Evensky & Katz provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Evensky & Katz reports 1,188 clients. They include 763 high-net-worth individuals, 402 individual clients, and 11 corporations and other businesses. Of its assets, 100.0% ($3.21B across 5,801 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 34% | 4% |
| High-net-worth individuals | 64% | 90% |
| Pension and profit-sharing plans | <1% | 1% |
| Charitable organizations | <1% | 2% |
| Corporations and other businesses | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 402 | $142M | 4.4% | $352K |
| High-net-worth individuals | 763 | $2.9B | 90.3% | $3.8M |
| Pension and profit-sharing plans | 4 | $41M | 1.3% | $10.2M |
| Charitable organizations | 8 | $76.2M | 2.4% | $9.52M |
| Corporations and other businesses | 11 | $51.1M | 1.6% | $4.64M |
| Total | 1,188 | $3.21B | 100% | $2.7M |
- Clients
- 402
- Regulatory AUM
- $142M
- AUM share
- 4.4%
- Avg. per client
- $352K
- Clients
- 763
- Regulatory AUM
- $2.9B
- AUM share
- 90.3%
- Avg. per client
- $3.8M
- Clients
- 4
- Regulatory AUM
- $41M
- AUM share
- 1.3%
- Avg. per client
- $10.2M
- Clients
- 8
- Regulatory AUM
- $76.2M
- AUM share
- 2.4%
- Avg. per client
- $9.52M
- Clients
- 11
- Regulatory AUM
- $51.1M
- AUM share
- 1.6%
- Avg. per client
- $4.64M
Total
- Clients
- 1,188
- Regulatory AUM
- $3.21B
- AUM share
- 100%
- Avg. per client
- $2.7M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Evensky & Katz charges 0.25%–1.25% a year for its Wealth Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- 401(k) Plan Services
- Participant-directed 401(k) plan services are billed in arrears on a tiered schedule from 0.625% down to 0.125% of plan assets, with a $4,000 annual minimum.
- Consulting Services
- Consulting fees range from 0.15% to 0.35%, depending on the engagement, with a $20,000 minimum annual fee.
- Hourly Planning Engagements
- Limited-scope hourly planning engagements are charged $200 to $600 an hour.
The leadership team of Evensky & Katz includes Chief Investment Officer Lane Jones, Chief Financial Officer Kathryn Salter and Chief Compliance Officer Rebecca Judd. It has 44 employees, 4 of them in advisory roles.
Leadership
- Kathryn SalterManagement Committee Member, Chief Financial Officer
- Rebecca JuddChief Compliance Officer
- Lane JonesManagement Committee Member, Chief Investment Officer
- David EvenskyManagement Committee Member
- Matthew McGrathManagement Committee Member, Managing Partner
- Brett HorowitzWealth Manager
- David GarciaManagement Committee Member
- Taylor GangManagement Committee Member
- John SalterWealth Manager
Investment adviser representatives
22 representatives listed in the SEC register as of 9 October 2026.
- Kaylyn Nicole Adams
- Roxanne Louise Alexander
- Michael Richard Antczak
- Anne Elise Bednarz
- Marcus Carbajal
- Asher Blake Carrell
- Steven Michael Foldes
- Taylor Milton Gang MR.
- David Lee Garcia
- Michael Dean Hoeflinger
- Brett David Horowitz
- Lane McMaster Jones
- Deana Lynn Kelly
- Flavio Guillermo Landivar
- Matthew A McGrath
- Joshua Daniel Mungavin
- Alejandro Javier Ruiz
- John Ryan Salter
- Marcos Andres Segrera
- Katherine Sojo-Trujillo
- Joseph M Tribuiani
- Michael Clark Walsh
Staff
- 44 employees
- 4 in advisory functions
- 22 state-registered reps
- 5 soliciting firms
- Owns 10% to 25% of Evensky & Katz, LLC
Lane Jones
Control person · since July 2014
- Owns 10% to 25% of Evensky & Katz, LLC
David Evensky
Control person · since July 2014
- Owns 10% to 25% of Evensky & Katz, LLC
Matthew McGrath
Control person · since July 2014
- Owns 10% to 25% of Evensky & Katz, LLC
Brett Horowitz
Control person · since July 2014
- Owns 5% to 10% of Evensky & Katz, LLC
David Garcia
Control person · since July 2014
- Owns 5% to 10% of Evensky & Katz, LLC
Taylor Gang
Control person · since July 2014
- Owns 5% to 10% of Evensky & Katz, LLC
John Salter
since October 2020
Evensky & Katz’s regulatory assets grew from $2.37B (March 2021) to $3.21B (March 2026); clients rose from 978 to 1,188 and employees from 31 to 44. In 2014, Foldes Financial Management joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $3.21B | 1,188 | 44 | 3 |
| April 2025 | $3.13B | 1,184 | 38 | 4 |
| March 2024 | $2.9B | 1,099 | 38 | 3 |
| May 2023 | $2.64B | 1,075 | 38 | 3 |
| May 2022 | $2.74B | 1,158 | 35 | 3 |
| March 2021 | $2.37B | 978 | 31 | 3 |
Firms that joined
20141 joined
- Foldes Financial ManagementNo filed AUM
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Evensky & Katz has 2 offices, with 3 listed addresses in Florida, Texas and Washington.
