{"url":"https://nivawealth.com/firms/factorpoint-planning-341229","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/341229","regulatoryAum":287933766,"crd":"341229","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1161243","suffix":null,"lastName":"KROKENBERGER","firstName":"FREDERICK","middleName":null},{"crd":"6283190","suffix":null,"lastName":"KROKENBERGER","firstName":"KURT","middleName":"JAMES"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135767","legalName":"Factorpoint Planning, LLC","displayName":"Factorpoint Planning","slug":"factorpoint-planning-341229","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/factorpoint/","founded":null,"organization":"Delaware 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LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:35:15.198471+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR FACTORPOINT PLANNING, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053787","versionId":1053787,"submittedOn":"2026-08-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":287933766}],"custodyNote":"Factorpoint Planning has custody of $29.2M for 22 clients.","otherCustodians":[],"leadership":[{"name":"Kurt Krokenberger","title":"Managing Member and Chief Compliance Officer","crd":"6283190"},{"name":"Rachel Krokenberger","title":"Member and Chief Marketing Officer","crd":"7503740"},{"name":"Frederick Krokenberger","title":"Managing Member","crd":"1161243"}],"ownership":[{"label":"Kurt Krokenberger","detail":"Managing member and chief compliance officer in the 25% to 50% ownership band and a control person, since April 2026."},{"label":"Frederick Krokenberger","detail":"Managing member in the 50% to 75% ownership band and a control person, since April 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"20 Office Park Way, Unit 120","city":"Pittsford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"585-895-7506","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"The Firm Did Not Have Assets at the End of This Fiscal Year."}],"privateFunds":0},"sources":{"adv1FilingDate":"3 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/341229/PDF/341229.pdf","brochureDate":"3 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053787","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Factorpoint Planning have?","answer":"Factorpoint Planning has 141 clients and manages $288 million for them, as of August 2026. They include 74 individual clients and 67 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Factorpoint Planning offer?","answer":"Factorpoint Planning provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Factorpoint Planning charge?","answer":"Factorpoint Planning charges 0.35%–1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE FOR FACTORPOINT PLANNING, LLC, filed 3 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Factorpoint Planning use?","answer":"Factorpoint Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $288M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Factorpoint Planning have?","answer":"Factorpoint Planning has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Factorpoint Planning invest in?","answer":"At the end of its last fiscal year, Factorpoint Planning’s separately managed accounts held 100% other. The 100% other category is described as: The Firm Did Not Have Assets at the End of This Fiscal Year.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Factorpoint Planning?","answer":"Factorpoint Planning’s direct owners are Kurt Krokenberger (25% to 50%) and Frederick Krokenberger (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Factorpoint Planning get paid?","answer":"Factorpoint Planning is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Factorpoint Planning?","answer":"Factorpoint Planning’s main office is at 20 Office Park Way, Unit 120, Pittsford, NY 14534. Its phone number is 585-895-7506.","source":"Form ADV Part 1A, Item 1.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}