Factorpoint Planning provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Factorpoint Planning reports 141 clients. They include 74 individual clients and 67 high-net-worth individuals. Of its assets, 100.0% ($288M across 565 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 12% |
| High-net-worth individuals | 48% | 86% |
| Corporations and other businesses | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 74 | $34.8M | 12.1% | $470K |
| High-net-worth individuals | 67 | $249M | 86.4% | $3.71M |
| Corporations and other businesses | Fewer than 5 | $4.4M | 1.5% | — |
| Total | 141 | $288M | 100% | — |
- Clients
- 74
- Regulatory AUM
- $34.8M
- AUM share
- 12.1%
- Avg. per client
- $470K
- Clients
- 67
- Regulatory AUM
- $249M
- AUM share
- 86.4%
- Avg. per client
- $3.71M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.4M
- AUM share
- 1.5%
- Avg. per client
- —
Total
- Clients
- 141
- Regulatory AUM
- $288M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Factorpoint Planning charges 0.35%–1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Stand-alone financial planning and consulting is a fixed fee ranging from $3,500 to $15,000, depending on scope and complexity.
Frederick Krokenberger owns 50% to 75% of Factorpoint Planning. The leadership team of Factorpoint Planning includes Chief Compliance Officer Kurt Krokenberger. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Factorpoint Planning, LLC
Frederick Krokenberger
Control person · since April 2026
- Owns 25% to 50% of Factorpoint Planning, LLC
Kurt Krokenberger
Control person · since April 2026
Besides its headquarters, Factorpoint Planning has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
New York · 1 listed address
- 20 Office Park Way, Unit 120, PittsfordHQ
Contact and registration details
- Legal name
- Factorpoint Planning, LLC
- Headquarters
- 20 Office Park Way, Unit 120, Pittsford, NY 14534
- Website
- Not reported
- Phone
- 585-895-7506
- @factorpoint
- SEC file
- 801-135767
- Structure
- Delaware LLC
- Fiscal year end
- December
Factorpoint Planning’s named custodian for separately managed accounts is Charles Schwab ($288M). Factorpoint Planning has custody of $29.2M for 22 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $288M100%
What the accounts hold
- Other100%
- The firm did not have assets at the end of this fiscal year.100%
How many clients does Factorpoint Planning have?
Factorpoint Planning has 141 clients and manages $288 million for them, as of August 2026. They include 74 individual clients and 67 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does Factorpoint Planning offer?
Factorpoint Planning provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Factorpoint Planning charge?
Factorpoint Planning charges 0.35%–1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.
Source: DISCLOSURE BROCHURE FOR FACTORPOINT PLANNING, LLC, filed 3 August 2026
Which custodians does Factorpoint Planning use?
Factorpoint Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $288M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does Factorpoint Planning have?
Factorpoint Planning has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Factorpoint Planning invest in?
At the end of its last fiscal year, Factorpoint Planning’s separately managed accounts held 100% other. The 100% other category is described as: The Firm Did Not Have Assets at the End of This Fiscal Year.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Factorpoint Planning?
Factorpoint Planning’s direct owners are Kurt Krokenberger (25% to 50%) and Frederick Krokenberger (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does Factorpoint Planning get paid?
Factorpoint Planning is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Factorpoint Planning?
Factorpoint Planning’s main office is at 20 Office Park Way, Unit 120, Pittsford, NY 14534. Its phone number is 585-895-7506.