Mark Sorgenfrei has been Vice President and Secretary of Frazee Investment Consulting since January 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Frazee Investment Consulting, Inc. is a Memphis, TN firm with $196M under management, 110 clients and 2 advisers in one office, as of its July 2026 filing.
Mark Sorgenfrei’s longest registration was 12 years at Waddell & Associates Inc (2004–2016). Before joining Frazee Investment Consulting in 2016, Mark Sorgenfrei was registered through Waddell & Associates Inc.
- – present · 10 yearsMemphis, TN · Adviser representative · Firm CRD 123662
- Waddell & Associates Inc– · 12 yearsMemphis, TN · Adviser representative · Firm CRD 105746
Investment adviser representative registrations
Mark Sorgenfrei is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2016; the most recent is Texas, in February 2017.
- TennesseeSince 10 August 2016
- TexasResidentSince 10 February 2017
Examinations
No examinations are on Mark Sorgenfrei’s record.
- Full name
- Mark Allen Sorgenfrei
- CRD
- 4748351
- Firm
- Frazee Investment Consulting · CRD 123662
- Role
- Vice President and Secretary
- Office
- 5350 POPLAR AVENUE, SUITE 730, Memphis, TN 38119
- Registration
- Investment adviser registration
- In the industry since
- June 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Mark Sorgenfrei work?
Mark Sorgenfrei has been Vice President and Secretary of Frazee Investment Consulting, Inc. since January 2018, and is a control person of the firm.
Is Mark Sorgenfrei a financial advisor?
Yes. Mark Sorgenfrei has a current investment-adviser registration in Tennessee and Texas, through Frazee Investment Consulting since August 2016.
How many years of experience does Mark Sorgenfrei have?
Mark Sorgenfrei has 22 years in the financial industry, since June 2004, across 2 adviser firms.
Where did Mark Sorgenfrei work before Frazee Investment Consulting?
Before Frazee Investment Consulting, Mark Sorgenfrei was registered through Waddell & Associates Inc, February 2004 to April 2016.
Where is Mark Sorgenfrei based?
Mark Sorgenfrei’s registered office is in Memphis, TN.
Is Mark Sorgenfrei registered with FINRA?
No. Mark Sorgenfrei has no current broker registration.
How can I verify Mark Sorgenfrei’s record?
Search CRD 4748351 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mark Sorgenfrei’s full registration record.