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First Sentier Investors (uk) Funds Limited

SEC-registered adviser since 2014London, United KingdomCRD 171592

$11.9B
AUM
17
Clients
See fees
Fee
50
Advisory staff

From Form ADV filed 31 March 2026 · data retrieved 15 October 2026SEC record

First Sentier Investors (uk) Funds Limited is an investment adviser headquartered in London, United Kingdom, and registered with the SEC since 2014. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management. First Sentiers Investors Uk Holdings Limited owns 75% or more of First Sentier Investors (uk) Funds Limited, and Harry Moore is its CEO.

Clients

First Sentier Investors (uk) Funds Limited serves 17 clients. The average client has about $698 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles17 clients100%
Show client breakdown
Pooled investment vehicles
Clients
17
Regulatory AUM
$11,867,570,451
Share
100.0%
Avg. per client
$698.1M

Total

Clients
17
Regulatory AUM
$11,867,570,451
Share
100%
Avg. per client
$698.1M

What it does

First Sentier Investors (uk) Funds Limited provides portfolio management for pooled vehicles. It is paid through a percentage of assets.

First Sentier Investors (uk) Funds Limited advises 1 private funds.

100.0% of assets ($11.87B across 17 accounts) are managed with discretion. 94% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

First Sentier Investors (uk) Funds Limited does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$11.87B100%

Ownership and leadership

First Sentiers Investors Uk Holdings Limited owns 75% or more of First Sentier Investors (uk) Funds Limited, and Harry Moore is its CEO.

Who owns the firm
First Sentier Investors (uk) Funds Limited· the adviser

  • First Sentiers Investors Uk Holdings Limited

    Control person · since November 2024

    Owns 75% or more of First Sentier Investors (uk) Funds Limited

Leadership

  • Harry Moore
    Group Chief Executive Officer
  • Ashley Conn
    Chief Financial and Strategy Officer
  • Amanda Gazal
    Chief Operating Officer
  • Peter Hawkins
    Chief Compliance Officer
  • Gary Cotton
    Non- Independent Non-Executive Director
  • Jane Daniel
    Chief Risk Officer
  • Cyril Johnson
    Independent Chairman
  • Baronet Kerry-Leigh
    Managing Director, Emea and Head of Product
  • Vicky Wai-Choo Kubitscheck
    Independent Non-Executive Director
  • Jacqueline Lowe
    Independent Non-Executive Director
  • Ryan Mitchell
    Director
  • Lisa Warburton
    Group General Counsel

Staff

  • 314 employees
  • 50 in advisory functions

Fees

First Sentier Investors (uk) Funds Limited is paid through a percentage of assets under management.

First Sentier Investors (uk) Funds Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, First Sentier Investors (uk) Funds Limited has 1 office, with 1 listed address with no US state reported.

Other business names

First Sentier Investors (uk) Funds Limited has reported 2 other business names to the SEC.

  • Fssa
  • Stewart Investors

Registration details

Legal name
First Sentier Investors (uk) Funds Limited
Headquarters
Finsbury Circus House, 15 Finsbury Circus, London, United Kingdom EC2M7EB
Phone
442073326500
Website
Not reported
SEC file
801-79806
Structure
corporation organized in United Kingdom
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does First Sentier Investors (uk) Funds Limited have?

First Sentier Investors (uk) Funds Limited has 17 clients and manages $11.9 billion for them, as of March 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026

What services does First Sentier Investors (uk) Funds Limited offer?

First Sentier Investors (uk) Funds Limited provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does First Sentier Investors (uk) Funds Limited have?

First Sentier Investors (uk) Funds Limited has 0 investment adviser representatives registered with state securities authorities, out of 314 employees, and 50 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns First Sentier Investors (uk) Funds Limited?

First Sentier Investors (uk) Funds Limited is owned through a chain of holding companies by Mitsubishi Ufj Financial Group, Inc. Its direct owner is First Sentiers Investors Uk Holdings Limited (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026

How does First Sentier Investors (uk) Funds Limited get paid?

First Sentier Investors (uk) Funds Limited is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 31 March 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 171592.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with First Sentier Investors (uk) Funds Limited and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.