Clients
First Sentier Investors (uk) Im Limited serves 24 clients, 21 of them pooled investment vehicles. The average client has about $553 million with the firm.
- Investment companies2 clients3%
- Pooled investment vehicles21 clients96%
- Sovereign wealth funds and foreign official institutions1 clients1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 2 | $342,642,772 | 2.6% | $171.3M |
| Pooled investment vehicles | 21 | $12,759,270,525 | 96.1% | $607.6M |
| Sovereign wealth funds and foreign official institutions | 1 | $169,716,979 | 1.3% | $169.7M |
| Total | 24 | $13,271,630,276 | 100% | $553.0M |
- Clients
- 2
- Regulatory AUM
- $342,642,772
- Share
- 2.6%
- Avg. per client
- $171.3M
- Clients
- 21
- Regulatory AUM
- $12,759,270,525
- Share
- 96.1%
- Avg. per client
- $607.6M
- Clients
- 1
- Regulatory AUM
- $169,716,979
- Share
- 1.3%
- Avg. per client
- $169.7M
Total
- Clients
- 24
- Regulatory AUM
- $13,271,630,276
- Share
- 100%
- Avg. per client
- $553.0M
What it does
First Sentier Investors (uk) Im Limited provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets.
First Sentier Investors (uk) Im Limited advises no private funds.
100.0% of assets ($13.27B across 24 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks100%
Custodians
First Sentier Investors (uk) Im Limited does not have custody of client assets.
- All other custodians$13.27B100%
Ownership and leadership
First Sentier Investors Uk Holdings Limited owns 75% or more of First Sentier Investors (uk) Im Limited, and Harry Moore is its CEO.
- Owns 75% or more of First Sentier Investors (uk) Im Limited
First Sentier Investors Uk Holdings Limited
Control person · since November 2024
- Owns 75% or more of First Sentier Investors Uk Holdings Limited
First Sentier Group Limited
Control person · since August 2019
- Owns 75% or more of First Sentier Group Limited
Mitsubishi Ufj Trust and Banking Corporation
Control person · since August 2019
- Owns 75% or more of Mitsubishi Ufj Trust and Banking Corporation
Mitsubishi Ufj Financial Group, Inc
Control person · since August 2019
Leadership
- Harry MooreGroup Chief Executive Officer
- Ashley ConnChief Financial and Strategy Officer
- Amanda GazalChief Operating Officer
- Peter HawkinsChief Compliance Officer
- Gary CottonNon-Independent Non-Executive Director
- Jane DanielChief Risk Officer
- Christine JohnsonIndependent Non-Executive Director
- Baronet Kerry-LeighRegional Managing Director, Emea & Head of Product
- Vicky Wai-Choo KubitscheckIndependent Non-Executive Director
- Lisa WarburtonGroup General Counsel
Staff
- 314 employees
- 50 in advisory functions
Fees
First Sentier Investors (uk) Im Limited is paid through a percentage of assets under management.
First Sentier Investors (uk) Im Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, First Sentier Investors (uk) Im Limited has 1 office, with 1 listed address with no US state reported.
Other business names
First Sentier Investors (uk) Im Limited has reported 2 other business names to the SEC.
- Fssa
- Stewart Investors
Registration details
- Legal name
- First Sentier Investors (uk) Im Limited
- Headquarters
- 23 ST Andrew Square, Edinburgh, United Kingdom EH2 1BB
- Phone
- 4401314732200
- Website
- Not reported
- SEC file
- 801-106688
- Structure
- corporation organized in United Kingdom
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does First Sentier Investors (uk) Im Limited have?
First Sentier Investors (uk) Im Limited has 24 clients and manages $13.3 billion for them, as of March 2026. They include 21 pooled investment vehicles, 2 investment companies and 1 sovereign wealth funds and foreign official institutions.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does First Sentier Investors (uk) Im Limited offer?
First Sentier Investors (uk) Im Limited provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does First Sentier Investors (uk) Im Limited have?
First Sentier Investors (uk) Im Limited has 0 investment adviser representatives registered with state securities authorities, out of 314 employees, and 50 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does First Sentier Investors (uk) Im Limited invest in?
At the end of its last fiscal year, First Sentier Investors (uk) Im Limited’s separately managed accounts held 100% exchange-traded equities. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns First Sentier Investors (uk) Im Limited?
First Sentier Investors (uk) Im Limited is owned through a chain of holding companies by Mitsubishi Ufj Financial Group, Inc. Its direct owner is First Sentier Investors Uk Holdings Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does First Sentier Investors (uk) Im Limited get paid?
First Sentier Investors (uk) Im Limited is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file