Fogel Capital Management provides portfolio management for individuals and small businesses, selecting other managers, and financial planning.
Fogel Capital Management reports 263 clients. They include 130 individual clients, 108 high-net-worth individuals, and 24 pension and profit-sharing plans. Of its assets, 100.0% ($437M across 529 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 49% | 9% |
| High-net-worth individuals | 41% | 85% |
| Pension and profit-sharing plans | 9% | 5% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 130 | $39.4M | 9.0% | $303K |
| High-net-worth individuals | 108 | $373M | 85.5% | $3.46M |
| Pension and profit-sharing plans | 24 | $24M | 5.5% | $1M |
| Charitable organizations | Fewer than 5 | $69K | 0.0% | $69K |
| Total | 263 | $437M | 100% | — |
- Clients
- 130
- Regulatory AUM
- $39.4M
- AUM share
- 9.0%
- Avg. per client
- $303K
- Clients
- 108
- Regulatory AUM
- $373M
- AUM share
- 85.5%
- Avg. per client
- $3.46M
- Clients
- 24
- Regulatory AUM
- $24M
- AUM share
- 5.5%
- Avg. per client
- $1M
- Clients
- Fewer than 5
- Regulatory AUM
- $69K
- AUM share
- 0.0%
- Avg. per client
- $69K
Total
- Clients
- 263
- Regulatory AUM
- $437M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Fogel Capital Management charges 0.75%–1.25% a year for its Advisory Fee. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$3M | 1.25% |
| $3M–$5M | 1.00% |
| $5M and above | 0.75% |
Fee details and sources
Other fees
- Court Report Filing
- Clients who require an annual court report filing are charged a flat fee of $975, negotiated with each client.
Michael Fogel owns 50% to 75% of Fogel Capital Management. The leadership team of Fogel Capital Management includes President Michael Fogel and Chief Compliance Officer Jodi Tribble. It has 11 employees, 7 of them in advisory roles.
Leadership
Michael FogelPresident/CFO- Jodi TribbleChief Compliance Officer
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
Staff
- 11 employees
- 7 in advisory functions
- 7 state-registered reps
- Owns 50% to 75% of Fogel Capital Management Inc
Michael Fogel
Control person · since January 2001
Fogel Capital Management’s regulatory assets grew from $305M (March 2021) to $437M (March 2026); clients rose from 214 to 263 and employees from 10 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $437M | 263 | 11 | 1 |
| March 2025 | $391M | 259 | 11 | 1 |
| March 2024 | $351M | 242 | 11 | 1 |
| March 2023 | $303M | 265 | 11 | 1 |
| March 2022 | $338M | 264 | 11 | 1 |
| March 2021 | $305M | 214 | 10 | 1 |
Besides its headquarters, Fogel Capital Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 453 Riverside Drive, StuartHQ
Contact and registration details
- Legal name
- Fogel Capital Management Inc
- Headquarters
- 453 Riverside Drive, Stuart, FL 34994
- Website
- fogelcapital.com
- Phone
- 772-223-9686
- @fogel-capital-management-inc
- SEC file
- 801-49135
- Founded
- 1995
- Structure
- Florida corporation
- Fiscal year end
- December
Fogel Capital Management uses Charles Schwab ($350M) as custodian for its separately managed accounts. Fogel Capital Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $350M100%
At year end, Fogel Capital Management’s separately managed accounts were mostly in stocks (56%) and bonds (37%). Its reported 13F holdings for the quarter ended 30 June 2026 total $249M across 57 positions; the largest are Alphabet Inc. (17.3%), Microsoft Corp. (7.6%) and Chubb Limited (6.9%).
What the accounts hold
- Stocks56%
- Bonds37%
- U.S. government and agency bonds19%
- State and local bonds11%
- Investment grade corporate bonds7%
- Cash8%
Reported 13F holdings
- $249M
- Reported 13F value
- 57
- Positions
- 64.1%
- In the 10 largest
- +13.7%
- Value vs. prior quarter
- Alphabet Inc. · Cap Stk CL A17.3%
- Microsoft Corp.7.6%
- Chubb Limited6.9%
- Berkshire Hathaway Inc. Del · CL B New6.0%
- Enterprise Prods Partners L5.8%
- Broadcom Inc.5.7%
- Elbit Sys Ltd4.2%
- Johnson & Johnson4.0%
- Energy Transfer L P · Com UT Ltd Ptn3.9%
- State Str SPDR S&P 500 ETF T TR · Unit2.8%
Together, the ten largest are 64.1% of reported value.
How many clients does Fogel Capital Management have?
Fogel Capital Management has 263 clients and manages $437 million for them, as of March 2026. They include 130 individual clients, 108 high-net-worth individuals, and 24 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Fogel Capital Management offer?
Fogel Capital Management provides portfolio management for individuals and small businesses, selecting other managers, and financial planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Fogel Capital Management charge?
Fogel Capital Management charges 0.75%–1.25% a year for its Advisory Fee. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Fogel Capital Management use?
Fogel Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $350M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Fogel Capital Management have?
Fogel Capital Management has 7 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fogel Capital Management invest in?
At the end of its last fiscal year, Fogel Capital Management’s separately managed accounts held 56% exchange-traded equities, 19% U.S. government and agency bonds, 11% state and local bonds, 8% cash and equivalents and 7% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fogel Capital Management?
Fogel Capital Management’s direct owner is Michael Fogel (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Fogel Capital Management get paid?
Fogel Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fogel Capital Management?
Fogel Capital Management’s main office is at 453 Riverside Drive, Stuart, FL 34994. Its phone number is 772-223-9686. Its website is fogelcapital.com.