GBC Investment Group provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
GBC Investment Group reports 23 clients. They include 23 individuals. Of its assets, 100.0% ($304M across 84 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 100% | 2% |
| High-net-worth individuals | Fewer than 5 | 9% |
| Charitable organizations | Fewer than 5 | <1% |
| Insurance companies | Fewer than 5 | 84% |
| Corporations and other businesses | Fewer than 5 | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 23 | $5.53M | 1.8% | $240K |
| High-net-worth individuals | Fewer than 5 | $27.8M | 9.2% | — |
| Charitable organizations | Fewer than 5 | $2.98M | 1.0% | — |
| Insurance companies | Fewer than 5 | $254M | 83.6% | — |
| Corporations and other businesses | Fewer than 5 | $13.5M | 4.5% | — |
| Total | 23 | $304M | 100% | — |
- Clients
- 23
- Regulatory AUM
- $5.53M
- AUM share
- 1.8%
- Avg. per client
- $240K
- Clients
- Fewer than 5
- Regulatory AUM
- $27.8M
- AUM share
- 9.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $2.98M
- AUM share
- 1.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $254M
- AUM share
- 83.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $13.5M
- AUM share
- 4.5%
- Avg. per client
- —
Total
- Clients
- 23
- Regulatory AUM
- $304M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
GBC Investment Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
George Clement owns 75% or more of GBC Investment Group. It has 2 employees, 1 of them in advisory roles.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of GBC Investment Group LLC
George Clement
Control person · since March 2020
GBC Investment Group’s regulatory assets grew from $222M (April 2021) to $304M (January 2026); employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jan 2026January 2026 | $304M | 23 | 2 | 1 |
| Jan 2025January 2025 | $275M | 17 | 2 | 1 |
| Jan 2024January 2024 | $212M | 12 | 2 | 1 |
| Jan 2023January 2023 | $197M | 7 | 2 | 1 |
| Feb 2022February 2022 | $221M | 0 | 2 | 1 |
| Apr 2021April 2021 | $222M | 0 | 2 | 1 |
Besides its headquarters, GBC Investment Group has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- GBC Investment Group LLC
- Headquarters
- Not reported
- Website
- gbcinvestments.com
- Phone
- 386-516-4759
- @gbc-investment-group
- SEC file
- 801-120745
- Structure
- Florida LLC
- Fiscal year end
- December
GBC Investment Group’s named custodians for separately managed accounts are Truist Bank ($199M, 68%), Altruist ($49.6M, 17%) and U. S. Bank National Association ($44.2M, 15%). GBC Investment Group does not have custody of client assets.
- Truist BankTruist Bank · Charlotte, NC · $199M68%
- AltruistAltruist Financial LLC · Culver City, CA · $49.6M17%
- U. S. Bank National AssociationU. S. Bank National Association · Minneapolis, MN · $44.2M15%
At year end, GBC Investment Group’s separately managed accounts were mostly in bonds (88%).
What the accounts hold
- Stocks3%
- Funds6%
- Bonds88%
- U.S. government and agency bonds37%
- Investment grade corporate bonds35%
- State and local bonds16%
- Cash3%
How many clients does GBC Investment Group have?
GBC Investment Group has 23 clients and manages $304 million for them, as of January 2026. They include 23 individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026
What services does GBC Investment Group offer?
GBC Investment Group provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does GBC Investment Group use?
GBC Investment Group’s separately managed account assets are held at Truist Bank (Charlotte, NC), with $199M, Altruist Financial LLC (Culver City, CA), with $49.6M and U. S. Bank National Association (Minneapolis, MN), with $44.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026
How many financial advisors does GBC Investment Group have?
GBC Investment Group has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does GBC Investment Group invest in?
At the end of its last fiscal year, GBC Investment Group’s separately managed accounts held 37% U.S. government and agency bonds, 35% investment grade corporate bonds, 16% state and local bonds, 6% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns GBC Investment Group?
GBC Investment Group’s direct owner is George Clement (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 January 2026
How does GBC Investment Group get paid?
GBC Investment Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact GBC Investment Group?
Its phone number is 386-516-4759. Its website is gbcinvestments.com.