Floyd Financial Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 500 clients last fiscal year.
Floyd Financial Group reports 689 clients. They include 670 individual clients, 16 high-net-worth individuals, and 3 corporations and other businesses. Of its assets, 100.0% ($164M across 689 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 97% | 86% |
| High-net-worth individuals | 2% | 14% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 670 | $141M | 85.6% | $210K |
| High-net-worth individuals | 16 | $23.2M | 14.1% | $1.45M |
| Corporations and other businesses | Fewer than 5 | $475K | 0.3% | $158K |
| Total | 689 | $164M | 100% | — |
- Clients
- 670
- Regulatory AUM
- $141M
- AUM share
- 85.6%
- Avg. per client
- $210K
- Clients
- 16
- Regulatory AUM
- $23.2M
- AUM share
- 14.1%
- Avg. per client
- $1.45M
- Clients
- Fewer than 5
- Regulatory AUM
- $475K
- AUM share
- 0.3%
- Avg. per client
- $158K
Total
- Clients
- 689
- Regulatory AUM
- $164M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 500
Floyd Financial Group charges up to 1.25% a year for its Portfolio management services. The fee is billed in advance, is negotiable and requires an account of at least $30,000.
Fee details and sources
Jacob Floyd owns 75% or more of Floyd Financial Group. It has 5 employees, 2 of them in advisory roles.
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- 4 insurance agents
- Owns 75% or more of Floyd Financial Group LLC
Jacob Floyd
Control person · since July 2023
Floyd Financial Group’s regulatory assets grew from $118M (March 2024) to $164M (March 2026); clients rose from 567 to 689 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $164M | 689 | 5 | 1 |
| Mar 2025March 2025 | $146M | 618 | 5 | 1 |
| Mar 2024March 2024 | $118M | 567 | 5 | 1 |
Besides its headquarters, Floyd Financial Group has 0 offices, with 1 listed address in 1 state.
Missouri · 1 listed address
- 1304 W Battlefield RD, SpringfieldHQ
Contact and registration details
- Legal name
- Floyd Financial Group LLC
- Headquarters
- 1304 W Battlefield RD, Springfield, MO 65807
- Website
- floydfinancialgroup.com
- Phone
- 417-889-7233
- SEC file
- 801-129942
- Structure
- Missouri LLC
- Fiscal year end
- December
Floyd Financial Group’s named custodian for separately managed accounts is Charles Schwab ($164M). Floyd Financial Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $164M100%
At year end, Floyd Financial Group’s separately managed accounts were mostly in stocks (68%) and bonds (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $153M across 65 positions; the largest are J P Morgan Exchange Traded F (9.4%), J P Morgan Exchange Traded F (7.7%) and Nvidia Corporation (7.4%).
What the accounts hold
- Stocks68%
- Bonds30%
- U.S. government and agency bonds15%
- Investment grade corporate bonds15%
- Cash2%
How many clients does Floyd Financial Group have?
Floyd Financial Group has 689 clients and manages $164 million for them, as of March 2026. They include 670 individual clients, 16 high-net-worth individuals, and 3 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Floyd Financial Group offer?
Floyd Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Floyd Financial Group charge?
Floyd Financial Group charges up to 1.25% a year for its Portfolio management services. The fee is billed in advance, is negotiable and requires an account of at least $30,000.
Source: ADV PART 2A, filed 18 March 2026
Which custodians does Floyd Financial Group use?
Floyd Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $164M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Floyd Financial Group have?
Floyd Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Floyd Financial Group invest in?
At the end of its last fiscal year, Floyd Financial Group’s separately managed accounts held 68% exchange-traded equities, 15% U.S. government and agency bonds, 15% investment grade corporate bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Floyd Financial Group have a minimum investment?
Yes, Floyd Financial Group’s minimum account size for its Portfolio management services is $30K.
Source: ADV PART 2A, filed 18 March 2026
Who owns Floyd Financial Group?
Floyd Financial Group’s direct owner is Jacob Floyd (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Floyd Financial Group get paid?
Floyd Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Floyd Financial Group?
Floyd Financial Group’s main office is at 1304 W Battlefield RD, Springfield, MO 65807. Its phone number is 417-889-7233. Its website is floydfinancialgroup.com.