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First Sentier Investors International Im Limited

SEC-registered adviser since 1982Edinburgh, United KingdomCRD 110992

16
Clients
50
Advisory staff

From Form ADV filed 16 June 2026 · data retrieved 15 October 2026SEC record

First Sentier Investors International Im Limited is an investment adviser headquartered in Edinburgh, United Kingdom, and registered with the SEC since 1982. Its clients include pooled investment vehicles, sovereign wealth funds and foreign official institutions, and pension and profit-sharing plans.

Its services include portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. First Sentier Investors (uk) Im Limited owns 75% or more of First Sentier Investors International Im Limited, and Harry Moore is its CEO.

Clients

First Sentier Investors International Im Limited serves 16 clients, 11 of them pooled investment vehicles. The average client has about $1.01 billion with the firm.

Regulatory assets by client type
  • Investment companies3 clients3%
  • Pooled investment vehicles11 clients79%
  • Pension and profit-sharing plans1 clients9%
  • Sovereign wealth funds and foreign official institutions1 clients10%
Show client breakdown
Investment companies
Clients
3
Regulatory AUM
$528,090,887
Share
3.3%
Avg. per client
$176.0M
Pooled investment vehicles
Clients
11
Regulatory AUM
$12,635,174,981
Share
78.5%
Avg. per client
$1.15B
Pension and profit-sharing plans
Clients
1
Regulatory AUM
$1,391,257,927
Share
8.6%
Avg. per client
$1.39B
Sovereign wealth funds and foreign official institutions
Clients
1
Regulatory AUM
$1,533,289,062
Share
9.5%
Avg. per client
$1.53B

Total

Clients
16
Regulatory AUM
$16,087,812,857
Share
100%
Avg. per client
$1.01B

What it does

First Sentier Investors International Im Limited provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.

First Sentier Investors International Im Limited advises no private funds.

100.0% of assets ($16.09B across 16 accounts) are managed with discretion. 94% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks100%

Custodians

First Sentier Investors International Im Limited does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$16.09B100%

Ownership and leadership

First Sentier Investors (uk) Im Limited owns 75% or more of First Sentier Investors International Im Limited, and Harry Moore is its CEO.

Who owns the firm
First Sentier Investors International Im Limited· the adviser
  • First Sentier Investors (uk) Im Limited

    Control person · since June 1982

    Owns 75% or more of First Sentier Investors International Im Limited

Leadership

  • Harry Moore
    Group Chief Executive Officer
  • Ashley Conn
    Chief Financial and Strategy Officer
  • Amanda Gazal
    Chief Operating Officer
  • Peter Hawkins
    Chief Compliance Officer
  • Gary Cotton
    Non-Independent Non-Executive Director
  • Jane Daniel
    Chief Risk Officer
  • Christine Johnson
    Independent Non-Executive Director
  • Baronet Kerry-Leigh
    Regional Managing Director, Emea & Head of Product
  • Vicky Wai-Choo Kubitscheck
    Independent Non-Executive Director
  • Lisa Warburton
    Group General Counsel

Staff

  • 314 employees
  • 50 in advisory functions

Fees

First Sentier Investors International Im Limited is paid through a percentage of assets under management and performance-based fees.

First Sentier Investors International Im Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, First Sentier Investors International Im Limited has 1 office, with 1 listed address with no US state reported.

Other business names

First Sentier Investors International Im Limited has reported 3 other business names to the SEC.

  • Fssa
  • Igneo Infrastructure Partners
  • Stewart Investors

Registration details

Legal name
First Sentier Investors International Im Limited
Headquarters
23 ST. Andrew Square, Edinburgh, United Kingdom EH2 1BB
Website
Not reported
SEC file
801-17900
Structure
corporation organized in United Kingdom
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does First Sentier Investors International Im Limited have?

First Sentier Investors International Im Limited has 16 clients and manages $16.1 billion for them, as of June 2026. They include 11 pooled investment vehicles, 3 investment companies and 1 pension and profit-sharing plans.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026

What services does First Sentier Investors International Im Limited offer?

First Sentier Investors International Im Limited provides portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does First Sentier Investors International Im Limited have?

First Sentier Investors International Im Limited has 0 investment adviser representatives registered with state securities authorities, out of 314 employees, and 50 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does First Sentier Investors International Im Limited invest in?

At the end of its last fiscal year, First Sentier Investors International Im Limited’s separately managed accounts held 100% exchange-traded equities. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns First Sentier Investors International Im Limited?

First Sentier Investors International Im Limited is owned through a chain of holding companies by Mitsubishi Ufj Financial Group, Inc. Its direct owner is First Sentier Investors (uk) Im Limited (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 16 June 2026

How does First Sentier Investors International Im Limited get paid?

First Sentier Investors International Im Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 16 June 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 110992.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with First Sentier Investors International Im Limited and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.