Maxwell Fogel has been an investment adviser representative at Fogel Capital Management since March 2023, and is not listed among the firm’s executive officers or direct owners. Maxwell Fogel holds a Master of Science in Finance from Kelley School of Business, Indiana University and a Bachelor of Science in Public Financial Management from Indiana University.
Fogel Capital Management Inc is a Stuart, FL firm with $437M under management, 263 clients and 7 advisers in one office, as of its March 2026 filing.
Max Fogel is VP, Private Wealth Advisor of Fogel Capital Management. He joined the firm in the fall of 2022 and works closely with clients to help them achieve their financial goals. He began his career in finance in 2019 as a Financial Analyst at Maxim Group, then worked in investment banking at Canaccord Genuity, and in the summer of 2021 became a Senior Analyst at Madison Alley Global Ventures.
- Fogel Capital Management IncCurrent– present · 3 yearsStuart, FL · Adviser representative · Firm CRD 108212
Investment adviser representative registrations
Maxwell Fogel is registered as an investment adviser representative in 3 states. Each was approved in March 2023.
- FloridaSince 30 March 2023
- New JerseySince 15 March 2023
- New YorkSince 13 March 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 September 2021 |
| Series 7TO | General Securities Representative Examination | 8 January 2020 |
| SIE | Securities Industry Essentials Examination | 23 October 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Maxwell Charles Fogel
- CRD
- 7163874
- Firm
- Fogel Capital Management · CRD 108212
- Office
- 453 RIVERSIDE DRIVE, Stuart, FL 34994
- Registration
- Investment adviser registration
- In the industry since
- March 2022
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fogelcapital.com
Where does Maxwell Fogel work?
Maxwell Fogel is an investment adviser representative registered through Fogel Capital Management Inc since March 2023, and is not listed among the firm’s executive officers or direct owners.
Is Maxwell Fogel a financial advisor?
Yes. Maxwell Fogel has a current investment-adviser registration in Florida, New Jersey and New York, through Fogel Capital Management since March 2023.
How many years of experience does Maxwell Fogel have?
Maxwell Fogel has 4 years in the financial industry, since March 2022, across 1 adviser firm.
What exams has Maxwell Fogel passed?
Maxwell Fogel has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in October 2019.
Where is Maxwell Fogel based?
Maxwell Fogel’s registered office is in Stuart, FL.
Is Maxwell Fogel registered with FINRA?
No. Maxwell Fogel has no current broker registration.
How can I verify Maxwell Fogel’s record?
Search CRD 7163874 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Maxwell Fogel’s full registration record.
