Frazee Investment Consulting provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 26–50 clients last fiscal year.
Frazee Investment Consulting reports 110 clients. They include 59 individual clients and 51 high-net-worth individuals. Of its assets, 100.0% ($196M across 306 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 13% |
| High-net-worth individuals | 46% | 82% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 59 | $26.3M | 13.5% | $446K |
| High-net-worth individuals | 51 | $160M | 82.0% | $3.14M |
| Pension and profit-sharing plans | Fewer than 5 | $1.69M | 0.9% | — |
| Charitable organizations | Fewer than 5 | $7.14M | 3.7% | — |
| Total | 110 | $196M | 100% | — |
- Clients
- 59
- Regulatory AUM
- $26.3M
- AUM share
- 13.5%
- Avg. per client
- $446K
- Clients
- 51
- Regulatory AUM
- $160M
- AUM share
- 82.0%
- Avg. per client
- $3.14M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.69M
- AUM share
- 0.9%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $7.14M
- AUM share
- 3.7%
- Avg. per client
- —
Total
- Clients
- 110
- Regulatory AUM
- $196M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Frazee Investment Consulting charges 0.50%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Comprehensive reporting
- Negotiated for each engagement, normally as a percentage of the total value reported, including assets held away.
- Financial planning
- A fixed fee, typically a minimum of $2,500 and negotiable by scope and complexity; due on delivery of the plan.
Robert Frazee owns 50% to 75% of Frazee Investment Consulting. The leadership team of Frazee Investment Consulting includes President Robert Frazee and Chief Compliance Officer Meredith Poore. It has 3 employees, 2 of them in advisory roles.
Leadership
- Robert FrazeePresident
- Mark SorgenfreiVice President and Secretary
- Meredith PooreChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Frazee Investment Consulting, Inc.
Robert Frazee
Control person · since January 2018
- Owns 25% to 50% of Frazee Investment Consulting, Inc.
Mark Sorgenfrei
Control person · since January 2018
Frazee Investment Consulting’s regulatory assets grew from $158M (March 2021) to $196M (July 2026); clients rose from 94 to 110 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $196M | 110 | 3 | 1 |
| February 2025 | $177M | 104 | 3 | 1 |
| March 2024 | $165M | 113 | 3 | 1 |
| February 2023 | $166M | 112 | 3 | 1 |
| June 2022 | $177M | 108 | 3 | 1 |
| March 2021 | $158M | 94 | 3 | 1 |
Besides its headquarters, Frazee Investment Consulting has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 5350 Poplar Avenue, Suite 730, MemphisHQ
Contact and registration details
- Legal name
- Frazee Investment Consulting, Inc.
- Headquarters
- 5350 Poplar Avenue, Suite 730, Memphis, TN 38119
- Website
- Not reported
- Phone
- 901-779-3940
- SEC file
- 801-115275
- Structure
- Tennessee corporation
- Fiscal year end
- December
Frazee Investment Consulting uses Charles Schwab ($196M) as custodian for its separately managed accounts. Frazee Investment Consulting has custody of $14.3M in client assets for 20 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $196M100%
At year end, Frazee Investment Consulting’s separately managed accounts were mostly in funds (77%) and bonds (12%).
What the accounts hold
- Stocks6%
- Funds77%
- Bonds12%
- State and local bonds10%
- U.S. government and agency bonds2%
- Cash5%
How many clients does Frazee Investment Consulting have?
Frazee Investment Consulting has 110 clients and manages $196 million for them, as of July 2026. They include 59 individual clients and 51 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 July 2026
What services does Frazee Investment Consulting offer?
Frazee Investment Consulting provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Frazee Investment Consulting charge?
Frazee Investment Consulting charges 0.50%–1.00% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.
Source: FRAZEE INVESTMENT CONSULTING, COMPLETE BROCHURE, filed 7 July 2026
Which custodians does Frazee Investment Consulting use?
Frazee Investment Consulting’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $196M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 July 2026
How many financial advisors does Frazee Investment Consulting have?
Frazee Investment Consulting has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Frazee Investment Consulting invest in?
At the end of its last fiscal year, Frazee Investment Consulting’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 10% state and local bonds, 6% exchange-traded equities, 5% cash and equivalents and 2% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Frazee Investment Consulting?
Frazee Investment Consulting’s direct owners are Robert Frazee (50% to 75%) and Mark Sorgenfrei (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 13 July 2026
How does Frazee Investment Consulting get paid?
Frazee Investment Consulting is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Frazee Investment Consulting?
Frazee Investment Consulting’s main office is at 5350 Poplar Avenue, Suite 730, Memphis, TN 38119. Its phone number is 901-779-3940.