Mark Genereux has been President and Chief Compliance Officer of Genereux Investment Management since January 2005, is a control person of the firm and directly owns 75% or more of it.
Genereux Investment Management, Inc. is a firm with $129M under management, 77 clients and 1 adviser in one office, as of its June 2026 filing.
- – present · 25 yearsSteamboat Springs, CO · Adviser representative · Firm CRD 117436
Investment adviser representative registrations
Mark Genereux is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from February 2009; the most recent is Colorado, in November 2016.
- ColoradoSince 17 November 2016
- TexasResidentSince 19 February 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 21 August 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 October 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 July 1991 |
| Series 7 | General Securities Representative Examination | 24 June 1991 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mark Alan Genereux
- CRD
- 1814740
- Firm
- Genereux Investment Management · CRD 117436
- Role
- President and Chief Compliance Officer
- Office
- Steamboat Springs, CO
- Registration
- Investment adviser registration
- In the industry since
- October 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Genereux work?
Mark Genereux has been President and Chief Compliance Officer of Genereux Investment Management, Inc. since January 2005, and is a control person of the firm.
Is Mark Genereux a financial advisor?
Yes. Mark Genereux has a current investment-adviser registration in Colorado and Texas, through Genereux Investment Management since October 2000.
How many years of experience does Mark Genereux have?
Mark Genereux has 25 years in the financial industry, since October 2000, across 1 adviser firm.
What exams has Mark Genereux passed?
Mark Genereux has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in June 1991.
Where is Mark Genereux based?
Mark Genereux’s registered office is in Steamboat Springs, CO.
Is Mark Genereux registered with FINRA?
No. Mark Genereux has no current broker registration.
How can I verify Mark Genereux’s record?
Search CRD 1814740 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Genereux’s full registration record.