Florek Financial provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Florek Financial reports 96 clients. They include 80 high-net-worth individuals, 14 individual clients, and 2 pension and profit-sharing plans. Of its assets, 28.4% ($145M across 217 accounts) are managed with discretion; $366M across 313 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 15% | 1% |
| High-net-worth individuals | 83% | 98% |
| Pension and profit-sharing plans | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 14 | $5.87M | 1.1% | $419K |
| High-net-worth individuals | 80 | $500M | 97.9% | $6.25M |
| Pension and profit-sharing plans | Fewer than 5 | $5.08M | 1.0% | $2.54M |
| Total | 96 | $511M | 100% | — |
- Clients
- 14
- Regulatory AUM
- $5.87M
- AUM share
- 1.1%
- Avg. per client
- $419K
- Clients
- 80
- Regulatory AUM
- $500M
- AUM share
- 97.9%
- Avg. per client
- $6.25M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.08M
- AUM share
- 1.0%
- Avg. per client
- $2.54M
Total
- Clients
- 96
- Regulatory AUM
- $511M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Florek Financial charges 0.60% a year for its Investment Management Fee. The fee is billed in arrears, is negotiable and has a $18,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Tax Compliance
- Comprehensive wealth management and tax advisory carry a negotiated fee; financial planning and tax compliance fees are negotiable by scope and complexity and are often included in the management fee.
Robert Florek owns 75% or more of Florek Financial. The leadership team of Florek Financial includes Chief Compliance Officer Robert Florek. It has 2 employees.
Leadership
- Robert FlorekManaging Member and Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Robert Coady Florek
- Paul Daniel Furcinito
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Florek Financial, LLC
Robert Florek
Control person · since November 2009
Florek Financial’s regulatory assets grew 1.5× from $336M (January 2021) to $511M (February 2026); clients rose from 82 to 96 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $511M | 96 | 2 | 1 |
| February 2025 | $432M | 96 | 2 | 1 |
| February 2024 | $412M | 99 | 2 | 1 |
| February 2023 | $351M | 86 | 2 | 1 |
| March 2022 | $374M | 86 | 2 | 1 |
| January 2021 | $336M | 82 | 2 | 1 |
Besides its headquarters, Florek Financial has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 46 Railroad Avenue, Suite 201, DuxburyHQ
Contact and registration details
- Legal name
- Florek Financial, LLC
- Headquarters
- 46 Railroad Avenue, Suite 201, Duxbury, MA 02332
- Website
- florekfinancial.com
- Phone
- 781-934-9400
- SEC file
- 801-110016
- Structure
- Massachusetts LLC
- Fiscal year end
- December
Florek Financial uses Fidelity ($486M) as custodian for its separately managed accounts. Florek Financial has custody of client assets.
- FidelityFidelity Investments · Boston, MA · $486M100%
At year end, Florek Financial’s separately managed accounts were mostly in funds (90%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds90%
How many clients does Florek Financial have?
Florek Financial has 96 clients and manages $511 million for them, as of February 2026. They include 80 high-net-worth individuals, 14 individual clients, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does Florek Financial offer?
Florek Financial provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Florek Financial charge?
Florek Financial charges 0.60% a year for its Investment Management Fee. The fee is billed in arrears, is negotiable and has a $18,000 annual minimum.
Source: FLOREK FINANCIAL BROCHURE AND SUPPLEMENT, filed 10 February 2026
Which custodians does Florek Financial use?
Florek Financial’s separately managed account assets are held at Fidelity Investments (Boston, MA), with $486M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does Florek Financial have?
Florek Financial has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Florek Financial invest in?
At the end of its last fiscal year, Florek Financial’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs) and 10% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Florek Financial?
Florek Financial’s direct owner is Robert Florek (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does Florek Financial get paid?
Florek Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Florek Financial?
Florek Financial’s main office is at 46 Railroad Avenue, Suite 201, Duxbury, MA 02332. Its phone number is 781-934-9400. Its website is florekfinancial.com.