Farris Capital Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars. Financial planning was provided to 51–100 clients last fiscal year.
Farris Capital Management reports 395 clients. They include 346 individual clients and 49 high-net-worth individuals. Of its assets, 99.2% ($176M across 892 accounts) are managed with discretion; $1.37M across 9 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 88% | 36% |
| High-net-worth individuals | 12% | 64% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 346 | $63.1M | 35.5% | $182K |
| High-net-worth individuals | 49 | $114M | 64.5% | $2.34M |
| Total | 395 | $178M | 100% | $449K |
- Clients
- 346
- Regulatory AUM
- $63.1M
- AUM share
- 35.5%
- Avg. per client
- $182K
- Clients
- 49
- Regulatory AUM
- $114M
- AUM share
- 64.5%
- Avg. per client
- $2.34M
Total
- Clients
- 395
- Regulatory AUM
- $178M
- AUM share
- 100%
- Avg. per client
- $449K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Farris Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting (fixed fee)
- Consulting is a fixed fee agreed in the consulting agreement, with a $1,500 minimum and a maximum generally no more than $10,000.
- Financial planning (hourly)
- Financial planning is billed hourly at $250 per hour.
Justin Farris owns 75% or more of Farris Capital Management. The leadership team of Farris Capital Management includes Chief Compliance Officer Justin Farris. It has 3 employees.
Leadership
- Justin FarrisChief Compliance Officer and Managing Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- 3 soliciting firms
- Owns 75% or more of Farris Capital Management Inc.
Justin Farris
Control person · since August 2013
Farris Capital Management’s regulatory assets grew 1.5× from $115M (May 2022) to $178M (February 2026); clients rose from 303 to 395 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $178M | 395 | 3 | 1 |
| February 2025 | $154M | 378 | 3 | 1 |
| June 2024 | $127M | 355 | 3 | 1 |
| May 2023 | $103M | 301 | 3 | 1 |
| May 2022 | $115M | 303 | 3 | 1 |
Besides its headquarters, Farris Capital Management has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 4425 Plano Pkwy, Ste. 1701, CarrolltonHQ
Contact and registration details
- Legal name
- Farris Capital Management Inc.
- Headquarters
- 4425 Plano Pkwy, Ste. 1701, Carrollton, TX 75010
- Website
- farriscap.com
- Phone
- 214-525-2141
- SEC file
- 801-123391
- Structure
- Texas corporation
- Fiscal year end
- December
Farris Capital Management uses Fidelity ($62.7M, 57%) and Charles Schwab ($47.2M, 43%) as custodians for its separately managed accounts. Farris Capital Management does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $62.7M57%
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $47.2M43%
At year end, Farris Capital Management’s separately managed accounts were mostly in funds (80%) and stocks (14%).
What the accounts hold
- Stocks14%
- Funds80%
- Registered funds77%
- Pooled vehicles3%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash3%
How many clients does Farris Capital Management have?
Farris Capital Management has 395 clients and manages $178 million for them, as of February 2026. They include 346 individual clients and 49 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026
What services does Farris Capital Management offer?
Farris Capital Management provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Farris Capital Management use?
Farris Capital Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $62.7M and Charles Schwab & Co., Inc. (San Francisco, CA), with $47.2M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026
How many financial advisors does Farris Capital Management have?
Farris Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Farris Capital Management invest in?
At the end of its last fiscal year, Farris Capital Management’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 3% pooled vehicles (private funds and similar), 3% cash and equivalents, 2% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Farris Capital Management?
Farris Capital Management’s direct owner is Justin Farris (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 February 2026
How does Farris Capital Management get paid?
Farris Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Farris Capital Management?
Farris Capital Management’s main office is at 4425 Plano Pkwy, Ste. 1701, Carrollton, TX 75010. Its phone number is 214-525-2141. Its website is farriscap.com.