Operating Officer, Class A Common Unit Holder","crd":"5073232"},{"name":"Joshua Moss","title":"Vice President, Class B Common Unit Holder","crd":"4217948"},{"name":"Travis Prentice","title":"President, Managing Director, Class B Common Unit Holder","crd":"3106625"},{"name":"Iris Kelly","title":"Chief Compliance Officer","crd":"5444088"},{"name":"Frank Hurst","title":"Managing Director, Class A Common Unit Holder","crd":"3203693"}],"ownership":[{"label":"The Informed Momentum Company LLC","detail":"Manager/class a common unit holder in the 50% to 75% ownership band and a control person, since May 2014."},{"label":"Travis Prentice","detail":"President, managing director, class b common unit holder in the 10% to 25% ownership band and a control person, since January 2025. Also managing member of The Informed Momentum Company LLC and a control person, since July 2007."},{"label":"Frank Hurst","detail":"Managing director, class a common unit holder in the 10% to 25% ownership band and a control person, since May 2014. Also managing member of The Informed Momentum Company LLC and a control person, since June 2011."},{"label":"Northern Lights Midco, LLC","detail":"Preferred unit holder in the 10% to 25% ownership band and a control person, since July 2014."},{"label":"CR Financial Holdings, Inc.","detail":"Member in the 25% to 50% ownership band and a control person, since January 2014. Also a member of The Informed Momentum Company LLC in the 25% to 50% band and a control person, since January 2014."},{"label":"Byron Roth","detail":"Indirect owner: a shareholder of CR Financial Holdings, Inc. in the 75% or more band and a control person, since January 2000.","parent":"CR Financial Holdings, Inc."},{"label":"Aurora Trust","detail":"Indirect owner: a member of Northern Lights Midco, LLC in the 75% or more band and a control person, since November 2014.","parent":"Northern Lights Midco, LLC"},{"label":"Aurora Investment Management Pty Limited","detail":"Indirect owner: trustee of Aurora Trust and a control person, since November 2014.","parent":"Aurora Trust"},{"label":"Pacific Current Group","detail":"Indirect owner: a unitholder of Aurora Trust in the 50% to 75% band and a control person, since November 2014.","parent":"Aurora Trust"},{"label":"Northern Lights Capital Partners, LLC","detail":"Indirect owner: a unitholder of Aurora Trust in the 25% to 50% band and a control person, since November 2014.","parent":"Aurora Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"215 Highway 101, Suite 216","city":"Solana Beach","headquarters":true}]},{"state":"Washington","offices":1,"addresses":[{"street":"601 W. Main Avenue, Suite 802","city":"Spokane"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"760-479-5080","stateRegisteredReps":0,"otherAdviserReps":3,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":95},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":2},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170870/PDF/170870.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Global Imc have?","answer":"Global Imc has 9 clients and manages $790 million for them, as of September 2026. They include 5 charitable organizations, 3 pooled investment vehicles and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Global Imc offer?","answer":"Global Imc provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Global Imc use?","answer":"Global Imc’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $157M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Global Imc have?","answer":"Global Imc has 0 investment adviser representatives registered with state securities authorities, out of 22 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Global Imc invest in?","answer":"At the end of its last fiscal year, Global Imc’s separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Global Imc?","answer":"Global Imc is owned through a chain of holding companies by Byron Roth, Pacific Current Group and Northern Lights Capital Partners, LLC. Its direct owners are the Informed Momentum Company LLC (50% to 75%), Travis Prentice (10% to 25%), Frank Hurst (10% to 25%), Northern Lights Midco, LLC (10% to 25%) and CR Financial Holdings, Inc. (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Global Imc get paid?","answer":"Global Imc is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Global Imc?","answer":"Global Imc’s main office is at 215 Highway 101, Suite 216, Solana Beach, CA 92075. Its phone number is 760-479-5080.