Nicholas De Peyster has been Chief Investment Officer of Genesis Wealth Advisors since June 2011, is a control person of the firm and directly owns under 5% of it.
Genesis Wealth Advisors, LLC is a Braintree, MA firm with $200M under management, 231 clients and 6 advisers across 2 offices, as of its February 2026 filing.
Nicholas De Peyster’s longest registration is the current one, 15 years at Genesis Wealth Advisors since 2011. Before joining Genesis Wealth Advisors in 2011, Nicholas De Peyster was registered through Genesis Capital Advisors, Inc. and Clarent Advisors, LLC.
- Genesis Wealth Advisors, LLCCurrent– present · 15 yearsStoughton, MA · Adviser representative · Firm CRD 158388
- Genesis Capital Advisors, Inc.– · 1 yearStoughton, MA · Adviser representative · Firm CRD 128270
- Clarent Advisors, LLC– · under a yearStoughton, MA · Adviser representative · Firm CRD 155007
- Ing Financial Partners, Inc– · under a yearWaltham, MA · Adviser representative · Firm CRD 2882
Investment adviser representative registrations
Nicholas De Peyster is registered as an investment adviser representative in Massachusetts, since August 2011.
- MassachusettsSince 3 August 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 April 2010 |
| Series 7 | General Securities Representative Examination | 21 April 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 January 2001 |
| Series 27 | Financial and Operations Principal Examination | 8 January 2001 |
| Series 24 | General Securities Principal Examination | 11 December 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Nicholas L.M. De Peyster
- CRD
- 1529007
- Firm
- Genesis Wealth Advisors · CRD 158388
- Role
- Chief Investment Officer
- Office
- 532 PAGE STREET, Stoughton, MA 02072
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas De Peyster work?
Nicholas De Peyster has been Chief Investment Officer of Genesis Wealth Advisors, LLC since June 2011, and is a control person of the firm.
Is Nicholas De Peyster a financial advisor?
Yes. Nicholas De Peyster has a current investment-adviser registration in Massachusetts, through Genesis Wealth Advisors since August 2011.
How many years of experience does Nicholas De Peyster have?
Nicholas De Peyster has 16 years in the financial industry, since May 2010, across 4 adviser firms.
What exams has Nicholas De Peyster passed?
Nicholas De Peyster has passed 6 licensing exams: the Series 63, Series 24, Series 27, Series 65, Series 7 and Series 66. The earliest, the Series 63, was passed in November 2000.
Where did Nicholas De Peyster work before Genesis Wealth Advisors?
Before Genesis Wealth Advisors, Nicholas De Peyster was registered through Ing Financial Partners, Inc, May 2010 to September 2010.
Where is Nicholas De Peyster based?
Nicholas De Peyster’s registered office is in Stoughton, MA.
Is Nicholas De Peyster registered with FINRA?
No. Nicholas De Peyster has no current broker registration.
How can I verify Nicholas De Peyster’s record?
Search CRD 1529007 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas De Peyster’s full registration record.