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They include 670 individual clients, 16 high-net-worth individuals, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Floyd Financial Group offer?","answer":"Floyd Financial Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Floyd Financial Group charge?","answer":"Floyd Financial Group charges up to 1.25% a year for its Portfolio management services. The fee is billed in advance, is negotiable and requires an account of at least $30,000.","source":"ADV PART 2A, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Floyd Financial Group use?","answer":"Floyd Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $164M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Floyd Financial Group have?","answer":"Floyd Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Floyd Financial Group invest in?","answer":"At the end of its last fiscal year, Floyd Financial Group’s separately managed accounts held 68% exchange-traded equities, 15% U.S. government and agency bonds, 15% investment grade corporate bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Floyd Financial Group have a minimum investment?","answer":"Yes, Floyd Financial Group’s minimum account size for its Portfolio management services is $30K.","source":"ADV PART 2A, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Floyd Financial Group?","answer":"Floyd Financial Group’s direct owner is Jacob Floyd (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Floyd Financial Group get paid?","answer":"Floyd Financial Group is paid through a percentage of assets under management. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}