Genesis Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Genesis Wealth Advisors reports 231 clients. They include 174 individual clients and 57 high-net-worth individuals. Of its assets, 100.0% ($200M across 564 accounts) are managed with discretion. It advised 9 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 32% |
| High-net-worth individuals | 25% | 65% |
| Pension and profit-sharing plans | Fewer than 5 | 1% |
| Charitable organizations | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 174 | $64.6M | 32.3% | $371K |
| High-net-worth individuals | 57 | $130M | 65.2% | $2.29M |
| Pension and profit-sharing plans | Fewer than 5 | $2.34M | 1.2% | — |
| Charitable organizations | Fewer than 5 | $2.74M | 1.4% | — |
| Total | 231 | $200M | 100% | — |
- Clients
- 174
- Regulatory AUM
- $64.6M
- AUM share
- 32.3%
- Avg. per client
- $371K
- Clients
- 57
- Regulatory AUM
- $130M
- AUM share
- 65.2%
- Avg. per client
- $2.29M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.34M
- AUM share
- 1.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.74M
- AUM share
- 1.4%
- Avg. per client
- —
Total
- Clients
- 231
- Regulatory AUM
- $200M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 9
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Genesis Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Additional Services
- Fees for additional services range from 0.10% to 0.50%, in addition to the fee schedule, depending on scope.
- Financial Planning Services
- Hourly planning at $200 to $400 an hour, or a fixed fee of $500 to $5,000; negotiable.
- Retirement Plan Advisory Services
- Fees are a percentage of plan assets, a fixed fee or average daily balance, up to 0.75% for highly complex engagements; negotiable.
Daniel Duval owns 50% to 75% of Genesis Wealth Advisors. Paul Stone is CEO; the leadership team includes President Daniel Duval and Chief Investment Officer Nicholas De Peyster. It has 7 employees, 6 of them in advisory roles.
Leadership
- Paul StoneChief Executive Officer
- Daniel DuvalPresident and Chief Compliance Officer
- Nicholas De PeysterChief Investment Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 7 employees
- 6 in advisory functions
- 6 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Genesis Wealth Advisors, LLC
Daniel Duval
Control person · since July 2019
- Owns 50% to 75% of Genesis Wealth Advisors, LLC
Paul Stone
since July 2019
Genesis Wealth Advisors’ regulatory assets went from $205M (June 2021) to $200M (February 2026); clients fell from 259 to 231 and employees from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $200M | 231 | 7 | 2 |
| January 2025 | $175M | 229 | 7 | 2 |
| January 2024 | $177M | 233 | 7 | 2 |
| March 2023 | $164M | 263 | 9 | 2 |
| March 2022 | $211M | 249 | 8 | 1 |
| June 2021 | $205M | 259 | 8 | 1 |
Besides its headquarters, Genesis Wealth Advisors has 1 office, with 2 listed addresses in Massachusetts.
Massachusetts · 2 listed addresses
- 400 Washington Street, Suite 308, BraintreeHQ
- 50 Tremont Street, Melrose
Contact and registration details
- Legal name
- Genesis Wealth Advisors, LLC
- Headquarters
- 400 Washington Street, Suite 308, Braintree, MA 02184
- Website
- genesisadvisors.com
- Phone
- 781-344-1023
- @genesis-wealth-advisors
- SEC file
- 801-72604
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Genesis Wealth Advisors uses Fidelity ($190M) as custodian for its separately managed accounts. Genesis Wealth Advisors has custody of $11.2M in client assets for 5 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $190M100%
At year end, Genesis Wealth Advisors’ separately managed accounts were mostly in stocks (77%) and funds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $167M across 72 positions; the largest are State Str SPDR S&P 500 ETF T (16.5%), Vanguard Star Fds (9.5%) and Vanguard Wellington FD (6.2%).
What the accounts hold
- Stocks77%
- Funds15%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash6%
Reported 13F holdings
- $167M
- Reported 13F value
- 72
- Positions
- 67.9%
- In the 10 largest
- +11.6%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit16.5%
- Vanguard Star Fds · VG TL Intl Stk F9.5%
- Vanguard Wellington FD · US Quality6.2%
- Blackrock ETF Trust · iShares US Equit6.2%
- iShares TR · Core S&P500 ETF6.0%
- iShares Inc. · MSCI Equal Weite5.4%
- Vanguard BD Index Fds · Total Bnd Mrkt4.9%
- Invesco Exch Trd Slf Idx FD · Bulshs 2027 CB4.6%
- Vanguard Whitehall Fds · Intl Dvd ETF4.5%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF4.2%
Together, the ten largest are 67.9% of reported value.
How many clients does Genesis Wealth Advisors have?
Genesis Wealth Advisors has 231 clients and manages $200 million for them, as of February 2026. They include 174 individual clients and 57 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 February 2026
What services does Genesis Wealth Advisors offer?
Genesis Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Genesis Wealth Advisors use?
Genesis Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $190M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 February 2026
How many financial advisors does Genesis Wealth Advisors have?
Genesis Wealth Advisors has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Genesis Wealth Advisors invest in?
At the end of its last fiscal year, Genesis Wealth Advisors’ separately managed accounts held 77% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Genesis Wealth Advisors?
Genesis Wealth Advisors’ direct owners are Daniel Duval (50% to 75%) and Paul Stone (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 13 February 2026
How does Genesis Wealth Advisors get paid?
Genesis Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Genesis Wealth Advisors?
Genesis Wealth Advisors’ main office is at 400 Washington Street, Suite 308, Braintree, MA 02184. Its phone number is 781-344-1023. Its website is genesisadvisors.com.