Genereux Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Genereux Investment Management reports 77 clients. They include 54 high-net-worth individuals, 22 individual clients and 1 charitable organization. Of its assets, 100.0% ($129M across 253 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 29% | 9% |
| High-net-worth individuals | 70% | 90% |
| Charitable organizations | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 22 | $11.9M | 9.2% | $542K |
| High-net-worth individuals | 54 | $116M | 90.1% | $2.16M |
| Charitable organizations | 1 | $886K | 0.7% | $886K |
| Total | 77 | $129M | 100% | $1.68M |
- Clients
- 22
- Regulatory AUM
- $11.9M
- AUM share
- 9.2%
- Avg. per client
- $542K
- Clients
- 54
- Regulatory AUM
- $116M
- AUM share
- 90.1%
- Avg. per client
- $2.16M
- Clients
- 1
- Regulatory AUM
- $886K
- AUM share
- 0.7%
- Avg. per client
- $886K
Total
- Clients
- 77
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- $1.68M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Genereux Investment Management charges 1.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Fee details and sources
Mark Genereux owns 75% or more of Genereux Investment Management. The leadership team of Genereux Investment Management includes President Mark Genereux. It has 1 employee.
Leadership
- Mark GenereuxPresident and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Genereux Investment Management, Inc.
Mark Genereux
Control person · since January 2005
Genereux Investment Management’s regulatory assets grew from $113M (January 2021) to $129M (June 2026); clients fell from 84 to 77 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $129M | 77 | 1 | 1 |
| February 2025 | $146M | 74 | 1 | 1 |
| March 2024 | $122M | 84 | 1 | 1 |
| June 2023 | $119M | 82 | 1 | 1 |
| March 2022 | $130M | 87 | 1 | 1 |
| January 2021 | $113M | 84 | 1 | 1 |
Besides its headquarters, Genereux Investment Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Genereux Investment Management, Inc.
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 712-256-7500
- SEC file
- 801-112129
- Structure
- Colorado corporation
- Fiscal year end
- December
Genereux Investment Management uses Charles Schwab ($129M) as custodian for its separately managed accounts. Genereux Investment Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $129M100%
At year end, Genereux Investment Management’s separately managed accounts were mostly in funds (87%).
What the accounts hold
- Stocks8%
- Funds87%
- Bonds3%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash2%
How many clients does Genereux Investment Management have?
Genereux Investment Management has 77 clients and manages $129 million for them, as of June 2026. They include 54 high-net-worth individuals, 22 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026
What services does Genereux Investment Management offer?
Genereux Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Genereux Investment Management charge?
Genereux Investment Management charges 1.00% a year for its Investment Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Source: GENEREUX INVESTMENT MANAGEMENT ADV PART 2A FIRM BROCHURE, filed 29 June 2026
Which custodians does Genereux Investment Management use?
Genereux Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $129M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026
How many financial advisors does Genereux Investment Management have?
Genereux Investment Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Genereux Investment Management invest in?
At the end of its last fiscal year, Genereux Investment Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 2% U.S. government and agency bonds, 2% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Genereux Investment Management have a minimum investment?
Yes, Genereux Investment Management’s minimum account size for its Investment Management Services is $1M.
Source: GENEREUX INVESTMENT MANAGEMENT ADV PART 2A FIRM BROCHURE, filed 29 June 2026
Who owns Genereux Investment Management?
Genereux Investment Management’s direct owner is Mark Genereux (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 June 2026
How does Genereux Investment Management get paid?
Genereux Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Genereux Investment Management?
Its phone number is 712-256-7500.