Financial Forum provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Financial Forum reports 572 clients. They include 495 individual clients and 77 high-net-worth individuals. Of its assets, 100.0% ($286M across 1,696 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $286M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 87% | 46% |
| High-net-worth individuals | 13% | 54% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 495 | $132M | 46.2% | $267K |
| High-net-worth individuals | 77 | $154M | 53.8% | $1.99M |
| Total | 572 | $286M | 100% | $500K |
- Clients
- 495
- Regulatory AUM
- $132M
- AUM share
- 46.2%
- Avg. per client
- $267K
- Clients
- 77
- Regulatory AUM
- $154M
- AUM share
- 53.8%
- Avg. per client
- $1.99M
Total
- Clients
- 572
- Regulatory AUM
- $286M
- AUM share
- 100%
- Avg. per client
- $500K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Financial Forum charges 0.70%–1.25% a year for its Standard Advisory Fee. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Standalone Financial Planning
- Standalone financial planning is billed at an hourly rate of $150 per hour.
Jeffrey Comstock owns 75% or more of Financial Forum. It has 5 employees, 4 of them in advisory roles.
Leadership
- Jeffrey ComstockPartner, Wealth Advisor, CCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Jeffrey Landon Comstock
- Landy Lynn Comstock
- Callie Catherine Hudson
- Kathryn Marie Young
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- Owns 75% or more of Financial Forum, Inc.
Jeffrey Comstock
Control person · since February 2020
Financial Forum’s regulatory assets grew 1.6× from $183M (May 2021) to $286M (August 2026); clients rose from 488 to 572 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $286M | 572 | 5 | 1 |
| March 2025 | $276M | 594 | 4 | 1 |
| February 2024 | $216M | 557 | 4 | 1 |
| March 2023 | $190M | 541 | 4 | 1 |
| March 2022 | $223M | 541 | 5 | 1 |
| May 2021 | $183M | 488 | 5 | 1 |
Besides its headquarters, Financial Forum has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 501 N Riverpoint BLVD., Ste 104, SpokaneHQ
Contact and registration details
- Legal name
- Financial Forum, Inc.
- Headquarters
- 501 N Riverpoint BLVD., Ste 104, Spokane, WA 99202
- Website
- financialforum.io
- Phone
- 509-458-5373
- SEC file
- 801-118241
- Structure
- Washington corporation
- Fiscal year end
- December
Financial Forum uses Charles Schwab ($286M) as custodian for its separately managed accounts. Financial Forum has custody of $70M in client assets for 219 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Dallas, TX · $286M100%
At year end, Financial Forum’s separately managed accounts were mostly in funds (92%).
What the accounts hold
- Stocks3%
- Funds92%
- Cash5%
How many clients does Financial Forum have?
Financial Forum has 572 clients and manages $286 million for them, as of August 2026. They include 495 individual clients and 77 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 August 2026
What services does Financial Forum offer?
Financial Forum provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Financial Forum charge?
Financial Forum charges 0.70%–1.25% a year for its Standard Advisory Fee. The fee is billed in arrears and is negotiable.
Which custodians does Financial Forum use?
Financial Forum’s separately managed account assets are held at Charles Schwab & Co., Inc. (Dallas, TX), with $286M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 August 2026
How many financial advisors does Financial Forum have?
Financial Forum has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Financial Forum invest in?
At the end of its last fiscal year, Financial Forum’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents and 3% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Financial Forum?
Financial Forum’s direct owner is Jeffrey Comstock (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 August 2026
How does Financial Forum get paid?
Financial Forum is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Financial Forum?
Financial Forum’s main office is at 501 N Riverpoint BLVD., Ste 104, Spokane, WA 99202. Its phone number is 509-458-5373. Its website is financialforum.io.