Frisch Financial Group provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Frisch Financial Group reports 601 clients. They include 358 high-net-worth individuals and 243 individual clients. Of its assets, 95.9% ($893M across 1,726 accounts) are managed with discretion; $38.3M across 33 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 40% | 11% |
| High-net-worth individuals | 60% | 88% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 243 | $104M | 11.2% | $430K |
| High-net-worth individuals | 358 | $819M | 87.9% | $2.29M |
| Pension and profit-sharing plans | Fewer than 5 | $3.42M | 0.4% | — |
| Charitable organizations | Fewer than 5 | $4.48M | 0.5% | — |
| Corporations and other businesses | Fewer than 5 | $77.6K | 0.0% | — |
| Total | 601 | $932M | 100% | — |
- Clients
- 243
- Regulatory AUM
- $104M
- AUM share
- 11.2%
- Avg. per client
- $430K
- Clients
- 358
- Regulatory AUM
- $819M
- AUM share
- 87.9%
- Avg. per client
- $2.29M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.42M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $4.48M
- AUM share
- 0.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $77.6K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 601
- Regulatory AUM
- $932M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Frisch Financial Group charges up to 2.00% a year for its Investment advisory services. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.
Fee details and sources
David Frisch owns 75% or more of Frisch Financial Group. David Frisch is CEO; the leadership team includes President Jason Sacks and Chief Compliance Officer Joyce Streithorst. It has 18 employees, 7 of them in advisory roles.
Staff
- 18 employees
- 7 in advisory functions
- 6 state-registered reps
- 3 soliciting firms
- Owns 75% or more of Frisch Financial Group, Inc.
David Frisch
Control person · since June 1999
- Owns 5% to 10% of Frisch Financial Group, Inc.
Joyce Streithorst
Control person · since March 2010
- Owns 5% to 10% of Frisch Financial Group, Inc.
Jason Sacks
Control person · since December 2010
Frisch Financial Group’s regulatory assets grew 1.6× from $565M (April 2021) to $932M (April 2026); clients rose from 465 to 601 and employees from 10 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $932M | 601 | 18 | 5 |
| Mar 2025March 2025 | $790M | 546 | 16 | 5 |
| Mar 2024March 2024 | $721M | 524 | 15 | 4 |
| Mar 2023March 2023 | $592M | 503 | 14 | 4 |
| Mar 2022March 2022 | $661M | 484 | 12 | 4 |
| Apr 2021April 2021 | $565M | 465 | 10 | 4 |
Besides its headquarters, Frisch Financial Group has 4 offices (1 private residence, listed without an address), with 4 listed addresses across 2 states.
New York · 3 listed addresses
- 445 Broad Hollow Road, Suite 215, MelvilleHQ
- 1140 Avenue of the Americas, New York
- 777 Westchester Ave., White Plains
Florida · 1 listed address
- 2202 N. West Shore Boulevard, Tampa
Contact and registration details
- Legal name
- Frisch Financial Group, Inc.
- Headquarters
- 445 Broad Hollow Road, Suite 215, Melville, NY 11747
- Website
- frischfinancial.com
- Phone
- 516-694-7900
- @3041267
- SEC file
- 801-62300
- Founded
- 1999
- Structure
- New York corporation
- Fiscal year end
- December
Frisch Financial Group’s named custodian for separately managed accounts is Charles Schwab ($925M). Frisch Financial Group has custody of $18.4M for 3 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $925M100%
At year end, Frisch Financial Group’s separately managed accounts were mostly in funds (71%) and stocks (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $583M across 187 positions; the largest are Vanguard Index Fds (8.3%), Blackrock ETF Trust (6.3%) and Invesco Exchange Traded FD T (5.7%).
What the accounts hold
- Stocks21%
- Funds71%
- Bonds7%
- Investment grade corporate bonds6%
- U.S. government and agency bonds1%
- Cash1%
How many clients does Frisch Financial Group have?
Frisch Financial Group has 601 clients and manages $932 million for them, as of April 2026. They include 358 high-net-worth individuals and 243 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026
What services does Frisch Financial Group offer?
Frisch Financial Group provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Frisch Financial Group charge?
Frisch Financial Group charges up to 2.00% a year for its Investment advisory services. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.
Which custodians does Frisch Financial Group use?
Frisch Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $925M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026
How many financial advisors does Frisch Financial Group have?
Frisch Financial Group has 6 investment adviser representatives registered with state securities authorities, out of 18 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Frisch Financial Group invest in?
At the end of its last fiscal year, Frisch Financial Group’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 6% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Frisch Financial Group?
Frisch Financial Group’s direct owners are David Frisch (75% or more), Joyce Streithorst (5% to 10%) and Jason Sacks (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 10 April 2026
How does Frisch Financial Group get paid?
Frisch Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Frisch Financial Group?
Frisch Financial Group’s main office is at 445 Broad Hollow Road, Suite 215, Melville, NY 11747. Its phone number is 516-694-7900. Its website is frischfinancial.com.
