Fifth Third Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year. The firm advises 3 private funds.
Fifth Third Wealth Advisors reports 1,498 clients. They include 860 individual clients, 566 high-net-worth individuals, and 41 corporations and other businesses. Of its assets, 100.0% ($7.8B across 2,121 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 5% |
| High-net-worth individuals | 38% | 38% |
| Pooled investment vehicles | <1% | <1% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | 12% |
| Other client typesState or municipal government entities; Insurance companies; Corporations and other businesses | 3% | 45% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 860 | $351M | 4.5% | $408K |
| High-net-worth individuals | 566 | $2.98B | 38.2% | $5.26M |
| Pooled investment vehicles | 3 | $3.4M | 0.0% | $1.13M |
| Pension and profit-sharing plans | 3 | $12.7M | 0.2% | $4.22M |
| Charitable organizations | 14 | $963M | 12.3% | $68.8M |
| State or municipal government entities | 10 | $1.18B | 15.2% | $118M |
| Insurance companies | 1 | $108M | 1.4% | $108M |
| Corporations and other businesses | 41 | $2.2B | 28.2% | $53.7M |
| Total | 1,498 | $7.8B | 100% | $5.21M |
- Clients
- 860
- Regulatory AUM
- $351M
- AUM share
- 4.5%
- Avg. per client
- $408K
- Clients
- 566
- Regulatory AUM
- $2.98B
- AUM share
- 38.2%
- Avg. per client
- $5.26M
- Clients
- 3
- Regulatory AUM
- $3.4M
- AUM share
- 0.0%
- Avg. per client
- $1.13M
- Clients
- 3
- Regulatory AUM
- $12.7M
- AUM share
- 0.2%
- Avg. per client
- $4.22M
- Clients
- 14
- Regulatory AUM
- $963M
- AUM share
- 12.3%
- Avg. per client
- $68.8M
- Clients
- 10
- Regulatory AUM
- $1.18B
- AUM share
- 15.2%
- Avg. per client
- $118M
- Clients
- 1
- Regulatory AUM
- $108M
- AUM share
- 1.4%
- Avg. per client
- $108M
- Clients
- 41
- Regulatory AUM
- $2.2B
- AUM share
- 28.2%
- Avg. per client
- $53.7M
Total
- Clients
- 1,498
- Regulatory AUM
- $7.8B
- AUM share
- 100%
- Avg. per client
- $5.21M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 3
- Financial planning clients last fiscal year
- 101–250
Fifth Third Wealth Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Fifth Third Bank, National Association owns 75% or more of Fifth Third Wealth Advisors and is in turn owned by Fifth Third Financial Corporation (75% or more). The leadership team of Fifth Third Wealth Advisors includes President Eric Housman, Chief Investment Officer Christopher Osmond and Chief Operating Officer Darren Earnhardt. It has 83 employees, 58 of them in advisory roles.
Leadership
- Eric HousmanPresident/Managing Member
- Darren EarnhardtChief Operating Officer
- Suzanne TaylorChief Compliance Officer
- Robert BanksManaging Member
- David BriggsManaging Member
- Lori FrischerManaging Member
- David OlsonManaging Director, Practice Management
- Christopher OsmondChief Investment Officer
- Mary ReillyManaging Member
- Jonathan ReynoldsManaging Member
- Keith WatsonManaging Director of Administration and Operations
Investment adviser representatives
66 representatives listed in the SEC register as of 9 October 2026.
- Jonathan Adams
- Kari Anderson Baer
- Scott Donl Bailey
- Carolyn Leigh Balzano
- Justin David Bensema
- Ryan Philip Bierds
- Dondrae Alexender Bremner
- Bart Charles Carletto
- Leo J. Carr
- Christopher Fredrick Casey
- Kim Ann Churchill
- Jonathan Michael Cochrane
- Andrew Dilz
- Jamie Drennen
- Deborah Dulaney
- George Emanuele Jr
- Luis F Fernandes
- Jacob Charles Forrester
- Christian Robert Gannon
- Christopher David Ginter
- Kurt Allen Gwillim
- Ryan James Haartman
- Sarah Catherine Haubold
- Brad Aaron Heagy
- Raymond Denis Hegarty
- Michael Andrew Henke
- Jacob Patrick Herman
- Kelli Hill
- John Paul Hoeting
- Spencer McConnell Huggins
- Michael Kemer
- Jeffrey Ian Kerstine
- Susan B Kubar
- James Robert Lamperski
- Lea Rae Levines
- Randall Eugene McGeorge
- Denise McGinnis
- Patrick Michael Mercier
- Kelly Montoya Montague
- Elizabeth Rebecca Olson
- Alexander Sang Park
- Amy Segatto Perrin
- Robert Michael Plaza JR.
- Cameron Puckett
- Olea Rykhlov
- Kevin James Savona
- Brandon James Sharp
- Shannon Waggy Shelton
- Stephen Francis Starzec
- Cynthia Rose Stroik
- Samuel West Thomas
- Dylan Tuttle
- Scott Thomas Ulaszek
- Laura Anne Vassamillet
- Tucker Morrison Veenis
- Philip Frederick Vergunst
- Marcus Brent Walker
- Nathan Eric Weidner
- Anders Arne Wesley
- Sarah R. Williamson
- Adam Garrick Wittan
Staff
- 83 employees
- 58 in advisory functions
- 52 state-registered reps
- Owns 75% or more of Fifth Third Wealth Advisors LLC
Fifth Third Bank, National Association
Control person · since December 2020
- Owns 75% or more of Fifth Third Bank, National Association
Fifth Third Financial Corporation
Control person · since January 2001
- Owns 75% or more of Fifth Third Financial Corporation
Fifth Third Bancorp
Control person · since January 2001
- Owns 75% or more of Fifth Third Wealth Advisors LLC
Fifth Third Bank, National
Control person · since December 2020
Fifth Third Wealth Advisors’ regulatory assets grew 7052.7× from $1.11M (July 2022) to $7.8B (July 2026); employees rose from 9 to 83.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $7.8B | 1,498 | 83 | 13 |
| March 2025 | $6.08B | 1,333 | 62 | 10 |
| July 2024 | $572M | 260 | 47 | 10 |
| July 2023 | $102M | 56 | 20 | 7 |
| July 2022 | $1.11M | 0 | 9 | 4 |
Besides its headquarters, Fifth Third Wealth Advisors has 12 offices, with 13 listed addresses across 11 states.