Florida · 1 listed address
- 4000 Ponce De Leon Boulevard, Suite 850, Coral GablesHQ
Texas · 1 listed address
- 3223 S. Loop 289, Lubbock
Washington · 1 listed address
- 10900 Ne 4th Street, Bellevue
Contact and registration details
- Legal name
- Evensky & Katz, LLC
- Headquarters
- 4000 Ponce De Leon Boulevard, Suite 850, Coral Gables, FL 33146
- Website
- evensky.com
- Phone
- 305-448-8882
- @evensky-&-katz
- SEC file
- 801-60104
- Founded
- 1985
- Structure
- Florida LLC
- Fiscal year end
- December
Evensky & Katz uses Charles Schwab ($3.12B) as custodian for its separately managed accounts. Evensky & Katz has custody of $36.3M in client assets for 38 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $3.12B100%
At year end, Evensky & Katz’s separately managed accounts were mostly in funds (90%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.94M across 72 positions; the largest are iShares Core S&P Total US Stock Market (13.5%), Schwab US Broad Market - ETF (11.9%) and Dfa Intl Core Equity 2- ETF (11.7%).
What the accounts hold
- Stocks3%
- Funds90%
- Bonds5%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Sovereign bonds1%
- Cash1%
- Other1%
- The "other" category includes insurance company general account and fixed annuity products, interests in private credit funds, and certain structured or securitized debt instruments such as mortgage-backed securities. these investments do not fall within the standard form adv asset classifications but represent fixed-income or alternative income-oriented investments.1%
Reported 13F holdings
- $1.94M
- Reported 13F value
- 72
- Positions
- 71.8%
- In the 10 largest
- +10.1%
- Value vs. prior quarter
- iShares Core S&P Total US Stock Market13.5%
- Schwab US Broad Market - ETF11.9%
- Dfa Intl Core Equity 2- ETF11.7%
- Avantis Small Cap Value - ETF7.5%
- iShares Russell 3000 Index - ETF7.4%
- Dfa Emerging Mkts Core Equity 2 - ETF4.8%
- Vanguard Short Term Govt Bond ETF4.2%
- Vanguard Total Stock Market - ETF4.0%
- Invesco S&P 500 Quality - ETF3.6%
- Vanguard Dividend Appreciation - ETF3.2%
Together, the ten largest are 71.8% of reported value.
How many clients does Evensky & Katz have?
Evensky & Katz has 1,188 clients and manages $3.21 billion for them, as of March 2026. They include 763 high-net-worth individuals, 402 individual clients, and 11 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Evensky & Katz offer?
Evensky & Katz provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Evensky & Katz charge?
Evensky & Katz charges 0.25%–1.25% a year for its Wealth Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.
Which custodians does Evensky & Katz use?
Evensky & Katz’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $3.12B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Evensky & Katz have?
Evensky & Katz has 22 investment adviser representatives registered with state securities authorities, out of 44 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Evensky & Katz invest in?
At the end of its last fiscal year, Evensky & Katz’s separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities, 2% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds, 1% sovereign bonds, 1% cash and equivalents and 1% other. The 1% other category is described as: The "Other" Category Includes Insurance Company General Account and Fixed Annuity Products, Interests in Private Credit Funds, and Certain Structured Or Securitized Debt Instruments Such As Mortgage-Backed Securities. These Investments Do Not Fall Within the Standard Form Adv Asset Classifications But Represent Fixed-Income Or Alternative Income-Oriented Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Evensky & Katz have a minimum investment?
Yes, Evensky & Katz’s minimum account size for its Wealth Management is $1M.
Who owns Evensky & Katz?
Evensky & Katz’s direct owners are Lane Jones, David Evensky, Matthew McGrath, Brett Horowitz, David Garcia, Taylor Gang and John Salter, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Evensky & Katz get paid?
Evensky & Katz is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Evensky & Katz registered with the SEC?
Yes, Evensky & Katz has been registered with the SEC as an investment adviser since 4 April 2001. Its CRD number is 109698 and its SEC file number is 801-60104.
Source: Form ADV Part 1A, Item 1, filed 19 March 2026; IAPD firm record
How do I contact Evensky & Katz?
Evensky & Katz’s main office is at 4000 Ponce De Leon Boulevard, Suite 850, Coral Gables, FL 33146. Its phone number is 305-448-8882. Its website is evensky.com.