Justin Farris has been Chief Compliance Officer and Managing Member of Farris Capital Management since August 2013, is a control person of the firm and directly owns 75% or more of it. Justin Farris holds a Degree in Economics from Rice University.
Farris Capital Management Inc. is a Carrollton, TX firm with $178M under management, 395 clients and 3 advisers in one office, as of its February 2026 filing.
Justin Farris works at Farris Capital Management, where since 2004 he has specialized in driving the investment approach, portfolio construction and financial planning advice for clients. Before establishing Farris Capital Management Inc, he worked at Raymond James and Associates in the Dallas office, where he was formerly lead equity analyst and trader for a hedge fund.
Justin Farris’ longest registration is the current one, 12 years at Farris Capital Management since 2013. Before joining Farris Capital Management in 2013, Justin Farris was registered through Securities America Advisors, Inc. and Raymond James & Associates, Inc.
- – present · 12 yearsCarrollton, TX · Adviser representative · Firm CRD 169051
- Securities America Advisors, Inc.– · 3 yearsDallas, TX · Adviser representative · Firm CRD 110518
- Raymond James & Associates, Inc.– · 5 yearsDallas, TX · Adviser representative · Firm CRD 705
Professional designations
Listed by Farris Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Justin Farris is registered as an investment adviser representative in 2 states. The first approvals date from October 2013; the most recent is Louisiana, in July 2014.
- LouisianaSince 7 July 2014
- TexasSince 23 October 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 December 2004 |
| Series 7 | General Securities Representative Examination | 9 September 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Justin Childs Farris
- CRD
- 4725738
- Firm
- Farris Capital Management · CRD 169051
- Role
- Chief Compliance Officer and Managing Member
- Office
- 4425 Plano Pkwy Suite 1701, Carrollton, TX 75010
- Registration
- Investment adviser registration
- In the industry since
- September 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- farriscap.com
Where does Justin Farris work?
Justin Farris has been Chief Compliance Officer and Managing Member of Farris Capital Management Inc. since August 2013, and is a control person of the firm.
Is Justin Farris a financial advisor?
Yes. Justin Farris has a current investment-adviser registration in Louisiana and Texas, through Farris Capital Management since October 2013.
How many years of experience does Justin Farris have?
Justin Farris has 22 years in the financial industry, since September 2004, across 3 adviser firms.
What exams has Justin Farris passed?
Justin Farris has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2004. FINRA credited Justin Farris with the SIE, which began in October 2018.
Where did Justin Farris work before Farris Capital Management?
Before Farris Capital Management, Justin Farris was registered through Raymond James & Associates, Inc., February 2005 to May 2010.
Where is Justin Farris based?
Justin Farris’ registered office is in Carrollton, TX.
Is Justin Farris registered with FINRA?
No. Justin Farris has no current broker registration.
Is Justin Farris a CFP?
Farris Capital Management lists Justin Farris with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Justin Farris’ record?
Search CRD 4725738 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Justin Farris’ full registration record.