North Carolina · 2 listed addresses
- 380 Knollwood Street, Winston-Salem
- 101 North Tryon Street, Charlotte
Pennsylvania · 2 listed addresses
- 1603 Carmody Court, Sewickley
- 1001 Liberty Ave, Pittsburgh
Alabama · 1 listed address
- 600 Boulevard South SW, Huntsville
Colorado · 1 listed address
- 10375 Park Meadows Drive, Lone Tree
Florida · 1 listed address
- 4010 West Boy Scout BLVD, Tampa
Georgia · 1 listed address
- 3333 Piedmont RD, Ne, Atlanta
Illinois · 1 listed address
- 2041 W. Iles Ave, Springfield
Missouri · 1 listed address
- 2 City Place DR, S200, St. Louis
New York · 1 listed address
- 580 White Plains RD, Tarrytown
Ohio · 1 listed address
- 38 Fountain Square Plaza, CincinnatiHQ
Texas · 1 listed address
- 8333 Douglas Ave, Dallas
Contact and registration details
- Legal name
- Fifth Third Wealth Advisors LLC
- Headquarters
- 38 Fountain Square Plaza, Cincinnati, OH 45263
- Website
- ftwa.com
- Phone
- 513-268-8380
- @fifth-third-wealth-advisors
- SEC file
- 801-122096
- Structure
- Ohio LLC
- Fiscal year end
- December
Fifth Third Wealth Advisors uses Fidelity ($3.44B, 53%) and Fifth Third Bank ($3.11B, 47%) as custodians for its separately managed accounts. Fifth Third Wealth Advisors has custody of $3.58B in client assets for 1,475 clients.
- FidelityFidelity Brokerage Services LLC · Boston, MA · $3.44B53%
- Fifth Third BankFifth Third Bank · Cincinnati, OH · $3.11B47%
At year end, Fifth Third Wealth Advisors’ separately managed accounts were largely in bonds (33%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $3.58B across 992 positions; the largest are iShares TR Core S&P500 ETF (10.7%), State Str SPDR S&P 500 ETF T (6.3%) and Nvidia Corporation (3.6%).
What the accounts hold
- Stocks22%
- Funds21%
- Bonds33%
- U.S. government and agency bonds14%
- Investment grade corporate bonds13%
- State and local bonds6%
- Cash21%
- Other2%
- Derivatives2%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $3.58B
- Reported 13F value
- 992
- Positions
- 38.1%
- In the 10 largest
- +20.9%
- Value vs. prior quarter
- iShares TR Core S&P500 ETF · Core S&P500 ETF10.7%
- State Str SPDR S&P 500 ETF T · TR Unit6.3%
- Nvidia Corporation3.6%
- Apple Inc.3.4%
- iShares TR Core MSCI Eafe · Core MSCI Eafe3.3%
- Alphabet Inc. Cap Stk CL A2.4%
- Fastenal CO2.4%
- Microsoft Corp.2.3%
- Amazon Com Inc.2.0%
- iShares TR Core S&P Mcp ETF · Core S&P Mcp ETF1.7%
Together, the ten largest are 38.1% of reported value.
How many clients does Fifth Third Wealth Advisors have?
Fifth Third Wealth Advisors has 1,498 clients and manages $7.8 billion for them, as of July 2026. They include 860 individual clients, 566 high-net-worth individuals, and 41 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026
What services does Fifth Third Wealth Advisors offer?
Fifth Third Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Fifth Third Wealth Advisors use?
Fifth Third Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $3.44B and Fifth Third Bank (Cincinnati, OH), with $3.11B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026
How many financial advisors does Fifth Third Wealth Advisors have?
Fifth Third Wealth Advisors has 52 investment adviser representatives registered with state securities authorities, out of 83 employees, and 58 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fifth Third Wealth Advisors invest in?
At the end of its last fiscal year, Fifth Third Wealth Advisors’ separately managed accounts held 22% exchange-traded equities, 21% registered funds (mutual funds, ETFs, BDCs), 21% cash and equivalents, 14% U.S. government and agency bonds, 13% investment grade corporate bonds, 6% state and local bonds and 2% derivatives. It advises 3 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fifth Third Wealth Advisors?
Fifth Third Wealth Advisors is owned through a chain of holding companies by Fifth Third Bancorp. Its direct owners are Fifth Third Bank, National Association (75% or more) and Fifth Third Bank, National (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 July 2026
How does Fifth Third Wealth Advisors get paid?
Fifth Third Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Fifth Third Wealth Advisors registered with the SEC?
Yes, Fifth Third Wealth Advisors has been registered with the SEC as an investment adviser since 17 August 2021. Its CRD number is 313015 and its SEC file number is 801-122096.
Source: Form ADV Part 1A, Item 1, filed 29 July 2026; IAPD firm record
How do I contact Fifth Third Wealth Advisors?
Fifth Third Wealth Advisors’ main office is at 38 Fountain Square Plaza, Cincinnati, OH 45263. Its phone number is 513-268-8380. Its website is ftwa.com.