Engage Wealth Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Engage Wealth Group reports 94 clients. They include 51 high-net-worth individuals and 43 individual clients. Of its assets, 100.0% ($120M across 266 accounts) are managed with discretion. It advised 12 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 15% |
| High-net-worth individuals | 54% | 85% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $17.8M | 14.9% | $414K |
| High-net-worth individuals | 51 | $102M | 85.1% | $1.99M |
| Total | 94 | $120M | 100% | $1.27M |
- Clients
- 43
- Regulatory AUM
- $17.8M
- AUM share
- 14.9%
- Avg. per client
- $414K
- Clients
- 51
- Regulatory AUM
- $102M
- AUM share
- 85.1%
- Avg. per client
- $1.99M
Total
- Clients
- 94
- Regulatory AUM
- $120M
- AUM share
- 100%
- Avg. per client
- $1.27M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 12
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Engage Wealth Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited-scope consulting is billed hourly at $600, with fees negotiated with the client.
- Financial Planning
- Stand-alone financial planning is a fixed fee, with broad-based plans starting at $6,000, or hourly at $600 an hour, agreed in advance.
- Planning and Advisory Without Management
- Flat quarterly fees of $1,500 to $50,000 for clients who receive ongoing planning without direct investment management.
- Retirement Plan Consulting
- Fixed annual fees of $5,000 to $25,000, or basis-point fees of 0.15% to 0.75% a year.
It has 3 employees, 2 of them in advisory roles.
Leadership
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
Besides its headquarters, Engage Wealth Group has 2 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 211 Waukegan Road, Suite 300., NorthfieldHQ
Contact and registration details
- Legal name
- Engage Wealth Group, LLC
- Headquarters
- 211 Waukegan Road, Suite 300., Northfield, IL 60093
- Website
- engagewealthgroup.com
- Phone
- 847-794-5000
- SEC file
- 801-136911
- Structure
- Illinois LLC
- Fiscal year end
- December
Engage Wealth Group has custody of $4.71M in client assets for 5 clients.
At year end, Engage Wealth Group’s separately managed accounts were mostly in funds (70%) and stocks (20%).
What the accounts hold
- Stocks20%
- Funds70%
- Bonds6%
- State and local bonds3%
- Investment grade corporate bonds3%
- Cash4%
How many clients does Engage Wealth Group have?
Engage Wealth Group has 94 clients and manages $120 million for them, as of July 2026. They include 51 high-net-worth individuals and 43 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026
What services does Engage Wealth Group offer?
Engage Wealth Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Engage Wealth Group have?
Engage Wealth Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Engage Wealth Group invest in?
At the end of its last fiscal year, Engage Wealth Group’s separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 4% cash and equivalents, 3% state and local bonds and 3% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Engage Wealth Group get paid?
Engage Wealth Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Engage Wealth Group?
Engage Wealth Group’s main office is at 211 Waukegan Road, Suite 300., Northfield, IL 60093. Its phone number is 847-794-5000. Its website is engagewealthgroup.com.