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/global-imc-170870/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1741619/000110465926095600/0001104659-26-095600-index.html","totalValue":34844183,"positionCount":11,"top10Share":0.9982335645522238,"top10":[{"issuer":"Tower Semiconductor Ltd","titleOfClass":"Common Stock","cusip":"M87915274","value":4325060,"shares":16594,"shareType":"SH","priorValue":4265568,"priorShares":24308},{"issuer":"Enerflex Ltd","titleOfClass":"Common Stock","cusip":"29269R105","value":3988284,"shares":162457,"shareType":"SH","priorValue":4967112,"priorShares":238208},{"issuer":"Ituran Location and Control Ltd","titleOfClass":"Common Stock","cusip":"M6158M104","value":3740401,"shares":61308,"shareType":"SH"},{"issuer":"MDA Space Ltd","titleOfClass":"Common Stock","cusip":"55293N109","value":3720537,"shares":90077,"shareType":"SH"},{"issuer":"Enlight Renewable Energy Ltd","titleOfClass":"Common Stock","cusip":"M4056D110","value":3692390,"shares":41830,"shareType":"SH","priorValue":3002651,"priorShares":45298},{"issuer":"Ermenegildo Zegna NV","titleOfClass":"Common Stock","cusip":"N30577105","value":3421226,"shares":262767,"shareType":"SH"},{"issuer":"Lithium Argentina AG","titleOfClass":"Common Stock","cusip":"H5012F103","value":3198041,"shares":386804,"shareType":"SH","priorValue":2807666,"priorShares":421316},{"issuer":"Hudbay Minerals Inc","titleOfClass":"Common Stock","cusip":"443628102","value":3152887,"shares":133567,"shareType":"SH","priorValue":2416294,"priorShares":115759},{"issuer":"Camtek Ltd/Israel","titleOfClass":"Common Stock","cusip":"M20791105","value":3140549,"shares":19253,"shareType":"SH","priorValue":3162736,"priorShares":20861},{"issuer":"Frontline PLC","titleOfClass":"Common Stock","cusip":"M46528101","value":2403258,"shares":69079,"shareType":"SH","priorValue":3174421,"priorShares":91062}],"positionsListed":11,"positions":[{"issuer":"Tower Semiconductor Ltd","titleOfClass":"Common Stock","cusip":"M87915274","value":4325060,"shares":16594,"shareType":"SH","priorValue":4265568,"priorShares":24308},{"issuer":"Enerflex Ltd","titleOfClass":"Common Stock","cusip":"29269R105","value":3988284,"shares":162457,"shareType":"SH","priorValue":4967112,"priorShares":238208},{"issuer":"Ituran Location and Control Ltd","titleOfClass":"Common Stock","cusip":"M6158M104","value":3740401,"shares":61308,"shareType":"SH"},{"issuer":"MDA Space Ltd","titleOfClass":"Common Stock","cusip":"55293N109","value":3720537,"shares":90077,"shareType":"SH"},{"issuer":"Enlight Renewable Energy Ltd","titleOfClass":"Common Stock","cusip":"M4056D110","value":3692390,"shares":41830,"shareType":"SH","priorValue":3002651,"priorShares":45298},{"issuer":"Ermenegildo Zegna NV","titleOfClass":"Common Stock","cusip":"N30577105","value":3421226,"shares":262767,"shareType":"SH"},{"issuer":"Lithium Argentina AG","titleOfClass":"Common Stock","cusip":"H5012F103","value":3198041,"shares":386804,"shareType":"SH","priorValue":2807666,"priorShares":421316},{"issuer":"Hudbay Minerals Inc","titleOfClass":"Common Stock","cusip":"443628102","value":3152887,"shares":133567,"shareType":"SH","priorValue":2416294,"priorShares":115759},{"issuer":"Camtek Ltd/Israel","titleOfClass":"Common Stock","cusip":"M20791105","value":3140549,"shares":19253,"shareType":"SH","priorValue":3162736,"priorShares":20861},{"issuer":"Frontline PLC","titleOfClass":"Common Stock","cusip":"M46528101","value":2403258,"shares":69079,"shareType":"SH","priorValue":3174421,"priorShares":91062},{"issuer":"Ballard Power Systems Inc","titleOfClass":"Common Stock","cusip":"058586108","value":61550,"shares":15791,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}