Shawn Gallagher has been Shareholder of Frisch Financial Group since November 2022, is a control person of the firm and directly owns under 5% of it. Shawn Gallagher holds a Bachelor of Arts from Syracuse University.
Frisch Financial Group, Inc. is a Melville, NY firm with $932M under management, 601 clients and 7 advisers across 5 offices, as of its April 2026 filing.
Shawn P. Gallagher is Principal and Wealth Advisor of Frisch Financial Group. He joined the firm in 2015 and specializes in financial planning and portfolio allocation strategies, with over 15 years of experience in the financial field. He was promoted to Principal in 2022 and works with clients to understand their goals and build personalized short-term and long-term financial plans.
Shawn Gallagher’s longest registration is the current one, 11 years at Frisch Financial Group since 2015. Before joining Frisch Financial Group in 2015, Shawn Gallagher was registered through Tiaa-Cref Advice and Planning Services.
- Frisch Financial Group, Inc.Current– present · 11 yearsMelville, NY · Adviser representative · Firm CRD 126524
- Tiaa-Cref Advice and Planning Services– · under a yearMelville, NY · Adviser representative · Firm CRD 20472
Professional designations
Listed by Frisch Financial Group
- Certified Financial Planner® (CFP®)
Investment adviser representative registrations
Shawn Gallagher is registered as an investment adviser representative in 3 states. The first approvals date from May 2015; the most recent is New York, in July 2021.
- FloridaSince 19 May 2015
- New YorkSince 27 July 2021
- TexasSince 22 March 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 December 2004 |
| Series 7 | General Securities Representative Examination | 16 September 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Shawn Patrick Gallagher
- CRD
- 4821553
- Firm
- Frisch Financial Group · CRD 126524
- Role
- Shareholder
- Office
- 445 BROAD HOLLOW ROAD, SUITE 215, Melville, NY 11747
- Registration
- Investment adviser registration
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- frischfinancial.com
Where does Shawn Gallagher work?
Shawn Gallagher has been Shareholder of Frisch Financial Group, Inc. since November 2022, and is a control person of the firm.
Is Shawn Gallagher a financial advisor?
Yes. Shawn Gallagher has a current investment-adviser registration in Florida, New York and Texas, through Frisch Financial Group since May 2015.
How many years of experience does Shawn Gallagher have?
Shawn Gallagher has 12 years in the financial industry, since May 2014, across 2 adviser firms.
What exams has Shawn Gallagher passed?
Shawn Gallagher has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2004. FINRA credited Shawn Gallagher with the SIE, which began in October 2018.
Where did Shawn Gallagher work before Frisch Financial Group?
Before Frisch Financial Group, Shawn Gallagher was registered through Tiaa-Cref Advice and Planning Services, March 2014 to March 2015.
Where is Shawn Gallagher based?
Shawn Gallagher’s registered office is in Melville, NY.
Is Shawn Gallagher registered with FINRA?
No. Shawn Gallagher has no current broker registration.
Is Shawn Gallagher a CFP?
Frisch Financial Group lists Shawn Gallagher with the CFP credential (“Certified Financial Planner® (CFP®)”) on its website. CFP Board confirms certification status.
Source: Shawn P. Gallagher, CFP®, CRPC biography, frischfinancial.com
How can I verify Shawn Gallagher’s record?
Search CRD 4821553 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shawn Gallagher’s full registration record.
