Clients
Gaoteng Global Asset Management Limited serves 22 clients, 9 of them pooled investment vehicles. The average client has about $607 million with the firm, and high-net-worth clients hold 0% of its $13.4 billion in assets.
- Banking or thrift institutions4 clients28%
- Pooled investment vehicles9 clients71%
- OtherIndividuals, High-net-worth individuals, Investment companies, Insurance companies, Corporations and other businesses1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2 | $87,059 | 0.0% | $44K |
| High-net-worth individuals | 1 | $1,903,383 | 0.0% | $1.90M |
| Banking or thrift institutions | 4 | $3,776,769,726 | 28.3% | $944.2M |
| Investment companies | 1 | $431,569 | 0.0% | $432K |
| Pooled investment vehicles | 9 | $9,423,938,989 | 70.6% | $1.05B |
| Insurance companies | 2 | $58,094,302 | 0.4% | $29.0M |
| Corporations and other businesses | 3 | $89,830,762 | 0.7% | $29.9M |
| Total | 22 | $13,351,055,790 | 100% | $606.9M |
- Clients
- 2
- Regulatory AUM
- $87,059
- Share
- 0.0%
- Avg. per client
- $44K
- Clients
- 1
- Regulatory AUM
- $1,903,383
- Share
- 0.0%
- Avg. per client
- $1.90M
- Clients
- 4
- Regulatory AUM
- $3,776,769,726
- Share
- 28.3%
- Avg. per client
- $944.2M
- Clients
- 1
- Regulatory AUM
- $431,569
- Share
- 0.0%
- Avg. per client
- $432K
- Clients
- 9
- Regulatory AUM
- $9,423,938,989
- Share
- 70.6%
- Avg. per client
- $1.05B
- Clients
- 2
- Regulatory AUM
- $58,094,302
- Share
- 0.4%
- Avg. per client
- $29.0M
- Clients
- 3
- Regulatory AUM
- $89,830,762
- Share
- 0.7%
- Avg. per client
- $29.9M
Total
- Clients
- 22
- Regulatory AUM
- $13,351,055,790
- Share
- 100%
- Avg. per client
- $606.9M
What it does
Gaoteng Global Asset Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Gaoteng Global Asset Management Limited advises no private funds.
100.0% of assets ($13.35B across 22 accounts) are managed with discretion. 100% of clients are outside the U.S., and 3 clients received advice without assets under management last fiscal year.
What the accounts hold
- Funds1%
- Bonds74%
- Investment grade corporate bonds39%
- High-yield corporate bonds21%
- Sovereign bonds8%
- U.S. government and agency bonds6%
- Other25%
- Other is all mbs.25%
Custodians
Gaoteng Global Asset Management Limited’s client accounts are held mainly at China Merchants Bank, with 26% of managed assets. Gaoteng Global Asset Management Limited has custody of $13.35B for 22 clients.
- China Merchants BankChina Merchants Bank Co., LTD. · Hong Kong · $3.48B26%
- All other custodians$9.87B74%
Ownership and leadership
Gaoteng Asset Management HLD owns 75% or more of Gaoteng Global Asset Management Limited, and Wayne Bi is its CEO.
- Owns 75% or more of Gaoteng Global Asset Management Limited
Gaoteng Asset Management HLD
Control person · since September 2017
- Owns 25% to 50% of Gaoteng Asset Management HLD
Wisteria Investment Limited
Control person · since September 2017
- Owns 75% or more of Wisteria Investment Limited
Oriental Power Holdings LTD
Control person · since September 2017
- Owns 75% or more of Oriental Power Holdings LTD
Tencent Holdings, LTD.
Control person · since September 2017
- Owns 25% to 50% of Gaoteng Asset Management HLD
HH GT Holdings Limited
Control person · since September 2017
- Owns 75% or more of HH GT Holdings Limited
Hillhouse Fund III, L.P.
Control person · since September 2017
Hillhouse Fund III G.P.
Shareholder · Control person · since September 2017
Leadership
- Wayne BiChief Executive Officer
- Jonathan MoChief Operating Officer
- Yu LiChief Investment Officer
- Man Mandy SeeHead of Legal and Compliance
Staff
- 46 employees
- 11 in advisory functions
- 1 state-registered rep
Fees
Gaoteng Global Asset Management Limited is paid through a percentage of assets under management and performance-based fees.
Gaoteng Global Asset Management Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Gaoteng Global Asset Management Limited has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Gaoteng Global Asset Management Limited
- Headquarters
- Unit 2105-07, 21/F Man Yee Builiding, 68 Des Voeux Road Central, Central, Hong Kong, Hong Kong, Hong Kong 999077
- Phone
- 85238928900
- Website
- Not reported
- SEC file
- 801-122938
- Structure
- corporation organized in Hong Kong
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Gaoteng Global Asset Management Limited have?
Gaoteng Global Asset Management Limited has 22 clients and manages $13.4 billion for them, as of March 2026. They include 9 pooled investment vehicles, 4 banking or thrift institutions and 3 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Gaoteng Global Asset Management Limited offer?
Gaoteng Global Asset Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Gaoteng Global Asset Management Limited use?
Gaoteng Global Asset Management Limited’s separately managed account assets are held at China Merchants Bank Co., LTD. (Hong Kong), with $3,476,139,747. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Gaoteng Global Asset Management Limited have?
Gaoteng Global Asset Management Limited has 1 investment adviser representatives registered with state securities authorities, out of 46 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gaoteng Global Asset Management Limited invest in?
At the end of its last fiscal year, Gaoteng Global Asset Management Limited’s separately managed accounts held 39% investment grade corporate bonds, 25% other is all mbs., 21% high-yield corporate bonds, 8% sovereign bonds, 6% U.S. government and agency bonds and 1% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gaoteng Global Asset Management Limited?
Gaoteng Global Asset Management Limited is owned through a chain of holding companies by Tencent Holdings, LTD. Its direct owner is Gaoteng Asset Management HLD (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Gaoteng Global Asset Management Limited get paid?
Gaoteng Global Asset Management Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file